The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 462 | 73,619 | SH | SOLE | 0 | 0 | 73,619 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 278 | 228 | SH | SOLE | 0 | 0 | 228 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 681 | 585 | SH | SOLE | 0 | 0 | 585 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 285 | 31,206 | SH | SOLE | 0 | 0 | 31,206 | ||
AMAZON COM INC | COM | 023135106 | 2,001 | 1,166 | SH | SOLE | 0 | 0 | 1,166 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 44 | 15,242 | SH | SOLE | 0 | 0 | 15,242 | ||
APPLE INC | COM | 037833100 | 1,692 | 8,002 | SH | SOLE | 0 | 0 | 8,002 | ||
BEST INC | SPONSORED ADS | 08653C106 | 634 | 120,000 | SH | SOLE | 0 | 0 | 120,000 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 768 | 56,107 | SH | SOLE | 0 | 0 | 56,107 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 757 | 21,115 | SH | SOLE | 0 | 0 | 21,115 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 292 | 6,143 | SH | SOLE | 0 | 0 | 6,143 | ||
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 207 | 25,024 | SH | SOLE | 0 | 0 | 25,024 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 104 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 437 | 3,807 | SH | SOLE | 0 | 0 | 3,807 | ||
COMCAST CORP NEW | CL A | 20030N101 | 369 | 8,192 | SH | SOLE | 0 | 0 | 8,192 | ||
CONNS INC | COM | 208242107 | 249 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 8,422 | 595,828 | SH | SOLE | 0 | 0 | 595,828 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 571 | 1,980 | SH | SOLE | 0 | 0 | 1,980 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 493 | 12,658 | SH | SOLE | 0 | 0 | 12,658 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 522 | 18,917 | SH | SOLE | 0 | 0 | 18,917 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 225 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 327 | 2,512 | SH | SOLE | 0 | 0 | 2,512 | ||
DIVERSIFIED RSTRNT HLDGS INC | COM | 25532M105 | 7 | 11,300 | SH | SOLE | 0 | 0 | 11,300 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 167 | 12,800 | SH | SOLE | 0 | 0 | 12,800 | ||
FIESTA RESTAURANT GROUP INC | COM | 31660B101 | 216 | 20,775 | SH | SOLE | 0 | 0 | 20,775 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 256 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 421 | 17,877 | SH | SOLE | 0 | 0 | 17,877 | ||
GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | 1,475 | 65,254 | SH | SOLE | 0 | 0 | 65,254 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,595 | 32,749 | SH | SOLE | 0 | 0 | 32,749 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 665 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
INVESCO ACTIVELY MANAGD ETF | VAR RATE INVT | 46090A879 | 1,764 | 70,890 | SH | SOLE | 0 | 0 | 70,890 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 6,527 | 347,526 | SH | SOLE | 0 | 0 | 347,526 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 1,828 | 31,577 | SH | SOLE | 0 | 0 | 31,577 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 62,896 | 333,005 | SH | SOLE | 0 | 0 | 333,005 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,215 | 19,826 | SH | SOLE | 0 | 0 | 19,826 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 3,041 | 60,233 | SH | SOLE | 0 | 0 | 60,233 | ||
ISHARES TR | CORE LT USDB ETF | 464289479 | 2,526 | 36,420 | SH | SOLE | 0 | 0 | 36,420 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 27,192 | 445,259 | SH | SOLE | 0 | 0 | 445,259 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,779 | 5,961 | SH | SOLE | 0 | 0 | 5,961 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 58,447 | 516,449 | SH | SOLE | 0 | 0 | 516,449 | ||
ISHARES TR | ESG MSCI EAFE | 46435G516 | 291 | 4,536 | SH | SOLE | 0 | 0 | 4,536 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 323 | 6,343 | SH | SOLE | 0 | 0 | 6,343 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,413 | 47,193 | SH | SOLE | 0 | 0 | 47,193 | ||
ISHARES TR | MBS ETF | 464288588 | 874 | 8,072 | SH | SOLE | 0 | 0 | 8,072 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 530 | 7,235 | SH | SOLE | 0 | 0 | 7,235 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,750 | 57,512 | SH | SOLE | 0 | 0 | 57,512 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 946 | 8,528 | SH | SOLE | 0 | 0 | 8,528 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 43,323 | 675,874 | SH | SOLE | 0 | 0 | 675,874 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 1,405 | 11,369 | SH | SOLE | 0 | 0 | 11,369 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 24,347 | 648,739 | SH | SOLE | 0 | 0 | 648,739 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 556 | 3,379 | SH | SOLE | 0 | 0 | 3,379 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,359 | 8,513 | SH | SOLE | 0 | 0 | 8,513 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 905 | 7,056 | SH | SOLE | 0 | 0 | 7,056 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 203 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 292 | 2,069 | SH | SOLE | 0 | 0 | 2,069 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 236 | 2,634 | SH | SOLE | 0 | 0 | 2,634 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 338 | 2,232 | SH | SOLE | 0 | 0 | 2,232 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 224 | 1,929 | SH | SOLE | 0 | 0 | 1,929 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 2,032 | 40,624 | SH | SOLE | 0 | 0 | 40,624 | ||
