The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,069 | 5,764 | SH | SOLE | 0 | 0 | 5,764 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 602 | 549 | SH | SOLE | 0 | 0 | 549 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 582 | 522 | SH | SOLE | 0 | 0 | 522 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 232 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
AMAZON COM INC COM | COM | 023135106 | 1,747 | 1,028 | SH | SOLE | 0 | 0 | 1,028 | ||
APPLE INC COM | COM | 037833100 | 1,812 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 645 | 2,654 | SH | SOLE | 0 | 0 | 2,654 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 295 | 5,394 | SH | SOLE | 0 | 0 | 5,394 | ||
BEST INC | SPONSORED ADS | 08653C106 | 651 | 53,268 | SH | SOLE | 0 | 0 | 53,268 | ||
CBOE GLOBAL MARKETS INC COM | COM | 12503M108 | 387 | 3,717 | SH | SOLE | 0 | 0 | 3,717 | ||
CENTURY CMNTYS INC COM | COM | 156504300 | 513 | 16,260 | SH | SOLE | 0 | 0 | 16,260 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,024 | 32,433 | SH | SOLE | 0 | 0 | 32,433 | ||
CORCEPT THERAPEUTICS INC COM | COM | 218352102 | 6,934 | 441,103 | SH | SOLE | 0 | 0 | 441,103 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 399 | 1,911 | SH | SOLE | 0 | 0 | 1,911 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 414 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 209 | 6,655 | SH | SOLE | 0 | 0 | 6,655 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 205 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 241 | 2,604 | SH | SOLE | 0 | 0 | 2,604 | ||
DIVERSIFIED RSTRNT HLDGS INC COM | COM | 25532M105 | 14 | 11,300 | SH | SOLE | 0 | 0 | 11,300 | ||
FACEBOOK INC | CL A | 30303M102 | 216 | 1,024 | SH | SOLE | 0 | 0 | 1,024 | ||
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 448 | 17,877 | SH | SOLE | 0 | 0 | 17,877 | ||
GOLDMAN SACHS GROUP INC COM | COM | 38141G104 | 2,260 | 10,218 | SH | SOLE | 0 | 0 | 10,218 | ||
INVESCO EXCHANGE TRADED FD | T FINL PFD ETF ADDED | 46137V621 | 396 | 21,432 | SH | SOLE | 0 | 0 | 21,432 | ||
INVESCO EXCHANGE TRADED FD | T HIG YLD EQ DIV ADDED | 46137V563 | 184 | 10,454 | SH | SOLE | 0 | 0 | 10,454 | ||
INVESCO EXCHNG TRADED FD TR | KBW PREM YIELD ADDED | 46138E594 | 688 | 19,247 | SH | SOLE | 0 | 0 | 19,247 | ||
INVESCO EXCHNG TRADED FD TR | S&P 500 EX RAT ADDED | 46138E388 | 17,405 | 514,469 | SH | SOLE | 0 | 0 | 514,469 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL ADDED | 46138E354 | 1,178 | 24,837 | SH | SOLE | 0 | 0 | 24,837 | ||
INVESCO QQQ TR | UNIT SER 1 ADDED | 46090E103 | 47,581 | 277,199 | SH | SOLE | 0 | 0 | 277,199 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 262 | 2,525 | SH | SOLE | 0 | 0 | 2,525 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,161 | 19,826 | SH | SOLE | 0 | 0 | 19,826 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 220 | 2,635 | SH | SOLE | 0 | 0 | 2,635 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 37,129 | 349,223 | SH | SOLE | 0 | 0 | 349,223 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 37,988 | 744,862 | SH | SOLE | 0 | 0 | 744,862 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 2,006 | 67,770 | SH | SOLE | 0 | 0 | 67,770 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 753 | 6,989 | SH | SOLE | 0 | 0 | 6,989 | ||
ISHARES TR | MBS ETF | 464288588 | 279 | 2,679 | SH | SOLE | 0 | 0 | 2,679 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 810 | 11,383 | SH | SOLE | 0 | 0 | 11,383 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 28,778 | 541,342 | SH | SOLE | 0 | 0 | 541,342 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,042 | 30,491 | SH | SOLE | 0 | 0 | 30,491 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 748 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,034 | 7,194 | SH | SOLE | 0 | 0 | 7,194 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 335 | 2,761 | SH | SOLE | 0 | 0 | 2,761 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 216 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 262 | 2,069 | SH | SOLE | 0 | 0 | 2,069 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 233 | 2,634 | SH | SOLE | 0 | 0 | 2,634 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 9,187 | 83,748 | SH | SOLE | 0 | 0 | 83,748 | ||
JPMORGAN CHASE & CO COM | COM | 46625H100 | 835 | 8,144 | SH | SOLE | 0 | 0 | 8,144 | ||
LIBERTY GLOBAL PLC SHS | CL A | G5480U104 | 308 | 11,170 | SH | SOLE | 0 | 0 | 11,170 | ||
LUBYS INC COM | COM | 549282101 | 82 | 31,746 | SH | SOLE | 0 | 0 | 31,746 | ||
