The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 891 | 4,855 | SH | SOLE | 0 | 0 | 4,855 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 529 | 510 | SH | SOLE | 0 | 0 | 510 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 490 | 475 | SH | SOLE | 0 | 0 | 475 | ||
ALTRIA GROUP INC | COM | 02209S103 | 255 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
AMAZON INC | COM | 023135106 | 1,255 | 867 | SH | SOLE | 0 | 0 | 867 | ||
APPLE INC | COM | 037833100 | 1,544 | 9,205 | SH | SOLE | 0 | 0 | 9,205 | ||
ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 22 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 495 | 2,219 | SH | SOLE | 0 | 0 | 2,219 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 247 | 5,394 | SH | SOLE | 0 | 0 | 5,394 | ||
BEST INC | SPONSORED ADS | 08653C106 | 449 | 43,558 | SH | SOLE | 0 | 0 | 43,558 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 134 | 10,815 | SH | SOLE | 0 | 0 | 10,815 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 424 | 3,717 | SH | SOLE | 0 | 0 | 3,717 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,113 | 32,583 | SH | SOLE | 0 | 0 | 32,583 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 3,399 | 206,620 | SH | SOLE | 0 | 0 | 206,620 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 360 | 1,911 | SH | SOLE | 0 | 0 | 1,911 | ||
CYCLACEL PHARMACEUTICALS INC | COM PAR | 23254L405 | 17 | 12,677 | SH | SOLE | 0 | 0 | 12,677 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 407 | 15,073 | SH | SOLE | 0 | 0 | 15,073 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 202 | 6,592 | SH | SOLE | 0 | 0 | 6,592 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 200 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 495 | 4,926 | SH | SOLE | 0 | 0 | 4,926 | ||
ELEVEN BIOTHERAPEUTICS INC | COM | 286221106 | 42 | 39,665 | SH | SOLE | 0 | 0 | 39,665 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,518 | 9,997 | SH | SOLE | 0 | 0 | 9,997 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 357 | 3,443 | SH | SOLE | 0 | 0 | 3,443 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,074 | 18,394 | SH | SOLE | 0 | 0 | 18,394 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 203 | 2,635 | SH | SOLE | 0 | 0 | 2,635 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 34,204 | 318,919 | SH | SOLE | 0 | 0 | 318,919 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 28,017 | 550,098 | SH | SOLE | 0 | 0 | 550,098 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,995 | 69,449 | SH | SOLE | 0 | 0 | 69,449 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 757 | 6,989 | SH | SOLE | 0 | 0 | 6,989 | ||
ISHARES TR | MBS ETF | 464288588 | 280 | 2,679 | SH | SOLE | 0 | 0 | 2,679 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 918 | 12,461 | SH | SOLE | 0 | 0 | 12,461 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 26,521 | 510,713 | SH | SOLE | 0 | 0 | 510,713 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,648 | 23,651 | SH | SOLE | 0 | 0 | 23,651 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 722 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 719 | 5,286 | SH | SOLE | 0 | 0 | 5,286 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 370 | 3,006 | SH | SOLE | 0 | 0 | 3,006 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 235 | 1,136 | SH | SOLE | 0 | 0 | 1,136 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 359 | 3,424 | SH | SOLE | 0 | 0 | 3,424 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 7,518 | 70,977 | SH | SOLE | 0 | 0 | 70,977 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,233 | 11,212 | SH | SOLE | 0 | 0 | 11,212 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 280 | 6,648 | SH | SOLE | 0 | 0 | 6,648 | ||
MICROSOFT CORP | COM | 594918104 | 1,837 | 20,124 | SH | SOLE | 0 | 0 | 20,124 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 614 | 6,045 | SH | SOLE | 0 | 0 | 6,045 | ||
POWERSHARES ETF TR | II EX RTE SEN LOW | 73937B563 | 14,043 | 415,475 | SH | SOLE | 0 | 0 | 415,475 | ||
POWERSHARES ETF TR | II S&P500 LOW VOL | 73937B779 | 1,283 | 27,321 | SH | SOLE | 0 | 0 | 27,321 | ||
