The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 595 | 3,452 | SH | SOLE | 0 | 0 | 3,452 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 575 | 546 | SH | SOLE | 0 | 0 | 546 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,217 | 1,163 | SH | SOLE | 0 | 0 | 1,163 | ||
ALTRIA GROUP INC | COM | 02209S103 | 292 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
AMAZON INC | COM | 023135106 | 869 | 743 | SH | SOLE | 0 | 0 | 743 | ||
APPLE INC | COM | 037833100 | 1,091 | 6,449 | SH | SOLE | 0 | 0 | 6,449 | ||
ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 67 | 29,624 | SH | SOLE | 0 | 0 | 29,624 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 249 | 1,063 | SH | SOLE | 0 | 0 | 1,063 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 146 | 11,920 | SH | SOLE | 0 | 0 | 11,920 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 463 | 3,717 | SH | SOLE | 0 | 0 | 3,717 | ||
CBS CORP NEW | CL B | 124857202 | 515 | 8,729 | SH | SOLE | 0 | 0 | 8,729 | ||
CLOUDERA INC | COM | 18914U100 | 24,351 | 1,474,016 | SH | SOLE | 0 | 0 | 1,474,016 | ||
COMCAST CORP NEW | CL A | 20030N101 | 980 | 24,463 | SH | SOLE | 0 | 0 | 24,463 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 2,458 | 136,120 | SH | SOLE | 0 | 0 | 136,120 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 318 | 1,711 | SH | SOLE | 0 | 0 | 1,711 | ||
CYCLACEL PHARMACEUTICALS INC | COM PAR | 23254L405 | 22 | 12,677 | SH | SOLE | 0 | 0 | 12,677 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 419 | 15,073 | SH | SOLE | 0 | 0 | 15,073 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 209 | 6,592 | SH | SOLE | 0 | 0 | 6,592 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 285 | 2,649 | SH | SOLE | 0 | 0 | 2,649 | ||
EQUINIX INC | COM PAR $0.001 | 29444U700 | 203 | 449 | SH | SOLE | 0 | 0 | 449 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 256 | 11,762 | SH | SOLE | 0 | 0 | 11,762 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 433 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 660 | 6,315 | SH | SOLE | 0 | 0 | 6,315 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,088 | 18,394 | SH | SOLE | 0 | 0 | 18,394 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 202 | 2,635 | SH | SOLE | 0 | 0 | 2,635 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,548 | 14,159 | SH | SOLE | 0 | 0 | 14,159 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,057 | 20,799 | SH | SOLE | 0 | 0 | 20,799 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,883 | 63,448 | SH | SOLE | 0 | 0 | 63,448 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 767 | 6,989 | SH | SOLE | 0 | 0 | 6,989 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 1,060 | 14,528 | SH | SOLE | 0 | 0 | 14,528 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 26,268 | 497,693 | SH | SOLE | 0 | 0 | 497,693 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,578 | 36,667 | SH | SOLE | 0 | 0 | 36,667 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 731 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,351 | 10,033 | SH | SOLE | 0 | 0 | 10,033 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 596 | 4,791 | SH | SOLE | 0 | 0 | 4,791 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 363 | 3,006 | SH | SOLE | 0 | 0 | 3,006 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 236 | 1,136 | SH | SOLE | 0 | 0 | 1,136 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 231 | 1,512 | SH | SOLE | 0 | 0 | 1,512 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 659 | 6,284 | SH | SOLE | 0 | 0 | 6,284 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 242 | 2,987 | SH | SOLE | 0 | 0 | 2,987 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 6,422 | 62,268 | SH | SOLE | 0 | 0 | 62,268 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,193 | 11,160 | SH | SOLE | 0 | 0 | 11,160 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 11 | 10,256 | SH | SOLE | 0 | 0 | 10,256 | ||
MICROSOFT CORP | COM | 594918104 | 1,552 | 18,145 | SH | SOLE | 0 | 0 | 18,145 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 564 | 5,551 | SH | SOLE | 0 | 0 | 5,551 | ||
POWERSHARES ETF TR II | EX RTE SEN LOW | 73937B563 | 241 | 7,101 | SH | SOLE | 0 | 0 | 7,101 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 1,304 | 27,321 | SH | SOLE | 0 | 0 | 27,321 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 7,423 | 393,399 | SH | SOLE | 0 | 0 | 393,399 | ||
POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | 4,172 | 194,501 | SH | SOLE | 0 | 0 | 194,501 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 37,678 | 241,898 | SH | SOLE | 0 | 0 | 241,898 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,407 | 21,069 | SH | SOLE | 0 | 0 | 21,069 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 347 | 12,410 | SH | SOLE | 0 | 0 | 12,410 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 26,904 | 789,663 | SH | SOLE | 0 | 0 | 789,663 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 414 | 7,772 | SH | SOLE | 0 | 0 | 7,772 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 16,274 | 312,729 | SH | SOLE | 0 | 0 | 312,729 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 507 | 7,866 | SH | SOLE | 0 | 0 | 7,866 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,351 | 65,495 | SH | SOLE | 0 | 0 | 65,495 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,075 | 29,343 | SH | SOLE | 0 | 0 | 29,343 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,316 | 24,073 | SH | SOLE | 0 | 0 | 24,073 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 69,883 | 1,095,695 | SH | SOLE | 0 | 0 | 1,095,695 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 7,118 | 133,623 | SH | SOLE | 0 | 0 | 133,623 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 218 | 5,235 | SH | SOLE | 0 | 0 | 5,235 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 20,108 | 288,329 | SH | SOLE | 0 | 0 | 288,329 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,544 | 28,660 | SH | SOLE | 0 | 0 | 28,660 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,394 | 8,973 | SH | SOLE | 0 | 0 | 8,973 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 9,546 | 199,251 | SH | SOLE | 0 | 0 | 199,251 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 986 | 10,440 | SH | SOLE | 0 | 0 | 10,440 | ||
SRC ENERGY INC | COM | 78470V108 | 99 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TEXAS INSTRS INC | COM | 882508104 | 344 | 3,293 | SH | SOLE | 0 | 0 | 3,293 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 478 | 24,141 | SH | SOLE | 0 | 0 | 24,141 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 9,511 | 395,141 | SH | SOLE | 0 | 0 | 395,141 | ||
VANECK VECTORS ETF TR | HIGH YLD MUN ETF | 92189F361 | 1,938 | 62,127 | SH | SOLE | 0 | 0 | 62,127 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 34,347 | 409,723 | SH | SOLE | 0 | 0 | 409,723 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 4,579 | 57,884 | SH | SOLE | 0 | 0 | 57,884 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,193 | 14,630 | SH | SOLE | 0 | 0 | 14,630 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 317 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,418 | 11,565 | SH | SOLE | 0 | 0 | 11,565 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 701 | 6,285 | SH | SOLE | 0 | 0 | 6,285 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,358 | 8,772 | SH | SOLE | 0 | 0 | 8,772 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 529 | 6,373 | SH | SOLE | 0 | 0 | 6,373 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 21,913 | 89,333 | SH | SOLE | 0 | 0 | 89,333 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,972 | 20,111 | SH | SOLE | 0 | 0 | 20,111 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,258 | 11,831 | SH | SOLE | 0 | 0 | 11,831 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 206 | 4,490 | SH | SOLE | 0 | 0 | 4,490 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 3,235 | 37,015 | SH | SOLE | 0 | 0 | 37,015 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,939 | 37,063 | SH | SOLE | 0 | 0 | 37,063 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 405 | 3,966 | SH | SOLE | 0 | 0 | 3,966 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,850 | 41,234 | SH | SOLE | 0 | 0 | 41,234 | ||
VERASTEM INC | COM | 92337C104 | 571 | 185,836 | SH | SOLE | 0 | 0 | 185,836 | ||
VERIZONMUNICATIONS INC | COM | 92343V104 | 265 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 2,085 | 80,548 | SH | SOLE | 0 | 0 | 80,548 | ||
WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | 493 | 11,100 | SH | SOLE | 0 | 0 | 11,100 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 1,374 | 47,282 | SH | SOLE | 0 | 0 | 47,282 |