The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 400 | 65,378 | SH | SOLE | 0 | 0 | 65,378 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 214 | 198 | SH | SOLE | 0 | 0 | 198 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 737 | 693 | SH | SOLE | 0 | 0 | 693 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 146 | 14,866 | SH | SOLE | 0 | 0 | 14,866 | ||
AMAZON COM INC | COM | 023135106 | 1,496 | 836 | SH | SOLE | 0 | 0 | 836 | ||
APPLE INC | COM | 037833100 | 1,466 | 7,690 | SH | SOLE | 0 | 0 | 7,690 | ||
BEST INC | SPONSORED ADS | 08653C106 | 661 | 120,000 | SH | SOLE | 0 | 0 | 120,000 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 430 | 32,457 | SH | SOLE | 0 | 0 | 32,457 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 223 | 5,030 | SH | SOLE | 0 | 0 | 5,030 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 507 | 14,246 | SH | SOLE | 0 | 0 | 14,246 | ||
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 106 | 11,709 | SH | SOLE | 0 | 0 | 11,709 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 75 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 395 | 3,807 | SH | SOLE | 0 | 0 | 3,807 | ||
COMCAST CORP NEW | CL A | 20030N101 | 672 | 15,900 | SH | SOLE | 0 | 0 | 15,900 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 6,643 | 595,828 | SH | SOLE | 0 | 0 | 595,828 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 505 | 1,911 | SH | SOLE | 0 | 0 | 1,911 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 512 | 12,658 | SH | SOLE | 0 | 0 | 12,658 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 528 | 19,296 | SH | SOLE | 0 | 0 | 19,296 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 215 | 6,801 | SH | SOLE | 0 | 0 | 6,801 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 226 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 320 | 2,294 | SH | SOLE | 0 | 0 | 2,294 | ||
DIVERSIFIED RSTRNT HLDGS INC | COM | 25532M105 | 8 | 11,300 | SH | SOLE | 0 | 0 | 11,300 | ||
FACEBOOK INC | CL A | 30303M102 | 261 | 1,354 | SH | SOLE | 0 | 0 | 1,354 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 252 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 405 | 17,877 | SH | SOLE | 0 | 0 | 17,877 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 898 | 4,505 | SH | SOLE | 0 | 0 | 4,505 | ||
INVESCO ACTIVELY MANAGD ETF | VAR RATE INVT | 46090A879 | 3,138 | 126,177 | SH | SOLE | 0 | 0 | 126,177 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 3,178 | 172,509 | SH | SOLE | 0 | 0 | 172,509 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 1,737 | 31,577 | SH | SOLE | 0 | 0 | 31,577 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 60,196 | 322,354 | SH | SOLE | 0 | 0 | 322,354 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,202 | 19,826 | SH | SOLE | 0 | 0 | 19,826 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 4,129 | 81,867 | SH | SOLE | 0 | 0 | 81,867 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 26,191 | 426,556 | SH | SOLE | 0 | 0 | 426,556 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,120 | 7,192 | SH | SOLE | 0 | 0 | 7,192 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 50,001 | 449,042 | SH | SOLE | 0 | 0 | 449,042 | ||
ISHARES TR | ESG MSCI EAFE | 46435G516 | 249 | 3,878 | SH | SOLE | 0 | 0 | 3,878 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,658 | 32,562 | SH | SOLE | 0 | 0 | 32,562 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,456 | 48,825 | SH | SOLE | 0 | 0 | 48,825 | ||
ISHARES TR | MBS ETF | 464288588 | 863 | 8,019 | SH | SOLE | 0 | 0 | 8,019 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 600 | 8,259 | SH | SOLE | 0 | 0 | 8,259 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 40,150 | 650,408 | SH | SOLE | 0 | 0 | 650,408 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,596 | 39,491 | SH | SOLE | 0 | 0 | 39,491 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 1,574 | 14,396 | SH | SOLE | 0 | 0 | 14,396 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 1,109 | 9,098 | SH | SOLE | 0 | 0 | 9,098 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 19,686 | 534,224 | SH | SOLE | 0 | 0 | 534,224 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 801 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,821 | 11,576 | SH | SOLE | 0 | 0 | 11,576 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 898 | 7,056 | SH | SOLE | 0 | 0 | 7,056 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 212 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 295 | 2,069 | SH | SOLE | 0 | 0 | 2,069 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 235 | 2,634 | SH | SOLE | 0 | 0 | 2,634 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 347 | 2,232 | SH | SOLE | 0 | 0 | 2,232 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 877 | 16,417 | SH | SOLE | 0 | 0 | 16,417 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 2,576 | 24,181 | SH | SOLE | 0 | 0 | 24,181 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,497 | 70,058 | SH | SOLE | 0 | 0 | 70,058 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 45,005 | 893,136 | SH | SOLE | 0 | 0 | 893,136 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 727 | 6,503 | SH | SOLE | 0 | 0 | 6,503 | ||
