The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 304 | 50,599 | SH | SOLE | 0 | 0 | 50,599 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 689 | 659 | SH | SOLE | 0 | 0 | 659 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 872 | 842 | SH | SOLE | 0 | 0 | 842 | ||
ALTRIA GROUP INC | COM | 02209S103 | 202 | 4,094 | SH | SOLE | 0 | 0 | 4,094 | ||
AMAZON INC | COM | 023135106 | 2,065 | 1,375 | SH | SOLE | 0 | 0 | 1,375 | ||
APPLE INC | COM | 037833100 | 1,884 | 11,942 | SH | SOLE | 0 | 0 | 11,942 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 37 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 364 | 3,717 | SH | SOLE | 0 | 0 | 3,717 | ||
CISCO SYS INC | COM | 17275R102 | 225 | 5,186 | SH | SOLE | 0 | 0 | 5,186 | ||
COMCAST CORP NEW | CL A | 20030N101 | 564 | 16,574 | SH | SOLE | 0 | 0 | 16,574 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 6,843 | 512,169 | SH | SOLE | 0 | 0 | 512,169 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 389 | 1,911 | SH | SOLE | 0 | 0 | 1,911 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 380 | 15,671 | SH | SOLE | 0 | 0 | 15,671 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 332 | 3,029 | SH | SOLE | 0 | 0 | 3,029 | ||
DIVERSIFIED RSTRNT HLDGS INC | COM | 25532M105 | 11 | 11,300 | SH | SOLE | 0 | 0 | 11,300 | ||
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 401 | 17,877 | SH | SOLE | 0 | 0 | 17,877 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,649 | 9,874 | SH | SOLE | 0 | 0 | 9,874 | ||
INVESCO DB US DLR INDEX TR | BULLISH FD | 46141D203 | 1,770 | 69,548 | SH | SOLE | 0 | 0 | 69,548 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 369 | 21,242 | SH | SOLE | 0 | 0 | 21,242 | ||
INVESCO EXCHNG TRADED FD TR | S&P 500 EX RAT | 46138E388 | 17,758 | 549,626 | SH | SOLE | 0 | 0 | 549,626 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 1,404 | 30,099 | SH | SOLE | 0 | 0 | 30,099 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 47,967 | 310,951 | SH | SOLE | 0 | 0 | 310,951 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,159 | 19,826 | SH | SOLE | 0 | 0 | 19,826 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 21,406 | 389,207 | SH | SOLE | 0 | 0 | 389,207 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,788 | 11,079 | SH | SOLE | 0 | 0 | 11,079 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 39,135 | 367,500 | SH | SOLE | 0 | 0 | 367,500 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 49,237 | 977,695 | SH | SOLE | 0 | 0 | 977,695 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,381 | 53,504 | SH | SOLE | 0 | 0 | 53,504 | ||
ISHARES TR | MBS ETF | 464288588 | 317 | 3,032 | SH | SOLE | 0 | 0 | 3,032 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 597 | 8,956 | SH | SOLE | 0 | 0 | 8,956 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 32,126 | 613,091 | SH | SOLE | 0 | 0 | 613,091 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 839 | 15,946 | SH | SOLE | 0 | 0 | 15,946 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,119 | 36,054 | SH | SOLE | 0 | 0 | 36,054 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 614 | 6,604 | SH | SOLE | 0 | 0 | 6,604 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 416 | 4,030 | SH | SOLE | 0 | 0 | 4,030 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 682 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,515 | 11,576 | SH | SOLE | 0 | 0 | 11,576 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 784 | 7,056 | SH | SOLE | 0 | 0 | 7,056 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 235 | 2,069 | SH | SOLE | 0 | 0 | 2,069 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 201 | 2,634 | SH | SOLE | 0 | 0 | 2,634 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 210 | 1,572 | SH | SOLE | 0 | 0 | 1,572 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 298 | 8,705 | SH | SOLE | 0 | 0 | 8,705 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 261 | 5,050 | SH | SOLE | 0 | 0 | 5,050 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 1,819 | 17,258 | SH | SOLE | 0 | 0 | 17,258 | ||
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 714 | 7,123 | SH | SOLE | 0 | 0 | 7,123 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 10,395 | 207,367 | SH | SOLE | 0 | 0 | 207,367 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 841 | 8,613 | SH | SOLE | 0 | 0 | 8,613 | ||
