The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001745032 |
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Name of Issuer | |||||||||||||||
Lodging Fund REIT III, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
MARYLAND | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
Lodging Fund REIT III, Inc. | |||
Street Address 1 | Street Address 2 | ||
1635 43RD STREET SOUTH, SUITE 205 | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
FARGO | NORTH DAKOTA | 58103 | (701)630-6500 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Maple | Corey | R. |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Chairman of the Board of DirectorsLast Name | First Name | Middle Name |
---|---|---|
Leslie | Norman | H. |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | X | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Chief Executive Officer, Chief Investment Officer, Secretary and TreasurerLast Name | First Name | Middle Name |
---|---|---|
Montgomery | Samuel | C. |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Chief Financial OfficerLast Name | First Name | Middle Name |
---|---|---|
Ekman | David | G. |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Rynders | Perry | M. |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Leighton | Jeffrey | T. |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Legendary Capital REIT III, LLC | Legendary Capital REIT III, LLC | |
Street Address 1 | Street Address 2 | |
1635 43rd Street South, Suite 205 | ||
City | State/Province/Country | ZIP/PostalCode |
Fargo | NORTH DAKOTA | 58103 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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7. Type of Filing
New Notice | Date of First Sale | 2018-07-26 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $5,000 | USD |
12. Sales Compensation
Recipient |
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Advisory Group Equity Services Ltd. | 15427 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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444 Washington St, Ste 407 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Woburn | MASSACHUSETTS | 01801 | |||||
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Recipient |
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Rodney Bahy Ibrahim | 4358176 | |||||||||||||||||
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ALLIANCE GLOBAL PARTNERS | 8361 | |||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
40 Wall Street, 46th Floor | ||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||
New York | NEW YORK | 10005 | ||||||||||||||||
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Recipient |
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Jason Bryce Vanclef | 5096529 | |||||||||||||
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American Trust Investment Services, Inc. | 3001 | |||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8107 Loyola Boulevard | ||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||
Los Angeles | CALIFORNIA | 90045 | ||||||||||||
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Recipient |
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Ausdal Financial Partners, Inc. | 7995 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5187 Utica Ridge Rd. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Davenport | IOWA | 52807 | |||||
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Recipient |
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Calton & Associates, Inc. | 20999 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2701 N. Rocky Point Drive, Suite 1000 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tampa | FLORIDA | 33607 | |||||
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Recipient |
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Peter Raymond Dorn | 1089858 | ||||||||||
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Cape Securities Inc. | 7072 | ||||||||||
Street Address 1 | Street Address 2 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
1600 Pennsylvania Avenue | |||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||
McDonough | GEORGIA | 30253 | |||||||||
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Recipient |
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Center Street Securities, Inc. | 26898 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2 International Plaza, Suite 301 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Nashville | TENNESSEE | 37217 | |||||
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Recipient |
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Crown Capital Securities, L.P. | 6312 | ||||||||||||||||||||||||||||||||||||||||||||||||||
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None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
725 Town & Country Road, Suite 530 | |||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||||
Orange | CALIFORNIA | 92868 | |||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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D.H. Hill Securities, LLLP | 41528 | |||||||||||||||||||||||||||||||||||||||||||||||||
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None | None | |||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1543 Green Oak Place, Suite 100 | ||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||||||||||||||
Kingwood | TEXAS | 77339 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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James Thomas Manning | 4395898 | ||||||
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Great Point Capital LLC | 114203 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 WEST JACKSON BLVD., SUITE 1000 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
CHICAGO | ILLINOIS | 60606 | |||||
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Recipient |