LUBYS INC | COM | 549282101 | 34 | 31,746 | SH | SOLE | 0 | 0 | 31,746 | ||
MICROSOFT CORP | COM | 594918104 | 2,097 | 16,370 | SH | SOLE | 0 | 0 | 16,370 | ||
NEW MTN FIN CORP | COM | 647551100 | 188 | 13,486 | SH | SOLE | 0 | 0 | 13,486 | ||
NMI HLDGS INC | CL A | 629209305 | 2,503 | 88,155 | SH | SOLE | 0 | 0 | 88,155 | ||
PERKINELMER INC | COM | 714046109 | 337 | 3,493 | SH | SOLE | 0 | 0 | 3,493 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,242 | 12,202 | SH | SOLE | 0 | 0 | 12,202 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 3,411 | 34,038 | SH | SOLE | 0 | 0 | 34,038 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 1,484 | 21,069 | SH | SOLE | 0 | 0 | 21,069 | ||
RINGCENTRAL INC | CL A | 76680R206 | 372 | 3,238 | SH | SOLE | 0 | 0 | 3,238 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 547 | 20,835 | SH | SOLE | 0 | 0 | 20,835 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 21,321 | 664,422 | SH | SOLE | 0 | 0 | 664,422 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 8,976 | 169,368 | SH | SOLE | 0 | 0 | 169,368 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,774 | 25,150 | SH | SOLE | 0 | 0 | 25,150 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 4,980 | 93,839 | SH | SOLE | 0 | 0 | 93,839 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 5,041 | 60,580 | SH | SOLE | 0 | 0 | 60,580 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,669 | 29,727 | SH | SOLE | 0 | 0 | 29,727 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 106,806 | 1,521,667 | SH | SOLE | 0 | 0 | 1,521,667 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 11,047 | 193,498 | SH | SOLE | 0 | 0 | 193,498 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 205 | 4,618 | SH | SOLE | 0 | 0 | 4,618 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 26,859 | 375,755 | SH | SOLE | 0 | 0 | 375,755 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 622 | 7,966 | SH | SOLE | 0 | 0 | 7,966 | ||
SERVICE CORP INTL | COM | 817565104 | 222 | 4,740 | SH | SOLE | 0 | 0 | 4,740 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 318 | 2,385 | SH | SOLE | 0 | 0 | 2,385 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,971 | 10,138 | SH | SOLE | 0 | 0 | 10,138 | ||
SPDR SERIES TRUST | NUVEEN BLMBRG SR | 78468R739 | 14,615 | 298,694 | SH | SOLE | 0 | 0 | 298,694 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 396 | 10,370 | SH | SOLE | 0 | 0 | 10,370 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 252 | 5,834 | SH | SOLE | 0 | 0 | 5,834 | ||
SRC ENERGY INC | COM | 78470V108 | 53 | 10,658 | SH | SOLE | 0 | 0 | 10,658 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 57,478 | 1,171,354 | SH | SOLE | 0 | 0 | 1,171,354 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 220 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 773 | 39,426 | SH | SOLE | 0 | 0 | 39,426 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 12,118 | 243,572 | SH | SOLE | 0 | 0 | 243,572 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 3,883 | 44,885 | SH | SOLE | 0 | 0 | 44,885 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 7,349 | 91,254 | SH | SOLE | 0 | 0 | 91,254 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 304 | 2,639 | SH | SOLE | 0 | 0 | 2,639 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 394 | 2,413 | SH | SOLE | 0 | 0 | 2,413 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,861 | 13,811 | SH | SOLE | 0 | 0 | 13,811 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 277 | 2,486 | SH | SOLE | 0 | 0 | 2,486 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 17,395 | 104,064 | SH | SOLE | 0 | 0 | 104,064 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 40,307 | 149,755 | SH | SOLE | 0 | 0 | 149,755 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 9,019 | 57,571 | SH | SOLE | 0 | 0 | 57,571 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 552 | 4,973 | SH | SOLE | 0 | 0 | 4,973 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 224 | 4,220 | SH | SOLE | 0 | 0 | 4,220 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,473 | 16,395 | SH | SOLE | 0 | 0 | 16,395 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 624 | 6,442 | SH | SOLE | 0 | 0 | 6,442 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,947 | 36,532 | SH | SOLE | 0 | 0 | 36,532 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,216 | 53,134 | SH | SOLE | 0 | 0 | 53,134 | ||
VERASTEM INC | COM | 92337C104 | 52 | 34,166 | SH | SOLE | 0 | 0 | 34,166 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 1,137 | 41,721 | SH | SOLE | 0 | 0 | 41,721 |