The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL C | 02079K107 | 704 | 775 | SH | SOLE | 0 | 0 | 775 | ||
ALTRIA GROUP INC | COM | 02209S103 | 305 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 105 | 29,624 | SH | SOLE | 0 | 0 | 29,624 | ||
CBOE HLDGS INC | COM | 12503M108 | 340 | 3,717 | SH | SOLE | 0 | 0 | 3,717 | ||
CBS CORP NEW CL B | CL B | 124857202 | 207 | 3,251 | SH | SOLE | 0 | 0 | 3,251 | ||
COMCAST CORP NEW | CL A | 20030N101 | 787 | 20,217 | SH | SOLE | 0 | 0 | 20,217 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 1,583 | 134,191 | SH | SOLE | 0 | 0 | 134,191 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 274 | 1,711 | SH | SOLE | 0 | 0 | 1,711 | ||
DBX ETF TR | EX US HDG EQTY | 233051820 | 396 | 15,204 | SH | SOLE | 0 | 0 | 15,204 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 281 | 2,649 | SH | SOLE | 0 | 0 | 2,649 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 247 | 11,375 | SH | SOLE | 0 | 0 | 11,375 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,317 | 10,440 | SH | SOLE | 0 | 0 | 10,440 | ||
IMPAX LABORATORIES INC | COM | 45256B101 | 161 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 1,567 | 14,878 | SH | SOLE | 0 | 0 | 14,878 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 2,052 | 17,438 | SH | SOLE | 0 | 0 | 17,438 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,547 | 14,127 | SH | SOLE | 0 | 0 | 14,127 | ||
ISHARES TR | FLTG RATE BD ETF | 46429B655 | 325 | 6,391 | SH | SOLE | 0 | 0 | 6,391 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,416 | 49,811 | SH | SOLE | 0 | 0 | 49,811 | ||
ISHARES TR | INTRM GOV/CR ETF | 464288612 | 774 | 6,989 | SH | SOLE | 0 | 0 | 6,989 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,094 | 15,802 | SH | SOLE | 0 | 0 | 15,802 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 19,563 | 399,818 | SH | SOLE | 0 | 0 | 399,818 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,174 | 33,349 | SH | SOLE | 0 | 0 | 33,349 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 665 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 629 | 5,286 | SH | SOLE | 0 | 0 | 5,286 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 325 | 3,006 | SH | SOLE | 0 | 0 | 3,006 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 262 | 1,364 | SH | SOLE | 0 | 0 | 1,364 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 1,626 | 15,370 | SH | SOLE | 0 | 0 | 15,370 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 4,101 | 46,133 | SH | SOLE | 0 | 0 | 46,133 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 19 | 14,843 | SH | SOLE | 0 | 0 | 14,843 | ||
MICROSOFT CORP | COM | 594918104 | 1,117 | 16,203 | SH | SOLE | 0 | 0 | 16,203 | ||
OCERA THERAPEUTICS INC | COM | 67552A108 | 60 | 51,789 | SH | SOLE | 0 | 0 | 51,789 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 562 | 5,525 | SH | SOLE | 0 | 0 | 5,525 | ||
POWERSHARES ETF TR II | EX RTE SEN LOW | 73937B563 | 217 | 7,101 | SH | SOLE | 0 | 0 | 7,101 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 1,183 | 26,439 | SH | SOLE | 0 | 0 | 26,439 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 4,258 | 222,926 | SH | SOLE | 0 | 0 | 222,926 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 4,950 | 222,763 | SH | SOLE | 0 | 0 | 222,763 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 28,145 | 204,484 | SH | SOLE | 0 | 0 | 204,484 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,267 | 21,076 | SH | SOLE | 0 | 0 | 21,076 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 16,052 | 505,083 | SH | SOLE | 0 | 0 | 505,083 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 419 | 7,772 | SH | SOLE | 0 | 0 | 7,772 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 8,971 | 171,692 | SH | SOLE | 0 | 0 | 171,692 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 313 | 5,348 | SH | SOLE | 0 | 0 | 5,348 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,444 | 32,023 | SH | SOLE | 0 | 0 | 32,023 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,900 | 30,062 | SH | SOLE | 0 | 0 | 30,062 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,208 | 24,073 | SH | SOLE | 0 | 0 | 24,073 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 48,696 | 842,922 | SH | SOLE | 0 | 0 | 842,922 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 4,926 | 102,284 | SH | SOLE | 0 | 0 | 102,284 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 244 | 5,913 | SH | SOLE | 0 | 0 | 5,913 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 15,824 | 247,601 | SH | SOLE | 0 | 0 | 247,601 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,405 | 11,905 | SH | SOLE | 0 | 0 | 11,905 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,794 | 7,418 | SH | SOLE | 0 | 0 | 7,418 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 6,796 | 140,128 | SH | SOLE | 0 | 0 | 140,128 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,146 | 12,896 | SH | SOLE | 0 | 0 | 12,896 | ||
SRC ENERGY INC | COM | 78470V108 | 78 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TEXAS INSTRS INC | COM | 882508104 | 253 | 3,293 | SH | SOLE | 0 | 0 | 3,293 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 490 | 23,977 | SH | SOLE | 0 | 0 | 23,977 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 7,489 | 313,082 | SH | SOLE | 0 | 0 | 313,082 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189F361 | 2,365 | 76,522 | SH | SOLE | 0 | 0 | 76,522 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 23,667 | 279,988 | SH | SOLE | 0 | 0 | 279,988 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 1,175 | 14,714 | SH | SOLE | 0 | 0 | 14,714 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 287 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,352 | 12,179 | SH | SOLE | 0 | 0 | 12,179 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 645 | 6,267 | SH | SOLE | 0 | 0 | 6,267 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,250 | 8,768 | SH | SOLE | 0 | 0 | 8,768 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 287 | 3,443 | SH | SOLE | 0 | 0 | 3,443 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 15,987 | 71,994 | SH | SOLE | 0 | 0 | 71,994 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,613 | 19,280 | SH | SOLE | 0 | 0 | 19,280 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,137 | 11,772 | SH | SOLE | 0 | 0 | 11,772 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 998 | 12,468 | SH | SOLE | 0 | 0 | 12,468 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 209 | 2,253 | SH | SOLE | 0 | 0 | 2,253 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,817 | 43,965 | SH | SOLE | 0 | 0 | 43,965 | ||
VERASTEM INC | COM | 92337C104 | 109 | 49,857 | SH | SOLE | 0 | 0 | 49,857 | ||
VERIZONMUNICATIONS INC | COM | 92343V104 | 283 | 6,342 | SH | SOLE | 0 | 0 | 6,342 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 1,930 | 73,511 | SH | SOLE | 0 | 0 | 73,511 | ||
WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | 463 | 11,100 | SH | SOLE | 0 | 0 | 11,100 |