The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 369,279 | 3,560 | SH | SOLE | 0 | 0 | 3,560 | ||
AMAZON COM INC | COM | 023135106 | 433,818 | 4,200 | SH | SOLE | 0 | 0 | 4,200 | ||
APPLE INC | COM | 037833100 | 785,913 | 4,766 | SH | SOLE | 0 | 0 | 4,766 | ||
AQUA METALS INC | COM | 03837J101 | 50,000 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 206,218 | 5,112 | SH | SOLE | 0 | 0 | 5,112 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 291,344 | 428 | SH | SOLE | 0 | 0 | 428 | ||
BANK AMERICA CORP | COM | 060505104 | 1,187,615 | 41,525 | SH | SOLE | 0 | 0 | 41,525 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 837,732 | 18,436 | SH | SOLE | 0 | 0 | 18,436 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 929,089 | 3,009 | SH | SOLE | 0 | 0 | 3,009 | ||
BLACKROCK MULTI SECTOR INC T | COM | 09258A107 | 397,432 | 27,240 | SH | SOLE | 0 | 0 | 27,240 | ||
BOEING CO | COM | 097023105 | 226,663 | 1,067 | SH | SOLE | 0 | 0 | 1,067 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 213,124 | 2,770 | SH | SOLE | 0 | 0 | 2,770 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 183,328 | 32,505 | SH | SOLE | 0 | 0 | 32,505 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 1,487,820 | 96,299 | SH | SOLE | 0 | 0 | 96,299 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 334,339 | 6,110 | SH | SOLE | 0 | 0 | 6,110 | ||
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 33734X846 | 257,526 | 6,024 | SH | SOLE | 0 | 0 | 6,024 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 229,579 | 1,006 | SH | SOLE | 0 | 0 | 1,006 | ||
INDIA FD INC | COM | 454089103 | 183,209 | 12,109 | SH | SOLE | 0 | 0 | 12,109 | ||
INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 46138E784 | 313,324 | 16,336 | SH | SOLE | 0 | 0 | 16,336 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 258,208 | 22,492 | SH | SOLE | 0 | 0 | 22,492 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 577,353 | 1,799 | SH | SOLE | 0 | 0 | 1,799 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 1,951,312 | 52,216 | SH | SOLE | 0 | 0 | 52,216 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 373,731 | 7,660 | SH | SOLE | 0 | 0 | 7,660 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 1,454,637 | 30,848 | SH | SOLE | 0 | 0 | 30,848 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 385,593 | 938 | SH | SOLE | 0 | 0 | 938 | ||
ISHARES TR | CORE TOTAL USD | 46434V613 | 834,161 | 18,075 | SH | SOLE | 0 | 0 | 18,075 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 14,535,634 | 145,882 | SH | SOLE | 0 | 0 | 145,882 | ||
ISHARES TR | EUROPE ETF | 464287861 | 272,709 | 5,452 | SH | SOLE | 0 | 0 | 5,452 | ||
ISHARES TR | FALN ANGLS USD | 46435G474 | 453,066 | 17,929 | SH | SOLE | 0 | 0 | 17,929 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 337,104 | 4,462 | SH | SOLE | 0 | 0 | 4,462 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,896,416 | 35,548 | SH | SOLE | 0 | 0 | 35,548 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 517,984 | 10,249 | SH | SOLE | 0 | 0 | 10,249 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,037,776 | 12,028 | SH | SOLE | 0 | 0 | 12,028 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 276,101 | 12,642 | SH | SOLE | 0 | 0 | 12,642 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 204,664 | 2,862 | SH | SOLE | 0 | 0 | 2,862 | ||
ISHARES TR | MSCI INTL QUALTY | 46434V456 | 935,980 | 26,515 | SH | SOLE | 0 | 0 | 26,515 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 211,063 | 1,518 | SH | SOLE | 0 | 0 | 1,518 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,859,269 | 17,257 | SH | SOLE | 0 | 0 | 17,257 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 471,578 | 15,105 | SH | SOLE | 0 | 0 | 15,105 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 266,791 | 2,596 | SH | SOLE | 0 | 0 | 2,596 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 263,186 | 2,246 | SH | SOLE | 0 | 0 | 2,246 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 328,036 | 52,909 | SH | SOLE | 0 | 0 | 52,909 | ||
MICROSOFT CORP | COM | 594918104 | 293,201 | 1,017 | SH | SOLE | 0 | 0 | 1,017 | ||
NVIDIA CORPORATION | COM | 67066G104 | 394,989 | 1,422 | SH | SOLE | 0 | 0 | 1,422 | ||
PEPSICO INC | COM | 713448108 | 1,091,248 | 5,986 | SH | SOLE | 0 | 0 | 5,986 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 490,576 | 27,224 | SH | SOLE | 0 | 0 | 27,224 | ||
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 1,039,869 | 19,898 | SH | SOLE | 0 | 0 | 19,898 | ||
PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 74255Y888 | 357,521 | 21,043 | SH | SOLE | 0 | 0 | 21,043 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 483,390 | 5,298 | SH | SOLE | 0 | 0 | 5,298 | ||
PROSPECT CAP CORP | COM | 74348T102 | 154,832 | 22,246 | SH | SOLE | 0 | 0 | 22,246 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,333,913 | 54,401 | SH | SOLE | 0 | 0 | 54,401 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 777,853 | 5,151 | SH | SOLE | 0 | 0 | 5,151 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,151,894 | 7,699 | SH | SOLE | 0 | 0 | 7,699 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | 1,518,071 | 16,355 | SH | SOLE | 0 | 0 | 16,355 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 723,777 | 13,074 | SH | SOLE | 0 | 0 | 13,074 | ||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 4,429,970 | 108,791 | SH | SOLE | 0 | 0 | 108,791 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 224,643 | 2,415 | SH | SOLE | 0 | 0 | 2,415 | ||
TOPGOLF CALLAWAY BRANDS CORP | COM | 131193104 | 314,657 | 14,554 | SH | SOLE | 0 | 0 | 14,554 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 834,684 | 11,305 | SH | SOLE | 0 | 0 | 11,305 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,167,353 | 3,104 | SH | SOLE | 0 | 0 | 3,104 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 56,927,404 | 278,919 | SH | SOLE | 0 | 0 | 278,919 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,040,786 | 25,762 | SH | SOLE | 0 | 0 | 25,762 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 680,994 | 11,173 | SH | SOLE | 0 | 0 | 11,173 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 1,540,066 | 14,098 | SH | SOLE | 0 | 0 | 14,098 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,692,321 | 21,096 | SH | SOLE | 0 | 0 | 21,096 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 860,187 | 14,694 | SH | SOLE | 0 | 0 | 14,694 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,480,539 | 19,422 | SH | SOLE | 0 | 0 | 19,422 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 1,225,730 | 17,005 | SH | SOLE | 0 | 0 | 17,005 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 6,037,766 | 109,360 | SH | SOLE | 0 | 0 | 109,360 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 6,380,624 | 141,258 | SH | SOLE | 0 | 0 | 141,258 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 1,350,710 | 16,430 | SH | SOLE | 0 | 0 | 16,430 | ||
WISDOMTREE TR | GERMANY HEDEQ FD | 97717W448 | 306,722 | 8,429 | SH | SOLE | 0 | 0 | 8,429 | ||
YELLOW CORP | COM | 985510106 | 53,892 | 26,548 | SH | SOLE | 0 | 0 | 26,548 |