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Todd Robert Rhine | 2384366 | ||||||||||||||
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IBN Financial Services, Inc. | 42360 | ||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
21 Cardinal Road, Suite 104 | |||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||
Hilton Head Island | SOUTH CAROLINA | 29926 | |||||||||||||
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Recipient |
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Samuel Scott Bianchi | 3036667 | ||||||
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IBN Financial Services, Inc. | 42360 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
404 Old Liverpool Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Liverpool | NEW YORK | 13088 | |||||
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Recipient |
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Joseph Eugene Navolanic | 727399 | |||||||||||||
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Intercarolina Financial Services, Inc. | 19475 | |||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
3300 Battleground Avenue, Suite 400 | ||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||
Greensboro | NORTH CAROLINA | 27410 | ||||||||||||
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Recipient |
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International Assets Advisory, LLC | 10645 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
390 North Orange Avenue, Suite 750 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Orlando | FLORIDA | 32801 | |||||
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Recipient |
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David Wayne Ruths Jr. | 4067433 | ||||||
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Investment Planners, Inc. | 18557 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
100 E. Walton Street, Suite #40D | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60611 | |||||
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Recipient |
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Andrew Charles Butler | 5242668 | ||||||
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Investment Security Corporation | 47536 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7240 S Highland Drive, Suite 103 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Salt Lake City | UTAH | 84121 | |||||
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Recipient |
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John Marvin Butler | 1951436 | ||||||
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Investment Security Corporation | 47536 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7240 S Highland Drive, Suite 103 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Salt Lake City | UTAH | 84121 | |||||
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Recipient |
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Curtis Jerome Sathre III | 2459115 | ||||||
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GREAT POINT CAPITAL LLC | 114203 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7 Corporate Drive, 2nd Floor | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Newport Beach | CALIFORNIA | 92660 | |||||
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Recipient |
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Chris Fess | 1335361 | |||||||||||||||
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KCD Financial, Inc. | 127473 | |||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2595 Dallas Parkway, Suite 450 | ||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||
Frisco | TEXAS | 75034 | ||||||||||||||
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Recipient |
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Duane Timothy Shoop | 1396302 | ||||||
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KCD Financial, Inc. | 127473 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
8314 E. Quiet Canyon Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Anaheim Hills | CALIFORNIA | 92808 | |||||
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Recipient |
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Timothy William Steffen | 1953542 | ||||||
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KCD Financial, Inc. | 127473 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
14965 Evergreen Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bowler | WISCONSIN | 54416 | |||||
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Recipient |
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Bo Wang | 2394019 | ||||||||||||||||||
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Landolt Securities, Inc. | 28352 | ||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
17 Canoe Brook Dr | |||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||
Livingston | NEW JERSEY | 07039 | |||||||||||||||||
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Recipient |
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Tingkuo Daniel Chen | 2394916 | |||||||||||
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Landolt Securities, Inc. | 28352 | |||||||||||
Street Address 1 | Street Address 2 | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
12900 Preston Road, Suite 700 | ||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||
Dallas | TEXAS | 75230 | ||||||||||
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Recipient |
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G. Anthony Harrigan | 1817525 | |||||||||||||||
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Lion Street Financial, LLC | 165828 | |||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
4770 Baseline Road, Suite 380 | ||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||
Boulder | COLORADO | 80303 | ||||||||||||||
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Recipient |
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James Bradley Teegarden | 2812366 | |||||||||||||||||
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Lion Street Financial, LLC | 165828 | |||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
4770 Baseline Road, Suite 380 | ||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||
Boulder | COLORADO | 80303 | ||||||||||||||||
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Recipient |
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Paul S. Lee | 5541067 | ||||||||
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KINGSWOOD CAPITAL PARTNERS, LLC | 288898 | ||||||||
Street Address 1 | Street Address 2 | ||||||||
---|---|---|---|---|---|---|---|---|---|
110 E Wilshire Ave, Ste 301 | |||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||
Fullerton | CALIFORNIA | 92832 | |||||||
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Recipient |
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Money Concepts Capital Corp | 12963 | ||||||
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||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
11440 North Jog Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Palm Beach Gardens | FLORIDA | 33418 | |||||
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Recipient |
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David Robert Zoellner Sr. | 2094698 | ||||||
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Newbridge Securities Corporation | 104065 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7655 Highland Road, Suite 203 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Waterford | MICHIGAN | 48327 | |||||
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Recipient |
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John Eugene Egan | 818750 | ||||||||
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REVERE SECURITIES LLC | 14178 | ||||||||
Street Address 1 | Street Address 2 | ||||||||
---|---|---|---|---|---|---|---|---|---|
560 LEXINGTON AVENUE, 16TH FLOOR | |||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||
NEW YORK | NEW YORK | 10022 | |||||||
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Recipient |
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Michael Leonard Whitaker | 1739854 | ||||||||||||||||||||||||||||||||||
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Newbridge Securities Corporation | 104065 | ||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
13940 Hwy 441, Suite 207 | |||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||
The Villages | FLORIDA | 32159 | |||||||||||||||||||||||||||||||||
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Recipient |
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Philip Behram Antia | 2187727 | |||||||||
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Newbridge Securities Corporation | 104065 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
1200 North Federal Highway, Suite 400 | ||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Boca Raton | FLORIDA | 33432 | ||||||||
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Recipient |
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||||||
Shirley Ank Wong | 4869184 | ||||||
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||||||
NI Advisors | 134502 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
333 Gellert Blvd., Suite 201 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Daly City | CALIFORNIA | 94015 | |||||
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Recipient |
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Suihock Goy | 2821380 | |||||||||||||||||||||||
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NI Advisors | 134502 | |||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1138 Cadillac Court | ||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||
Milpitas | CALIFORNIA | 95035 | ||||||||||||||||||||||
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Recipient |
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||||||
Parkland Securities, LLC | 115368 | ||||||
|
|
||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
300 Parkland Plaza | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Ann Arbor | MICHIGAN | 48103 | |||||
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Recipient |
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||||||
Gregory Allen Baldwin | 1476397 | ||||||
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||||||
Purshe Kaplan Sterling Investments | 35747 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1091 N. Palm Canyon Drive, # 4 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Palm Springs, CA 92262 | CALIFORNIA | 92262 | |||||
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Recipient |
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||||||
Martin Geddes Hurlburt | 2290027 | ||||||
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||||||
Purshe Kaplan Sterling Investments | 35747 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
285 E. 950 South | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Orem | UTAH | 84058 | |||||
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Recipient |
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||||||
Ross Edwin Carson | 4484587 | ||||||
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||||||
MML INVESTORS SERVICES, LLC | 10409 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
949 SHADY GROVE RD S, STE 300 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Memphis | TENNESSEE | 38120 | |||||
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Recipient |
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Vicki Renee McConnell | 2113262 | ||||||
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||||||
Purshe Kaplan Sterling Investments | 35747 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
250 W Bobwhite Ct., Suite 340 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Boise | IDAHO | 83706 | |||||
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Recipient |
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||||||
Sigma Financial Corporation | 14303 | ||||||
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||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
300 Parkland Plaza | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Ann Arbor | MICHIGAN | 48103 | |||||
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Recipient |
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||||||
Martin Allan Barth | 1030462 | ||||||
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||||||
NI ADVISORS | 134502 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1138 Cadillac Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Milpitas | CALIFORNIA | 95035 | |||||
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Recipient |
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||||||||
Emmet Francis Martin Sr. | 3053367 | ||||||||
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Trustmont Financial Group, Inc. | 18312 | ||||||||
Street Address 1 | Street Address 2 | ||||||||
---|---|---|---|---|---|---|---|---|---|
1220 ALEXANDER ST | |||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||
MAULDIN | SOUTH CAROLINA | 29662 | |||||||
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||||||||
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Recipient |
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||||||
William Christopher Johnston IV | 1051009 | ||||||
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||||||
Trustmont Financial Group, Inc. | 18312 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 Brush Run Road, Suite A | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Greensburg | PENNSYLVANIA | 15601 | |||||
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||||||
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Recipient |
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||||||
Milton Joseph Beile III | 4265262 | ||||||
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||||||
NI ADVISORS | 134502 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1138 Cadillac Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Milpitas | CALIFORNIA | 95035 | |||||
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||||||
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Recipient |
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||||||
Mohamed Eldawy | 6489642 | ||||||
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||||||
Vestech Securities, Inc. | 41409 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
12 Greenway Plaza, Suite 1100 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Houston | TEXAS | 77046 | |||||
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||||||
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Recipient |
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||||||
Western International Securities, Inc. | 39262 | ||||||
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||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
70 S. Lake Avenue, Suite 700 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Pasadena | CALIFORNIA | 91101 | |||||
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Recipient |
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Christopher Michael Dukes | 4712873 | |||||||||||||
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Westpark Capital, Inc. | 39914 | |||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
650 S. Westlake Boulevard, Suite 205 | ||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||
Thousand Oaks | CALIFORNIA | 91362 | ||||||||||||
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Recipient |
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||||||
Edwin Tomohiro Suzuki | 4851317 | ||||||
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||||||
Westpark Capital, Inc. | 39914 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2030 Main Street, Suite 210 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Irvine | CALIFORNIA | 92614 | |||||
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||||||
|
Recipient |
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||||||
Patrick Morehead | 6661646 | ||||||
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|
||||||
Westpark Capital, Inc. | 39914 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
8107 Loyola Blvd | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Angeles | CALIFORNIA | 90045 | |||||
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||||||
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Recipient |
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||||||
Sheldon Singleton | 2060931 | ||||||
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||||||
AMERICAN TRUST INVESTMENT SERVICES, INC. | 3001 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
8107 Loyola Blvd | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Angeles | CALIFORNIA | 90045 | |||||
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||||||
|
Recipient |
|
||||||
American Portfolios Financial Services, Inc. | 18487 | ||||||
|
|
||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4250 Veterans Memorial Hwy, 4th Flr East | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Holbrook | NEW YORK | 11741 | |||||
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|
||||||
Recipient |
|
||||||
Jason T. Sunderland | 2650445 | ||||||
|
|
||||||
Fairview Securities, Inc. | 35703 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
154 Long Lots Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Westport | CONNECTICUT | 06880 | |||||
|
|
||||||
|
Recipient |
|
||||||
Kenneth Zupo | 4509502 | ||||||
|
|
||||||
EMERSON EQUITY LLC | 130032 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
155 Bovet Road, Suite 725 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Mateo | CALIFORNIA | 94402 | |||||
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||||||
|
Recipient |
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||||||||||||||||||||||||||||||||||||||||||||||||||
Peak Brokerage Services, LLC | 157045 | ||||||||||||||||||||||||||||||||||||||||||||||||||
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|
||||||||||||||||||||||||||||||||||||||||||||||||||
None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1070 East Indiantown Rd, Suite 208-210 | |||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||||
Jupiter | FLORIDA | 33477 | |||||||||||||||||||||||||||||||||||||||||||||||||
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||||||||||||||||||||||||||||||||||||||||||||||||||
|
Recipient |
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|||||||||||||||||||||||||||||||||||||||
DANIEL CORAL GOODWIN | 5752768 | |||||||||||||||||||||||||||||||||||||||
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|
|||||||||||||||||||||||||||||||||||||||
AAG CAPITAL, INC. | 188 | |||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
25511 Budde Road, Suite 1002 | ||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||||
The Woodlands | TEXAS | 77380 | ||||||||||||||||||||||||||||||||||||||
|
|
|||||||||||||||||||||||||||||||||||||||
|
Recipient |
|
||||||
AGES FINANCIAL SERVICES, LTD. | 15427 | ||||||
|
|
||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
123 HAVEN STREET, SUITE 2 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
READING | MASSACHUSETTS | 01867 | |||||
|
|
||||||
Recipient |
|
|||||||||||||||||
ROGER ALLAN ROEMMICH | 1293322 | |||||||||||||||||
|
|
|||||||||||||||||
ALEXANDER CAPITAL, L.P. | 40077 | |||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
9040 Roswell Road, Suite 350 | ||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||
Atlanta | GEORGIA | 30350 | ||||||||||||||||
|
|
|||||||||||||||||
|
Recipient |
|
||||||
KEVIN L MYERS | 1213557 | ||||||
|
|
||||||
CAPE SECURITIES INC | 7072 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1600 Pennsylvania Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
McDonough | GEORGIA | 30253 | |||||
|
|
||||||
|
Recipient |
|
||||||
GREGORY GASTON GIBSON | 1694647 | ||||||
|
|
||||||
DEMPSEY LORD SMITH, LLC | 141238 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
439 Congaree Road, Congaree Suites | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Greenville | SOUTH CAROLINA | 29607 | |||||
|
|
||||||
|
Recipient |
|
||||||||||
HARRY TIMOTHY COUCH | 4073942 | ||||||||||
|
|
||||||||||
DEMPSEY LORD SMITH, LLC | 141238 | ||||||||||
Street Address 1 | Street Address 2 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
900 Old Dawson Village Road East | Suite 110 | ||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||
Dawsonville | GEORGIA | 30534 | |||||||||
|
|
||||||||||
|
Recipient |
|
||||||
PETER SCIDA | 1775245 | ||||||
|
|
||||||
PENSIONMARK SECURITIES, LLC | 283952 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
24 East Cota Street, Suite 200 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Santa Barbara | CALIFORNIA | 93101 | |||||
|
|
||||||
|
Recipient |
|
|||||||
ANNA MARIE OCAMPO LOVELL | 5498414 | |||||||
|
|
|||||||
INFINITY FINANCIAL SERVICES | 144302 | |||||||
Street Address 1 | Street Address 2 | |||||||
---|---|---|---|---|---|---|---|---|
4275 Executive Square, Suite 200 | ||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||
La Jolla | CALIFORNIA | 92037 | ||||||
|
|
|||||||
|
Recipient |
|
||||||
MARK ANGELO ALEMAN | 2922342 | ||||||
|
|
||||||
INFINITY FINANCIAL SERVICES | 144302 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3404 Fillmore Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Riverside | CALIFORNIA | 92503 | |||||
|
|
||||||
|
Recipient |
|
|||||||||||
KRISTIN MARIE PEARSON | 4522677 | |||||||||||
|
|
|||||||||||
INVICTA CAPITAL LLC | 288101 | |||||||||||
Street Address 1 | Street Address 2 | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
2790 Mosside Boulevard, Suite 530 | ||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||
Monroeville | PENNSYLVANIA | 15146 | ||||||||||
|
|
|||||||||||
|
Recipient |
|
|||||||||
STEPHEN WAYNE WINGARD | 2746603 | |||||||||
|
|
|||||||||
LION STREET FINANCIAL, LLC | 65828 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
13155 Noel Road, Suite 900 | ||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Dallas | TEXAS | 75240 | ||||||||
|
|
|||||||||
|
Recipient |
|
||||||
HONGFANG ZHANG | 6946540 | ||||||
|
|
||||||
NI ADVISORS | 134502 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7 Charter Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Basking Ridge | NEW JERSEY | 07920 | |||||
|
|
||||||
|
Recipient |
|
||||||||||||||||||||||||||||||||||||||||||||||||||
THE M & A GROUP LLC | 144909 | ||||||||||||||||||||||||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||
None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
900 IDS Center, 80 South 8th Street | |||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||||
Minneapolis | MINNESOTA | 55402 | |||||||||||||||||||||||||||||||||||||||||||||||||
|
|
||||||||||||||||||||||||||||||||||||||||||||||||||
|
13. Offering and Sales Amounts
Total Offering Amount | $150,000,000 | USD |
|
|||
Total Amount Sold | $89,006,332 | USD | ||||
Total Remaining to be Sold | $60,993,668 | USD |
|
Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $7,098,393 | USD |
|
||
Finders' Fees | $0 | USD |
|
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
|
Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
Lodging Fund REIT III, Inc. | Samuel C. Montgomery | Samuel C. Montgomery | Chief Financial Officer | 2024-03-20 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.