POWERSHARES ETF TRUST | II KBW YIELD REIT | 73936Q819 | 559 | 17,910 | SH | SOLE | 0 | 0 | 17,910 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 40,266 | 251,461 | SH | SOLE | 0 | 0 | 251,461 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,402 | 21,069 | SH | SOLE | 0 | 0 | 21,069 | ||
PROSHARES TR | RUSS 2000 DIVD | 74347B698 | 11,390 | 212,387 | SH | SOLE | 0 | 0 | 212,387 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 356 | 12,410 | SH | SOLE | 0 | 0 | 12,410 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 27,967 | 829,649 | SH | SOLE | 0 | 0 | 829,649 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 1,979 | 38,782 | SH | SOLE | 0 | 0 | 38,782 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 628 | 9,849 | SH | SOLE | 0 | 0 | 9,849 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,607 | 93,961 | SH | SOLE | 0 | 0 | 93,961 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,184 | 30,454 | SH | SOLE | 0 | 0 | 30,454 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,316 | 24,913 | SH | SOLE | 0 | 0 | 24,913 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 70,754 | 1,121,647 | SH | SOLE | 0 | 0 | 1,121,647 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 17,676 | 334,263 | SH | SOLE | 0 | 0 | 334,263 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 20,002 | 289,342 | SH | SOLE | 0 | 0 | 289,342 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 200 | 5,235 | SH | SOLE | 0 | 0 | 5,235 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,608 | 28,680 | SH | SOLE | 0 | 0 | 28,680 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,336 | 8,876 | SH | SOLE | 0 | 0 | 8,876 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 8,077 | 168,900 | SH | SOLE | 0 | 0 | 168,900 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 299 | 8,524 | SH | SOLE | 0 | 0 | 8,524 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 945 | 10,357 | SH | SOLE | 0 | 0 | 10,357 | ||
SRC ENERGY INC | COM | 78470V108 | 109 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TEXAS INSTRS INC | COM | 882508104 | 342 | 3,293 | SH | SOLE | 0 | 0 | 3,293 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 654 | 36,611 | SH | SOLE | 0 | 0 | 36,611 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 4,968 | 211,114 | SH | SOLE | 0 | 0 | 211,114 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 5,831 | 71,313 | SH | SOLE | 0 | 0 | 71,313 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 5,361 | 68,340 | SH | SOLE | 0 | 0 | 68,340 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,070 | 13,388 | SH | SOLE | 0 | 0 | 13,388 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 401 | 3,966 | SH | SOLE | 0 | 0 | 3,966 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 320 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,676 | 13,830 | SH | SOLE | 0 | 0 | 13,830 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 688 | 6,293 | SH | SOLE | 0 | 0 | 6,293 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,443 | 9,358 | SH | SOLE | 0 | 0 | 9,358 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 24,295 | 100,360 | SH | SOLE | 0 | 0 | 100,360 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 3,116 | 21,211 | SH | SOLE | 0 | 0 | 21,211 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,224 | 11,858 | SH | SOLE | 0 | 0 | 11,858 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 2,022 | 23,838 | SH | SOLE | 0 | 0 | 23,838 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 447 | 4,888 | SH | SOLE | 0 | 0 | 4,888 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,589 | 33,012 | SH | SOLE | 0 | 0 | 33,012 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,198 | 49,671 | SH | SOLE | 0 | 0 | 49,671 | ||
VERASTEM INC | COM | 92337C104 | 583 | 195,518 | SH | SOLE | 0 | 0 | 195,518 | ||
VERIZONMUNICATIONS INC | COM | 92343V104 | 239 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 1,375 | 54,473 | SH | SOLE | 0 | 0 | 54,473 | ||
WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | 484 | 11,100 | SH | SOLE | 0 | 0 | 11,100 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 283 | 10,311 | SH | SOLE | 0 | 0 | 10,311 |