JP MORGAN EXCHANGE TRADED FD | BETBULD EUROPE | 46641Q720 | 649 | 27,575 | SH | SOLE | 0 | 0 | 27,575 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 4,254 | 84,365 | SH | SOLE | 0 | 0 | 84,365 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 532 | 4,520 | SH | SOLE | 0 | 0 | 4,520 | ||
LUBYS INC | COM | 549282101 | 60 | 31,746 | SH | SOLE | 0 | 0 | 31,746 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 229 | 835 | SH | SOLE | 0 | 0 | 835 | ||
MICROSOFT CORP | COM | 594918104 | 1,882 | 14,129 | SH | SOLE | 0 | 0 | 14,129 | ||
NEW MTN FIN CORP | COM | 647551100 | 185 | 13,579 | SH | SOLE | 0 | 0 | 13,579 | ||
NMI HLDGS INC | CL A | 629209305 | 2,315 | 88,155 | SH | SOLE | 0 | 0 | 88,155 | ||
PERKINELMER INC | COM | 714046109 | 297 | 3,493 | SH | SOLE | 0 | 0 | 3,493 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,446 | 14,218 | SH | SOLE | 0 | 0 | 14,218 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,029 | 20,216 | SH | SOLE | 0 | 0 | 20,216 | ||
PROSHARES TR | LARGE CAP CRE | 74347R248 | 1,440 | 20,306 | SH | SOLE | 0 | 0 | 20,306 | ||
RINGCENTRAL INC | CL A | 76680R206 | 407 | 3,238 | SH | SOLE | 0 | 0 | 3,238 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 308 | 12,264 | SH | SOLE | 0 | 0 | 12,264 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 23,513 | 738,024 | SH | SOLE | 0 | 0 | 738,024 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 2,502 | 45,028 | SH | SOLE | 0 | 0 | 45,028 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 2,545 | 50,299 | SH | SOLE | 0 | 0 | 50,299 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 12,192 | 226,412 | SH | SOLE | 0 | 0 | 226,412 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,801 | 25,361 | SH | SOLE | 0 | 0 | 25,361 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 5,150 | 94,020 | SH | SOLE | 0 | 0 | 94,020 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 5,170 | 61,546 | SH | SOLE | 0 | 0 | 61,546 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,604 | 28,270 | SH | SOLE | 0 | 0 | 28,270 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 113,578 | 1,601,275 | SH | SOLE | 0 | 0 | 1,601,275 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 11,482 | 203,072 | SH | SOLE | 0 | 0 | 203,072 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 218 | 4,618 | SH | SOLE | 0 | 0 | 4,618 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 27,755 | 398,041 | SH | SOLE | 0 | 0 | 398,041 | ||
SELECT SECTOR SPDR T | R TECHNOLOGY | 81369Y803 | 847 | 10,518 | SH | SOLE | 0 | 0 | 10,518 | ||
SERVICE CORP INTL | COM | 817565104 | 227 | 4,740 | SH | SOLE | 0 | 0 | 4,740 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 306 | 2,203 | SH | SOLE | 0 | 0 | 2,203 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,960 | 9,973 | SH | SOLE | 0 | 0 | 9,973 | ||
SPDR SERIES TRUST | NUVEEN BLMBRG SR | 78468R739 | 15,458 | 315,569 | SH | SOLE | 0 | 0 | 315,569 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 425 | 10,370 | SH | SOLE | 0 | 0 | 10,370 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 258 | 5,834 | SH | SOLE | 0 | 0 | 5,834 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 61,567 | 1,250,599 | SH | SOLE | 0 | 0 | 1,250,599 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 232 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 410 | 19,531 | SH | SOLE | 0 | 0 | 19,531 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 39,859 | 792,272 | SH | SOLE | 0 | 0 | 792,272 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 7,852 | 89,228 | SH | SOLE | 0 | 0 | 89,228 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 2,542 | 24,758 | SH | SOLE | 0 | 0 | 24,758 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 5,037 | 62,351 | SH | SOLE | 0 | 0 | 62,351 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 924 | 7,727 | SH | SOLE | 0 | 0 | 7,727 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 401 | 2,413 | SH | SOLE | 0 | 0 | 2,413 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,876 | 13,764 | SH | SOLE | 0 | 0 | 13,764 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 281 | 2,490 | SH | SOLE | 0 | 0 | 2,490 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 18,297 | 109,171 | SH | SOLE | 0 | 0 | 109,171 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 352 | 3,778 | SH | SOLE | 0 | 0 | 3,778 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 45,100 | 165,443 | SH | SOLE | 0 | 0 | 165,443 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 9,092 | 59,080 | SH | SOLE | 0 | 0 | 59,080 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,586 | 10,506 | SH | SOLE | 0 | 0 | 10,506 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 555 | 4,973 | SH | SOLE | 0 | 0 | 4,973 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 681 | 16,908 | SH | SOLE | 0 | 0 | 16,908 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 226 | 4,220 | SH | SOLE | 0 | 0 | 4,220 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 7,715 | 84,554 | SH | SOLE | 0 | 0 | 84,554 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 652 | 6,442 | SH | SOLE | 0 | 0 | 6,442 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,227 | 54,205 | SH | SOLE | 0 | 0 | 54,205 | ||
VERASTEM INC | COM | 92337C104 | 41 | 34,166 | SH | SOLE | 0 | 0 | 34,166 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 213 | 7,563 | SH | SOLE | 0 | 0 | 7,563 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 31,270 | 598,135 | SH | SOLE | 0 | 0 | 598,135 |