The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT INC | COM | 00090Q103 | 320 | 40,373 | SH | SOLE | 0 | 0 | 40,373 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,172 | 906 | SH | SOLE | 0 | 0 | 906 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,996 | 1,549 | SH | SOLE | 0 | 0 | 1,549 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 265 | 31,206 | SH | SOLE | 0 | 0 | 31,206 | ||
AMAZON COM INC | COM | 023135106 | 2,138 | 1,164 | SH | SOLE | 0 | 0 | 1,164 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 73 | 15,242 | SH | SOLE | 0 | 0 | 15,242 | ||
APPLE INC | COM | 037833100 | 2,202 | 7,558 | SH | SOLE | 0 | 0 | 7,558 | ||
AVENUE THERAPEUTICS INC | COM NEW | 05360L205 | 189 | 19,683 | SH | SOLE | 0 | 0 | 19,683 | ||
BEST INC | SPONSORED ADS | 08653C106 | 667 | 120,000 | SH | SOLE | 0 | 0 | 120,000 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 761 | 56,107 | SH | SOLE | 0 | 0 | 56,107 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 929 | 24,950 | SH | SOLE | 0 | 0 | 24,950 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 298 | 6,143 | SH | SOLE | 0 | 0 | 6,143 | ||
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 176 | 25,024 | SH | SOLE | 0 | 0 | 25,024 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 69 | 18,270 | SH | SOLE | 0 | 0 | 18,270 | ||
CBOE GLOBAL MARKETS INC | COM | 12503M108 | 457 | 3,807 | SH | SOLE | 0 | 0 | 3,807 | ||
COMCAST CORP NEW | CL A | 20030N101 | 368 | 8,192 | SH | SOLE | 0 | 0 | 8,192 | ||
CONNS INC | COM | 208242107 | 124 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CORCEPT THERAPEUTICS INC | COM | 218352102 | 7,210 | 595,828 | SH | SOLE | 0 | 0 | 595,828 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 582 | 1,981 | SH | SOLE | 0 | 0 | 1,981 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 508 | 12,658 | SH | SOLE | 0 | 0 | 12,658 | ||
DBX ETF TR | XTRACK MSCI ALL | 233051820 | 535 | 18,488 | SH | SOLE | 0 | 0 | 18,488 | ||
DIREXION SHS ETF TR | NAS100 EQL WGT | 25459Y207 | 250 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 401 | 2,770 | SH | SOLE | 0 | 0 | 2,770 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 295 | 22,915 | SH | SOLE | 0 | 0 | 22,915 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 164 | 12,800 | SH | SOLE | 0 | 0 | 12,800 | ||
ETFIS SER TR | I INFRACP REIT PFD | 26923G400 | 297 | 11,800 | SH | SOLE | 0 | 0 | 11,800 | ||
FIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF | 33739E108 | 261 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 424 | 17,877 | SH | SOLE | 0 | 0 | 17,877 | ||
GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | 1,578 | 66,819 | SH | SOLE | 0 | 0 | 66,819 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,682 | 33,200 | SH | SOLE | 0 | 0 | 33,200 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 735 | 3,206 | SH | SOLE | 0 | 0 | 3,206 | ||
INVESCO ACTIVELY MANAGD ETF | VAR RATE INVT | 46090A879 | 1,696 | 67,933 | SH | SOLE | 0 | 0 | 67,933 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 7,242 | 383,798 | SH | SOLE | 0 | 0 | 383,798 | ||
INVESCO EXCHNG TRADED FD TR | S&P 500 EX RAT | 46138E388 | 206 | 4,997 | SH | SOLE | 0 | 0 | 4,997 | ||
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 1,842 | 31,577 | SH | SOLE | 0 | 0 | 31,577 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 69,828 | 328,411 | SH | SOLE | 0 | 0 | 328,411 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,214 | 19,826 | SH | SOLE | 0 | 0 | 19,826 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 2,965 | 58,835 | SH | SOLE | 0 | 0 | 58,835 | ||
ISHARES TR | CORE LT USDB ETF | 464289479 | 2,515 | 36,937 | SH | SOLE | 0 | 0 | 36,937 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 28,226 | 432,648 | SH | SOLE | 0 | 0 | 432,648 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,906 | 5,898 | SH | SOLE | 0 | 0 | 5,898 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 96,762 | 861,106 | SH | SOLE | 0 | 0 | 861,106 | ||
