The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL C | 02079K107 | 252 | 304 | SH | SOLE | 0 | 0 | 304 | ||
ALTRIA GROUP INC | COM | 02209S103 | 303 | 4,248 | SH | SOLE | 0 | 0 | 4,248 | ||
AMAZON INC | COM | 023135106 | 412 | 465 | SH | SOLE | 0 | 0 | 465 | ||
APPLE INC | COM | 037833100 | 246 | 1,712 | SH | SOLE | 0 | 0 | 1,712 | ||
CBOE HLDGS INC | COM | 12503M108 | 301 | 3,717 | SH | SOLE | 0 | 0 | 3,717 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,062 | 28,265 | SH | SOLE | 0 | 0 | 28,265 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 1,447 | 132,020 | SH | SOLE | 0 | 0 | 132,020 | ||
DBX ETF TR | EX US HDG EQTY | 233051820 | 382 | 15,047 | SH | SOLE | 0 | 0 | 15,047 | ||
DBX ETF TR | XTRAK MSCI EAFE | 233051200 | 205 | 6,927 | SH | SOLE | 0 | 0 | 6,927 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 240 | 2,120 | SH | SOLE | 0 | 0 | 2,120 | ||
EXCHANGE LISTED FDS TR | HRZN S&P500 CV C | 30151E103 | 212 | 4,487 | SH | SOLE | 0 | 0 | 4,487 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 240 | 11,185 | SH | SOLE | 0 | 0 | 11,185 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,170 | 13,800 | SH | SOLE | 0 | 0 | 13,800 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 1,566 | 14,878 | SH | SOLE | 0 | 0 | 14,878 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,780 | 15,300 | SH | SOLE | 0 | 0 | 15,300 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,569 | 14,463 | SH | SOLE | 0 | 0 | 14,463 | ||
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 1,630 | 32,035 | SH | SOLE | 0 | 0 | 32,035 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,567 | 56,941 | SH | SOLE | 0 | 0 | 56,941 | ||
ISHARES TR | INTRM GOV/CR ETF | 464288612 | 770 | 6,989 | SH | SOLE | 0 | 0 | 6,989 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,121 | 16,978 | SH | SOLE | 0 | 0 | 16,978 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 17,181 | 360,046 | SH | SOLE | 0 | 0 | 360,046 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,522 | 40,494 | SH | SOLE | 0 | 0 | 40,494 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 646 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 606 | 5,325 | SH | SOLE | 0 | 0 | 5,325 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 305 | 2,935 | SH | SOLE | 0 | 0 | 2,935 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 1,623 | 15,370 | SH | SOLE | 0 | 0 | 15,370 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 29 | 14,843 | SH | SOLE | 0 | 0 | 14,843 | ||
MICROSOFT CORP | COM | 594918104 | 468 | 7,109 | SH | SOLE | 0 | 0 | 7,109 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 764 | 7,520 | SH | SOLE | 0 | 0 | 7,520 | ||
POWERSHARES ETF TR II | EX RTE SEN LOW | 73937B563 | 210 | 7,101 | SH | SOLE | 0 | 0 | 7,101 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 1,168 | 26,878 | SH | SOLE | 0 | 0 | 26,878 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 3,214 | 172,229 | SH | SOLE | 0 | 0 | 172,229 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 2,192 | 99,423 | SH | SOLE | 0 | 0 | 99,423 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 24,071 | 181,789 | SH | SOLE | 0 | 0 | 181,789 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,417 | 24,261 | SH | SOLE | 0 | 0 | 24,261 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 12,381 | 414,481 | SH | SOLE | 0 | 0 | 414,481 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 724 | 13,506 | SH | SOLE | 0 | 0 | 13,506 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 6,592 | 127,279 | SH | SOLE | 0 | 0 | 127,279 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 306 | 5,365 | SH | SOLE | 0 | 0 | 5,365 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,179 | 93,734 | SH | SOLE | 0 | 0 | 93,734 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,911 | 31,604 | SH | SOLE | 0 | 0 | 31,604 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,189 | 23,926 | SH | SOLE | 0 | 0 | 23,926 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 42,841 | 761,346 | SH | SOLE | 0 | 0 | 761,346 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,951 | 83,474 | SH | SOLE | 0 | 0 | 83,474 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 241 | 5,910 | SH | SOLE | 0 | 0 | 5,910 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 13,715 | 217,775 | SH | SOLE | 0 | 0 | 217,775 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 979 | 8,243 | SH | SOLE | 0 | 0 | 8,243 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,722 | 7,303 | SH | SOLE | 0 | 0 | 7,303 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 5,956 | 122,952 | SH | SOLE | 0 | 0 | 122,952 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,137 | 12,896 | SH | SOLE | 0 | 0 | 12,896 | ||
SRC ENERGY INC | COM ADDED | 78470V108 | 98 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 310 | 15,227 | SH | SOLE | 0 | 0 | 15,227 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 6,287 | 268,215 | SH | SOLE | 0 | 0 | 268,215 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189F361 | 1,881 | 61,532 | SH | SOLE | 0 | 0 | 61,532 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 10,680 | 127,741 | SH | SOLE | 0 | 0 | 127,741 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 960 | 12,047 | SH | SOLE | 0 | 0 | 12,047 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 307 | 2,522 | SH | SOLE | 0 | 0 | 2,522 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,376 | 12,726 | SH | SOLE | 0 | 0 | 12,726 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 671 | 6,584 | SH | SOLE | 0 | 0 | 6,584 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,285 | 9,230 | SH | SOLE | 0 | 0 | 9,230 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 284 | 3,443 | SH | SOLE | 0 | 0 | 3,443 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 14,363 | 66,387 | SH | SOLE | 0 | 0 | 66,387 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,293 | 17,205 | SH | SOLE | 0 | 0 | 17,205 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,216 | 12,748 | SH | SOLE | 0 | 0 | 12,748 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 994 | 12,468 | SH | SOLE | 0 | 0 | 12,468 | ||
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 1,611 | 26,495 | SH | SOLE | 0 | 0 | 26,495 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 450 | 5,009 | SH | SOLE | 0 | 0 | 5,009 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,770 | 45,035 | SH | SOLE | 0 | 0 | 45,035 | ||
VERIZONMUNICATIONS INC | COM | 92343V104 | 293 | 6,009 | SH | SOLE | 0 | 0 | 6,009 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 5,898 | 217,483 | SH | SOLE | 0 | 0 | 217,483 | ||
WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | 451 | 11,100 | SH | SOLE | 0 | 0 | 11,100 | ||
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 3,680 | 45,640 | SH | SOLE | 0 | 0 | 45,640 |