MICROSOFT CORP COM | COM | 594918104 | 2,020 | 20,596 | SH | SOLE | 0 | 0 | 20,596 | ||
NMI HLDGS INC | CL A | 629209305 | 1,034 | 63,432 | SH | SOLE | 0 | 0 | 63,432 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 616 | 6,062 | SH | SOLE | 0 | 0 | 6,062 | ||
PROGENICS PHARMACEUTICALS IN COM | COM | 743187106 | 113 | 14,004 | SH | SOLE | 0 | 0 | 14,004 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,423 | 21,069 | SH | SOLE | 0 | 0 | 21,069 | ||
PROSHARES TR | RUSS 2000 DIVD | 74347B698 | 14,867 | 260,135 | SH | SOLE | 0 | 0 | 260,135 | ||
RINGCENTRAL INC | CL A | 76680R206 | 213 | 3,032 | SH | SOLE | 0 | 0 | 3,032 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 310 | 11,988 | SH | SOLE | 0 | 0 | 11,988 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 31,187 | 943,630 | SH | SOLE | 0 | 0 | 943,630 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 1,463 | 28,886 | SH | SOLE | 0 | 0 | 28,886 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,066 | 16,157 | SH | SOLE | 0 | 0 | 16,157 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,838 | 98,149 | SH | SOLE | 0 | 0 | 98,149 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 2,355 | 31,071 | SH | SOLE | 0 | 0 | 31,071 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,323 | 24,913 | SH | SOLE | 0 | 0 | 24,913 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 80,504 | 1,238,716 | SH | SOLE | 0 | 0 | 1,238,716 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 20,952 | 381,710 | SH | SOLE | 0 | 0 | 381,710 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 24,564 | 333,888 | SH | SOLE | 0 | 0 | 333,888 | ||
SESEN BIO INC | COM ADDED | 817763105 | 400 | 205,014 | SH | SOLE | 0 | 0 | 205,014 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,460 | 29,161 | SH | SOLE | 0 | 0 | 29,161 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,155 | 11,631 | SH | SOLE | 0 | 0 | 11,631 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 8,837 | 184,148 | SH | SOLE | 0 | 0 | 184,148 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 363 | 10,370 | SH | SOLE | 0 | 0 | 10,370 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 661 | 7,134 | SH | SOLE | 0 | 0 | 7,134 | ||
SRC ENERGY INC COM | COM | 78470V108 | 128 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
TEXAS INSTRS INC COM | COM | 882508104 | 363 | 3,293 | SH | SOLE | 0 | 0 | 3,293 | ||
TILLYS INC | CL A | 886885102 | 648 | 42,793 | SH | SOLE | 0 | 0 | 42,793 | ||
TPG SPECIALTY LENDING INC COM | COM | 87265K102 | 778 | 43,383 | SH | SOLE | 0 | 0 | 43,383 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 6,319 | 268,165 | SH | SOLE | 0 | 0 | 268,165 | ||
VANGUARD BD INDEX FD | INC INTERMED TERM | 921937819 | 4,501 | 55,590 | SH | SOLE | 0 | 0 | 55,590 | ||
VANGUARD BD INDEX FD | INC SHORT TRM BOND | 921937827 | 5,624 | 71,913 | SH | SOLE | 0 | 0 | 71,913 | ||
VANGUARD BD INDEX FD | INC TOTAL BND MRKT | 921937835 | 1,060 | 13,388 | SH | SOLE | 0 | 0 | 13,388 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 403 | 3,966 | SH | SOLE | 0 | 0 | 3,966 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 338 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,617 | 12,958 | SH | SOLE | 0 | 0 | 12,958 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 608 | 5,502 | SH | SOLE | 0 | 0 | 5,502 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,476 | 9,360 | SH | SOLE | 0 | 0 | 9,360 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 28,043 | 112,392 | SH | SOLE | 0 | 0 | 112,392 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 3,178 | 20,415 | SH | SOLE | 0 | 0 | 20,415 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 749 | 7,209 | SH | SOLE | 0 | 0 | 7,209 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,486 | 17,793 | SH | SOLE | 0 | 0 | 17,793 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 564 | 6,442 | SH | SOLE | 0 | 0 | 6,442 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,420 | 30,992 | SH | SOLE | 0 | 0 | 30,992 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,161 | 50,375 | SH | SOLE | 0 | 0 | 50,375 | ||
VERASTEM INC COM | COM | 92337C104 | 1,316 | 191,286 | SH | SOLE | 0 | 0 | 191,286 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 253 | 5,030 | SH | SOLE | 0 | 0 | 5,030 | ||
VITAMIN SHOPPE INC COM | COM | 92849E101 | 266 | 38,299 | SH | SOLE | 0 | 0 | 38,299 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 1,612 | 60,623 | SH | SOLE | 0 | 0 | 60,623 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 352 | 11,888 | SH | SOLE | 0 | 0 | 11,888 |