The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 387 | 394 | SH | SOLE | 0 | 0 | 394 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 953 | 994 | SH | SOLE | 0 | 0 | 994 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 260 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
AMAZON COM INC COM | COM | 023135106 | 485 | 504 | SH | SOLE | 0 | 0 | 504 | ||
APPLE INC COM | COM | 037833100 | 824 | 5,344 | SH | SOLE | 0 | 0 | 5,344 | ||
ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 101 | 29,624 | SH | SOLE | 0 | 0 | 29,624 | ||
CARA THERAPEUTICS INC COM | COM | 140755109 | 163 | 11,920 | SH | SOLE | 0 | 0 | 11,920 | ||
CBOE HLDGS INC COM | COM | 12503M108 | 475 | 4,411 | SH | SOLE | 0 | 0 | 4,411 | ||
CBS CORP NEW | CL B | 124857202 | 506 | 8,729 | SH | SOLE | 0 | 0 | 8,729 | ||
COMCAST CORP NEW | CL A | 20030N101 | 778 | 20,217 | SH | SOLE | 0 | 0 | 20,217 | ||
CORCEPT THERAPEUTICS INC COM | COM | 218352102 | 2,550 | 132,108 | SH | SOLE | 0 | 0 | 132,108 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 281 | 1,711 | SH | SOLE | 0 | 0 | 1,711 | ||
DBX ETF TR | EX US HDG EQTY | 233051820 | 412 | 15,204 | SH | SOLE | 0 | 0 | 15,204 | ||
DBX ETF TR | XTRAK MSCI EAFE | 233051200 | 202 | 6,514 | SH | SOLE | 0 | 0 | 6,514 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 261 | 2,649 | SH | SOLE | 0 | 0 | 2,649 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 255 | 11,566 | SH | SOLE | 0 | 0 | 11,566 | ||
GOLDMAN SACHS GROUP INC COM | COM | 38141G104 | 956 | 4,032 | SH | SOLE | 0 | 0 | 4,032 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 2,809 | 26,668 | SH | SOLE | 0 | 0 | 26,668 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,277 | 10,779 | SH | SOLE | 0 | 0 | 10,779 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,550 | 14,143 | SH | SOLE | 0 | 0 | 14,143 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 904 | 17,752 | SH | SOLE | 0 | 0 | 17,752 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,627 | 56,229 | SH | SOLE | 0 | 0 | 56,229 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 775 | 6,989 | SH | SOLE | 0 | 0 | 6,989 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,032 | 14,517 | SH | SOLE | 0 | 0 | 14,517 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 21,530 | 427,694 | SH | SOLE | 0 | 0 | 427,694 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,236 | 32,647 | SH | SOLE | 0 | 0 | 32,647 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 688 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 661 | 5,286 | SH | SOLE | 0 | 0 | 5,286 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 340 | 3,006 | SH | SOLE | 0 | 0 | 3,006 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 224 | 1,136 | SH | SOLE | 0 | 0 | 1,136 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 1,770 | 16,700 | SH | SOLE | 0 | 0 | 16,700 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 4,867 | 50,864 | SH | SOLE | 0 | 0 | 50,864 | ||
MARRONE BIO INNOVATIONS INC COM | COM | 57165B106 | 17 | 14,843 | SH | SOLE | 0 | 0 | 14,843 | ||
MICROSOFT CORP COM | COM | 594918104 | 1,207 | 16,203 | SH | SOLE | 0 | 0 | 16,203 | ||
OCERA THERAPEUTICS INC COM | COM | 67552A108 | 71 | 62,315 | SH | SOLE | 0 | 0 | 62,315 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 564 | 5,538 | SH | SOLE | 0 | 0 | 5,538 | ||
POWERSHARES ETF TR II | EX RTE SEN LOW | 73937B563 | 225 | 7,101 | SH | SOLE | 0 | 0 | 7,101 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 1,251 | 27,321 | SH | SOLE | 0 | 0 | 27,321 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 5,298 | 279,262 | SH | SOLE | 0 | 0 | 279,262 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 5,136 | 230,926 | SH | SOLE | 0 | 0 | 230,926 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 32,483 | 223,328 | SH | SOLE | 0 | 0 | 223,328 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,318 | 21,076 | SH | SOLE | 0 | 0 | 21,076 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 18,582 | 555,191 | SH | SOLE | 0 | 0 | 555,191 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 419 | 7,772 | SH | SOLE | 0 | 0 | 7,772 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 11,520 | 220,011 | SH | SOLE | 0 | 0 | 220,011 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 326 | 5,348 | SH | SOLE | 0 | 0 | 5,348 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,519 | 53,818 | SH | SOLE | 0 | 0 | 53,818 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 1,986 | 30,065 | SH | SOLE | 0 | 0 | 30,065 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,247 | 24,073 | SH | SOLE | 0 | 0 | 24,073 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 58,015 | 966,277 | SH | SOLE | 0 | 0 | 966,277 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 5,895 | 117,633 | SH | SOLE | 0 | 0 | 117,633 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 237 | 5,770 | SH | SOLE | 0 | 0 | 5,770 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 17,620 | 261,539 | SH | SOLE | 0 | 0 | 261,539 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,172 | 17,868 | SH | SOLE | 0 | 0 | 17,868 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,254 | 8,973 | SH | SOLE | 0 | 0 | 8,973 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 6,833 | 140,599 | SH | SOLE | 0 | 0 | 140,599 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,178 | 12,896 | SH | SOLE | 0 | 0 | 12,896 | ||
SRC ENERGY INC COM | COM | 78470V108 | 112 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TEXAS INSTRS INC COM | COM | 882508104 | 295 | 3,293 | SH | SOLE | 0 | 0 | 3,293 | ||
TPG SPECIALTY LENDING INC COM | COM | 87265K102 | 503 | 23,977 | SH | SOLE | 0 | 0 | 23,977 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 8,817 | 366,592 | SH | SOLE | 0 | 0 | 366,592 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189F361 | 2,000 | 63,877 | SH | SOLE | 0 | 0 | 63,877 | ||
VANGUARD BD INDEX FD | INC INTERMED TERM | 921937819 | 28,932 | 341,741 | SH | SOLE | 0 | 0 | 341,741 | ||
VANGUARD BD INDEX FD | INC SHORT TRM BOND | 921937827 | 1,345 | 16,857 | SH | SOLE | 0 | 0 | 16,857 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 299 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,380 | 11,961 | SH | SOLE | 0 | 0 | 11,961 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 663 | 6,275 | SH | SOLE | 0 | 0 | 6,275 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,289 | 8,768 | SH | SOLE | 0 | 0 | 8,768 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 286 | 3,443 | SH | SOLE | 0 | 0 | 3,443 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 18,351 | 79,522 | SH | SOLE | 0 | 0 | 79,522 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,816 | 19,928 | SH | SOLE | 0 | 0 | 19,928 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,178 | 11,803 | SH | SOLE | 0 | 0 | 11,803 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,495 | 16,982 | SH | SOLE | 0 | 0 | 16,982 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,273 | 28,368 | SH | SOLE | 0 | 0 | 28,368 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 214 | 2,253 | SH | SOLE | 0 | 0 | 2,253 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,909 | 43,965 | SH | SOLE | 0 | 0 | 43,965 | ||
VERASTEM INC COM | COM | 92337C104 | 150 | 31,991 | SH | SOLE | 0 | 0 | 31,991 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 247 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 2,265 | 87,652 | SH | SOLE | 0 | 0 | 87,652 | ||
WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | 486 | 11,100 | SH | SOLE | 0 | 0 | 11,100 |