LUBYS INC | COM | 549282101 | 38 | 31,746 | SH | SOLE | 0 | 0 | 31,746 | ||
MCDONALDS CORP | COM | 580135101 | 207 | 1,165 | SH | SOLE | 0 | 0 | 1,165 | ||
MICROSOFT CORP | COM | 594918104 | 2,367 | 23,299 | SH | SOLE | 0 | 0 | 23,299 | ||
NEW MTN FIN CORP | COM | 647551100 | 204 | 16,233 | SH | SOLE | 0 | 0 | 16,233 | ||
NMI HLDGS INC | CL A | 629209305 | 1,464 | 81,996 | SH | SOLE | 0 | 0 | 81,996 | ||
PERKINELMER INC | COM | 714046109 | 274 | 3,493 | SH | SOLE | 0 | 0 | 3,493 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,176 | 11,653 | SH | SOLE | 0 | 0 | 11,653 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,277 | 21,069 | SH | SOLE | 0 | 0 | 21,069 | ||
PROSHARES TR | RUSS 2000 DIVD | 74347B698 | 16,048 | 298,159 | SH | SOLE | 0 | 0 | 298,159 | ||
RINGCENTRAL INC | CL A | 76680R206 | 250 | 3,032 | SH | SOLE | 0 | 0 | 3,032 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 282 | 11,988 | SH | SOLE | 0 | 0 | 11,988 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 9,694 | 341,951 | SH | SOLE | 0 | 0 | 341,951 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 5,710 | 112,867 | SH | SOLE | 0 | 0 | 112,867 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,637 | 27,322 | SH | SOLE | 0 | 0 | 27,322 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,531 | 96,466 | SH | SOLE | 0 | 0 | 96,466 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 4,659 | 67,592 | SH | SOLE | 0 | 0 | 67,592 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,454 | 29,497 | SH | SOLE | 0 | 0 | 29,497 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 85,824 | 1,437,593 | SH | SOLE | 0 | 0 | 1,437,593 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 8,227 | 171,654 | SH | SOLE | 0 | 0 | 171,654 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 19,641 | 323,680 | SH | SOLE | 0 | 0 | 323,680 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 212 | 3,417 | SH | SOLE | 0 | 0 | 3,417 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 327 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,813 | 11,255 | SH | SOLE | 0 | 0 | 11,255 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 9,397 | 195,523 | SH | SOLE | 0 | 0 | 195,523 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 363 | 10,370 | SH | SOLE | 0 | 0 | 10,370 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 425 | 4,751 | SH | SOLE | 0 | 0 | 4,751 | ||
SRC ENERGY INC | COM | 78470V108 | 50 | 10,658 | SH | SOLE | 0 | 0 | 10,658 | ||
TEXAS INSTRS INC | COM | 882508104 | 311 | 3,293 | SH | SOLE | 0 | 0 | 3,293 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 721 | 39,865 | SH | SOLE | 0 | 0 | 39,865 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF ADDED | 92189H201 | 9,467 | 199,424 | SH | SOLE | 0 | 0 | 199,424 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 3,848 | 47,333 | SH | SOLE | 0 | 0 | 47,333 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 6,074 | 77,305 | SH | SOLE | 0 | 0 | 77,305 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 340 | 3,476 | SH | SOLE | 0 | 0 | 3,476 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 303 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,492 | 12,993 | SH | SOLE | 0 | 0 | 12,993 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 392 | 4,117 | SH | SOLE | 0 | 0 | 4,117 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 13,683 | 99,025 | SH | SOLE | 0 | 0 | 99,025 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 29,378 | 127,836 | SH | SOLE | 0 | 0 | 127,836 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 7,555 | 57,236 | SH | SOLE | 0 | 0 | 57,236 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 535 | 5,459 | SH | SOLE | 0 | 0 | 5,459 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,358 | 16,395 | SH | SOLE | 0 | 0 | 16,395 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 549 | 6,442 | SH | SOLE | 0 | 0 | 6,442 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,262 | 29,020 | SH | SOLE | 0 | 0 | 29,020 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,863 | 50,229 | SH | SOLE | 0 | 0 | 50,229 | ||
VERASTEM INC | COM | 92337C104 | 683 | 203,338 | SH | SOLE | 0 | 0 | 203,338 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 2,311 | 85,447 | SH | SOLE | 0 | 0 | 85,447 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 206 | 8,400 | SH | SOLE | 0 | 0 | 8,400 |