ISHARES TR | ESG MSCI EAFE | 46435G516 | 312 | 4,536 | SH | SOLE | 0 | 0 | 4,536 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 325 | 6,390 | SH | SOLE | 0 | 0 | 6,390 | ||
ISHARES TR | HDG MSCI EAFE | 46434V803 | 1,440 | 47,193 | SH | SOLE | 0 | 0 | 47,193 | ||
ISHARES TR | MBS ETF | 464288588 | 882 | 8,166 | SH | SOLE | 0 | 0 | 8,166 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 539 | 7,235 | SH | SOLE | 0 | 0 | 7,235 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,981 | 57,324 | SH | SOLE | 0 | 0 | 57,324 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 1,024 | 8,528 | SH | SOLE | 0 | 0 | 8,528 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 46,181 | 703,986 | SH | SOLE | 0 | 0 | 703,986 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 1,524 | 11,369 | SH | SOLE | 0 | 0 | 11,369 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 24,633 | 655,303 | SH | SOLE | 0 | 0 | 655,303 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 603 | 3,379 | SH | SOLE | 0 | 0 | 3,379 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,293 | 7,349 | SH | SOLE | 0 | 0 | 7,349 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 963 | 7,056 | SH | SOLE | 0 | 0 | 7,056 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 226 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 306 | 2,004 | SH | SOLE | 0 | 0 | 2,004 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 241 | 2,539 | SH | SOLE | 0 | 0 | 2,539 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 370 | 2,236 | SH | SOLE | 0 | 0 | 2,236 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 225 | 1,929 | SH | SOLE | 0 | 0 | 1,929 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 1,946 | 39,240 | SH | SOLE | 0 | 0 | 39,240 | ||
JP MORGAN EXCHANGE TRADED FD | BETBULD EUROPE | 46641Q720 | 706 | 27,575 | SH | SOLE | 0 | 0 | 27,575 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 3,818 | 75,716 | SH | SOLE | 0 | 0 | 75,716 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 630 | 4,520 | SH | SOLE | 0 | 0 | 4,520 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 233 | 835 | SH | SOLE | 0 | 0 | 835 | ||
MICROSOFT CORP | COM | 594918104 | 2,203 | 14,005 | SH | SOLE | 0 | 0 | 14,005 | ||
NEW MTN FIN CORP | COM | 647551100 | 589 | 42,873 | SH | SOLE | 0 | 0 | 42,873 | ||
NMI HLDGS INC | CL A | 629209305 | 2,925 | 88,155 | SH | SOLE | 0 | 0 | 88,155 | ||
NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 | 603 | 42,438 | SH | SOLE | 0 | 0 | 42,438 | ||
PACIFIC PREMIER BANCORP | COM | 69478X105 | 572 | 17,548 | SH | SOLE | 0 | 0 | 17,548 | ||
PERKINELMER INC | COM | 714046109 | 339 | 3,493 | SH | SOLE | 0 | 0 | 3,493 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,493 | 14,697 | SH | SOLE | 0 | 0 | 14,697 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 1,948 | 19,517 | SH | SOLE | 0 | 0 | 19,517 | ||
PROSHARES TR | LARGE CAP CRE | 74347R248 | 1,354 | 17,544 | SH | SOLE | 0 | 0 | 17,544 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 295 | 22,400 | SH | SOLE | 0 | 0 | 22,400 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 311 | 11,364 | SH | SOLE | 0 | 0 | 11,364 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 26,734 | 794,941 | SH | SOLE | 0 | 0 | 794,941 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 2,473 | 45,028 | SH | SOLE | 0 | 0 | 45,028 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 2,542 | 50,361 | SH | SOLE | 0 | 0 | 50,361 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 11,755 | 220,001 | SH | SOLE | 0 | 0 | 220,001 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 1,915 | 24,902 | SH | SOLE | 0 | 0 | 24,902 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 