SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 06/01/2018 | 3. Issuer Name and Ticker or Trading Symbol Playa Hotels & Resorts N.V. [ PLYA ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares, par value (euro)0.10 per share | 20,000,000 | I | See footnotes(1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. These shares are held directly by Jamziv Mobay Jamaica Portfolio Limited, a special-purpose entity formed for the purpose of acquiring the Ordinary Shares reported herein ("JMJPL"). JCSD Trustees Services Limited, a company incorporated under the laws of Jamaica ("JCSD"), owns 62% of JMJPL as trustee for Sigma Real Estate Portfolio, a portfolio of the Sagicor Sigma Global Funds, a collective investment scheme. JCSD does not have voting and dispositve power over the Ordinary Shares held by JMJPL and has appointed SIJ as its investment manager, providing SIJ with voting and dispositive power over the Ordinary Shares directly held by JMJPL. SIJ has delegated to SLJ its investment management authority over Ordinary Shares reported herein, which delegation may be terminated. |
2. Accordingly, SLJ shares voting and dispositive power over these Ordinary Shares with SIJ. Sagicor Financial Corporation Limited ("SFC"),through its ownership interest in Sagicor Group Jamaica Limited (the parent company of each of SIJ and SLJ), is the ultimate controlling person of SLJ and SIJ with respect to the beneficial ownership of the Ordinary Shares reported herein. Each of SFC, SLJ, SIJ and JMJPL disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein. |
Sagicor Financial Corporation Limited, By: /s/ Dodridge D. Miller, Dodridge D. Miller, Group President & Chief Executive Officer | 07/10/2018 | |
Sagicor Life Jamaica Limited, By: /s/ Richard Byles, Richard Byles, Director | 07/10/2018 | |
Sagicor Investments Jamaica Limited, By: /s/ Richard Byles, Richard Byles, Director | 07/10/2018 | |
Jamziv Mobay Jamaica Portfolio Limited, By: /s/ Christopher W. Zacca, Christopher W. Zacca, Director | 07/10/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |