UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-23366
____________________________________________________
RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.
____________________________________________________
(Exact name of registrant as specified in charter)
325 North LaSalle Street, Suite 645, Chicago, Illinois 60654
____________________________________________________
(Address of principal executive offices) (Zip code)
Marc L. Collins
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
____________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (312) 832-1440
Date of fiscal year end: June 30
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.
| Item 1 | Proxy Voting Record |
See below
Investment Company Report |
BLACKROCK MUNI NY INTER DURATION FD INC | |
Security | 09255F109 | | | | Meeting Type | | Contested-Annual |
Ticker Symbol | MNE | | | | Meeting Date | | 18-Jul-2019 |
ISIN | US09255F1093 | | | | Agenda | | 935037817 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | Split | | |
| 1 | Michael J. Castellano | | Split | | |
| 2 | Richard E. Cavanagh | | Split | | |
| 3 | Cynthia L. Egan | | Split | | |
| 4 | Robert Fairbairn | | Split | | |
| 5 | Henry Gabbay | | Split | | |
| 6 | R. Glenn Hubbard | | Split | | |
| 7 | Catherine A. Lynch | | Split | | |
| 8 | John M. Perlowski | | Split | | |
| 9 | Karen P. Robards | | Split | | |
2. | If properly presented at the meeting, a shareholder proposal requesting the Board of Directors to authorize a self-tender offer. | Shareholder | Split | | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 126,096 | 0 | | |
NUVEEN AMT FREE QUALITY MUNI INC FD | |
Security | 670657105 | | | | Meeting Type | | Annual |
Ticker Symbol | NEA | | | | Meeting Date | | 07-Aug-2019 |
ISIN | US6706571055 | | | | Agenda | | 935059748 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1c. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 543,791 | 0 | 06-Aug-2019 | 06-Aug-2019 |
NUVEEN NY AMT-FREE QUALITY MUNI INC FD | |
Security | 670656107 | | | | Meeting Type | | Annual |
Ticker Symbol | NRK | | | | Meeting Date | | 07-Aug-2019 |
ISIN | US6706561072 | | | | Agenda | | 935059748 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1c. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 289,179 | 0 | 06-Aug-2019 | 06-Aug-2019 |
NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD | |
Security | 67071L106 | | | | Meeting Type | | Annual |
Ticker Symbol | NVG | | | | Meeting Date | | 07-Aug-2019 |
ISIN | US67071L1061 | | | | Agenda | | 935059748 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1c. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 505,281 | 0 | 06-Aug-2019 | 06-Aug-2019 |
NUVEEN QUALITY MUNICIPAL INCOME FUND | |
Security | 67066V101 | | | | Meeting Type | | Annual |
Ticker Symbol | NAD | | | | Meeting Date | | 07-Aug-2019 |
ISIN | US67066V1017 | | | | Agenda | | 935059748 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1c. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 555,649 | 0 | 06-Aug-2019 | 06-Aug-2019 |
NUVEEN NEW YORK QUALITY MUNICIPAL INC FD | |
Security | 67066X107 | | | | Meeting Type | | Annual |
Ticker Symbol | NAN | | | | Meeting Date | | 07-Aug-2019 |
ISIN | US67066X1072 | | | | Agenda | | 935059748 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1c. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 108,500 | 0 | 06-Aug-2019 | 06-Aug-2019 |
MORGAN STANLEY FUND | |
Security | 46133G107 | | | | Meeting Type | | Annual |
Ticker Symbol | IQI | | | | Meeting Date | | 23-Aug-2019 |
ISIN | US46133G1076 | | | | Agenda | | 935062151 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1a | DIRECTOR | Management | Split | Split | |
| 1 | Cynthia Hostetler | | Split | Split | |
| 2 | Eli Jones | | Split | Split | |
| 3 | Ann Barnett Stern | | Split | Split | |
| 4 | Raymond Stickel, Jr. | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 124,370 | 0 | 08-Aug-2019 | 08-Aug-2019 |
VAN KAMPEN FUNDS | |
Security | 46132C107 | | | | Meeting Type | | Annual |
Ticker Symbol | VMO | | | | Meeting Date | | 23-Aug-2019 |
ISIN | US46132C1071 | | | | Agenda | | 935062151 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1a | DIRECTOR | Management | Split | Split | |
| 1 | Cynthia Hostetler | | Split | Split | |
| 2 | Eli Jones | | Split | Split | |
| 3 | Ann Barnett Stern | | Split | Split | |
| 4 | Raymond Stickel, Jr. | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 692,518 | 0 | 08-Aug-2019 | 08-Aug-2019 |
VAN KAMPEN FUNDS | |
Security | 46131J103 | | | | Meeting Type | | Annual |
Ticker Symbol | VKQ | | | | Meeting Date | | 23-Aug-2019 |
ISIN | US46131J1034 | | | | Agenda | | 935062151 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1a | DIRECTOR | Management | Split | Split | |
| 1 | Cynthia Hostetler | | Split | Split | |
| 2 | Eli Jones | | Split | Split | |
| 3 | Ann Barnett Stern | | Split | Split | |
| 4 | Raymond Stickel, Jr. | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 48,704 | 0 | 08-Aug-2019 | 08-Aug-2019 |
DWS FUNDS | |
Security | 233368109 | | | | Meeting Type | | Annual |
Ticker Symbol | KTF | | | | Meeting Date | | 12-Sep-2019 |
ISIN | US2333681094 | | | | Agenda | | 935070300 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | Election of Class II Board Member: William McClayton | Management | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 95,099 | 0 | 11-Sep-2019 | 11-Sep-2019 |
PIONEER MUNICIPAL HIGH INCOME TRUST | |
Security | 723763108 | | | | Meeting Type | | Annual |
Ticker Symbol | MHI | | | | Meeting Date | | 18-Sep-2019 |
ISIN | US7237631087 | | | | Agenda | | 935070778 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | Split | Split | |
| 1 | Lisa M. Jones | | Split | Split | |
| 2 | Lorraine H. Monchak | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 244,365 | 0 | 17-Sep-2019 | 17-Sep-2019 |
NUVEEN CONNECTICUT QUALITY MUNI INC FD | |
Security | 67060D107 | | | | Meeting Type | | Special |
Ticker Symbol | NTC | | | | Meeting Date | | 25-Oct-2019 |
ISIN | US67060D1072 | | | | Agenda | | 935068521 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | Approve an Agreement & Plan of Merger pursuant to which Nuveen CT Quality Muni Income Fund (the "Target Fund") will be merged with and into NAMCIF Merger Sub, LLC, a MA LLC and wholly-owned subsidiary of Nuveen AMT-Free Muni Credit Income Fund (the "Acquiring Fund"), with common shares of the Target Fund being converted into newly issued common shares of the Acquiring Fund and each issued and outstanding Adjustable Rate MuniFund Term Preferred Share ("AMTP Shares") of the Target Fund being converted into a newly issued AMTP Share of the Acquiring fund | Management | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 78,402 | 0 | 20-Sep-2019 | 20-Sep-2019 |
NUVEEN NORTH CAROLINA QLTY MUNI INC FD | |
Security | 67060P100 | | | | Meeting Type | | Special |
Ticker Symbol | NNC | | | | Meeting Date | | 25-Oct-2019 |
ISIN | US67060P1003 | | | | Agenda | | 935068545 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | To approve an Agreement and Plan of Reorganization pursuant to which the Nuveen NC Quality Municipal Income Fund (the "Target Fund") would: (i) transfer substantially all of its assets to Nuveen AMT-Free Quality Municipal Income Fund (the "Acquiring Fund") in exchange for newly issued common shares and preferred shares of the Acquiring Fund; (ii) distribute such newly issued shares of the Acquiring Fund to the common shareholders and preferred shareholders of the Target Fund; and (iii) liquidate, dissolve and terminate in accordance with applicable law. | Management | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 95,320 | 0 | 20-Sep-2019 | 20-Sep-2019 |
NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | |
Security | 670980101 | | | | Meeting Type | | Contested-Annual |
Ticker Symbol | NUO | | | | Meeting Date | | 05-Dec-2019 |
ISIN | US6709801012 | | | | Agenda | | 935086303 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | Split | | |
| 1 | Judith M. Stockdale | | Split | | |
| 2 | Carole E. Stone | | Split | | |
| 3 | Margaret L. Wolff | | Split | | |
2. | If properly presented at the meeting, a shareholder proposal to declassify the Board of Trustees, so that all Trustees are elected on an annual basis. | Shareholder | Split | | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 73,758 | 0 | | |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 73,758 | 0 | | |
NUVEEN OHIO QUALITY MUNICIPAL INCOME FD | |
Security | 670980101 | | | | Meeting Type | | Contested-Annual |
Ticker Symbol | NUO | | | | Meeting Date | | 05-Dec-2019 |
ISIN | US6709801012 | | | | Agenda | | 935087216 - Opposition |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1 | DIRECTOR | Management | Split | | |
| 1 | David Basile | | Split | | |
| 2 | Peter Borish | | Split | | |
| 3 | Charles Clarvit | | Split | | |
2 | For the Board to consider declassifying the Board so that all trustees are elected on an annual basis starting at the next annual meeting of shareholders. | Management | Split | | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 73,758 | 0 | 30-Oct-2019 | 30-Oct-2019 |
NUVEEN CALIFORNIA QUALITY MUNI INC FD | |
Security | 67066Y105 | | | | Meeting Type | | Annual |
Ticker Symbol | NAC | | | | Meeting Date | | 05-Dec-2019 |
ISIN | US67066Y1055 | | | | Agenda | | 935097736 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 384,449 | 0 | 04-Dec-2019 | 04-Dec-2019 |
NUVEEN TX QUALITY INCOME MUNICIPAL FD | |
Security | 670983105 | | | | Meeting Type | | Annual |
Ticker Symbol | NTX | | | | Meeting Date | | 05-Dec-2019 |
ISIN | US6709831050 | | | | Agenda | | 935097736 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | DIRECTOR | Management | Split | Split | |
| 1 | Judith M. Stockdale | | Split | Split | |
| 2 | Carole E. Stone | | Split | Split | |
| 3 | Margaret L. Wolff | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 94,692 | 0 | 04-Dec-2019 | 04-Dec-2019 |
DTF TAX-FREE INCOME FUND INC. | |
Security | 23334J107 | | | | Meeting Type | | Annual |
Ticker Symbol | DTF | | | | Meeting Date | | 09-Mar-2020 |
ISIN | US23334J1079 | | | | Agenda | | 935126234 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1E. | Election of Director: David J. Vitale | Management | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 121,708 | 0 | 06-Mar-2020 | 06-Mar-2020 |
EATON VANCE CA MUNICIPAL INCOME TRUST | |
Security | 27826F101 | | | | Meeting Type | | Annual |
Ticker Symbol | CEV | | | | Meeting Date | | 19-Mar-2020 |
ISIN | US27826F1012 | | | | Agenda | | 935125799 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | Split | Split | |
| 1 | William H. Park | | Split | Split | |
| 2 | Helen Frame Peters | | Split | Split | |
| 3 | Keith Quinton | | Split | Split | |
| 4 | Marcus L. Smith | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 37,054 | 0 | 18-Mar-2020 | 18-Mar-2020 |
EATON VANCE NY MUNICIPAL INCOME TRUST | |
Security | 27826W104 | | | | Meeting Type | | Annual |
Ticker Symbol | EVY | | | | Meeting Date | | 19-Mar-2020 |
ISIN | US27826W1045 | | | | Agenda | | 935125799 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | Split | Split | |
| 1 | William H. Park | | Split | Split | |
| 2 | Helen Frame Peters | | Split | Split | |
| 3 | Keith Quinton | | Split | Split | |
| 4 | Marcus L. Smith | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 175 | 0 | 18-Mar-2020 | 18-Mar-2020 |
ALLIANCEBERNSTEIN NAT MUNI INCOME FD INC | |
Security | 01864U106 | | | | Meeting Type | | Annual |
Ticker Symbol | AFB | | | | Meeting Date | | 30-Mar-2020 |
ISIN | US01864U1060 | | | | Agenda | | 935135079 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | Split | Split | |
| 1 | Robert M. Keith | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 211,012 | 0 | 27-Mar-2020 | 27-Mar-2020 |
NUVEEN MARYLAND QUALITY MUNICIPAL INC FD | |
Security | 67061Q107 | | | | Meeting Type | | Annual |
Ticker Symbol | NMY | | | | Meeting Date | | 22-Apr-2020 |
ISIN | US67061Q1076 | | | | Agenda | | 935139394 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | DIRECTOR | Management | Split | Split | |
| 1 | John K. Nelson | | Split | Split | |
| 2 | Terence J. Toth | | Split | Split | |
| 3 | Robert L. Young | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 29,321 | 0 | 21-Apr-2020 | 21-Apr-2020 |
NUVEEN GEORGIA QUALITY MUNICIPAL INC FD | |
Security | 67072B107 | | | | Meeting Type | | Annual |
Ticker Symbol | NKG | | | | Meeting Date | | 22-Apr-2020 |
ISIN | US67072B1070 | | | | Agenda | | 935139394 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | DIRECTOR | Management | Split | Split | |
| 1 | John K. Nelson | | Split | Split | |
| 2 | Terence J. Toth | | Split | Split | |
| 3 | Robert L. Young | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 175,270 | 0 | 21-Apr-2020 | 21-Apr-2020 |
PUTNAM MUNICIPAL OPPORTUNITIES TRUST | |
Security | 746922103 | | | | Meeting Type | | Annual |
Ticker Symbol | PMO | | | | Meeting Date | | 24-Apr-2020 |
ISIN | US7469221037 | | | | Agenda | | 935168890 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | Fixing the number of Trustees at 11. | Management | Split | Split | |
1B. | DIRECTOR | Management | Split | Split | |
| 1 | Liaquat Ahamed | | Split | Split | |
| 2 | Ravi Akhoury | | Split | Split | |
| 3 | Barbara M. Baumann | | Split | Split | |
| 4 | Catharine Bond Hill | | Split | Split | |
| 5 | Paul L. Joskow | | Split | Split | |
| 6 | Kenneth R. Leibler | | Split | Split | |
| 7 | Robert L. Reynolds | | Split | Split | |
| 8 | Manoj P. Singh | | Split | Split | |
| 9 | Mona K. Sutphen | | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 671,006 | 0 | 23-Apr-2020 | 23-Apr-2020 |
BLACKROCK MUNI NY INTER DURATION FD INC | |
Security | 09255F109 | | | | Meeting Type | | Special |
Ticker Symbol | MNE | | | | Meeting Date | | 01-May-2020 |
ISIN | US09255F1093 | | | | Agenda | | 935133227 - Management |
| | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | |
1A. | The common shareholders and preferred shareholders of BlackRock Muni New York Intermediate Duration Fund, Inc. ("Target Fund"), are being asked to vote as a single class on a proposal to approve an Agreement and Plan of Merger ("Merger Agreement") pursuant to which the Target Fund will merge with and into a Massachusetts limited liability company and a wholly-owned subsidiary of BlackRock New York Municipal Opportunities Fund ("Acquiring Fund"), with shares of the Target Fund's common stock being converted into newly issued Investor A shares. | Management | Split | Split | |
| | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997RV1H | RIVERNORTH OPP MUNI INCOME FND | 997RV1H | STATE STREET BANK & TRUST CO | 121,123 | 0 | 31-Mar-2020 | 31-Mar-2020 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RiverNorth Opportunistic Municipal Income Fund, Inc. |
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| /s/ Patrick W. Galley | |
| By: Patrick W. Galley |
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| Title: President and Chairman of the Board |
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| Date: August 27, 2020 |