5,531 | 95,487 | SH | SOLE | 0 | 0 | 95,487 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 5,705 | 61,401 | SH | SOLE | 0 | 0 | 61,401 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,549 | 25,758 | SH | SOLE | 0 | 0 | 25,758 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 124,130 | 1,616,062 | SH | SOLE | 0 | 0 | 1,616,062 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 14,103 | 234,459 | SH | SOLE | 0 | 0 | 234,459 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 30,743 | 406,440 | SH | SOLE | 0 | 0 | 406,440 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 964 | 10,518 | SH | SOLE | 0 | 0 | 10,518 | ||
SERVICE CORP INTL | COM | 817565104 | 218 | 4,740 | SH | SOLE | 0 | 0 | 4,740 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 308 | 2,152 | SH | SOLE | 0 | 0 | 2,152 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,654 | 11,352 | SH | SOLE | 0 | 0 | 11,352 | ||
SPDR SERIES TRUST | BLOMBERG BRC INV | 78468R200 | 22,041 | 717,253 | SH | SOLE | 0 | 0 | 717,253 | ||
SPDR SERIES TRUST | NUVEEN BLMBRG SR | 78468R739 | 17,912 | 364,758 | SH | SOLE | 0 | 0 | 364,758 | ||
SPDR SERIES TRUST | PORTFOLIO LN TSR | 78464A664 | 403 | 10,370 | SH | SOLE | 0 | 0 | 10,370 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 257 | 5,834 | SH | SOLE | 0 | 0 | 5,834 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 77,960 | 1,591,341 | SH | SOLE | 0 | 0 | 1,591,341 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 261 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
TPG RE FIN TR INC | COM | 87266M107 | 323 | 15,948 | SH | SOLE | 0 | 0 | 15,948 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 317 | 14,788 | SH | SOLE | 0 | 0 | 14,788 | ||
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189H201 | 28,098 | 559,393 | SH | SOLE | 0 | 0 | 559,393 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 7,802 | 89,457 | SH | SOLE | 0 | 0 | 89,457 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 2,518 | 25,091 | SH | SOLE | 0 | 0 | 25,091 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 4,576 | 56,772 | SH | SOLE | 0 | 0 | 56,772 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 963 | 7,727 | SH | SOLE | 0 | 0 | 7,727 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 440 | 2,413 | SH | SOLE | 0 | 0 | 2,413 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 2,015 | 13,631 | SH | SOLE | 0 | 0 | 13,631 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 297 | 2,493 | SH | SOLE | 0 | 0 | 2,493 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 19,484 | 109,352 | SH | SOLE | 0 | 0 | 109,352 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 351 | 3,778 | SH | SOLE | 0 | 0 | 3,778 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 50,414 | 170,434 | SH | SOLE | 0 | 0 | 170,434 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 9,073 | 54,777 | SH | SOLE | 0 | 0 | 54,777 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,037 | 12,448 | SH | SOLE | 0 | 0 | 12,448 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 596 | 4,973 | SH | SOLE | 0 | 0 | 4,973 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 752 | 16,908 | SH | SOLE | 0 | 0 | 16,908 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 226 | 4,222 | SH | SOLE | 0 | 0 | 4,222 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 8,558 | 93,703 | SH | SOLE | 0 | 0 | 93,703 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 653 | 6,442 | SH | SOLE | 0 | 0 | 6,442 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,358 | 53,511 | SH | SOLE | 0 | 0 | 53,511 | ||
VERASTEM INC | COM | 92337C104 | 46 | 34,166 | SH | SOLE | 0 | 0 | 34,166 | ||
WISDOMTREE TR | BLMBG US BULL | 97717W471 | 206 | 7,724 | SH | SOLE | 0 | 0 | 7,724 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 16,019 | 306,580 | SH | SOLE | 0 | 0 | 306,580 |