Agiliti (AGTI) Form 4 AGILITI / Lee M Neumann ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Neumann Lee M

(Last) (First) (Middle)

C/O AGILITI, INC.

11095 VIKING DRIVE, SUITE 300

(Street)

EDEN PRAIRIE MN 55344

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AGILITI, INC. \DE [ AGTI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP & GC

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value	03/16/2023		M		12,050	A	$6.27	50,697	D
Common Stock, $0.0001 par value	03/16/2023		S		12,050	D	$14.803(1)	38,647	D
Common Stock, $0.0001 par value	03/17/2023		M		18,051	A	$8.25	56,698	D
Common Stock, $0.0001 par value	03/17/2023		S		18,051	D	$14.561(2)	38,647	D
Common Stock, $0.0001 par value	03/17/2023		M		12,051	A	$6.27	50,698	D
Common Stock, $0.0001 par value	03/17/2023		S		12,051	D	$14.58(3)	38,647	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (Right to Buy)	$6.27	03/17/2023		M			12,050	(4)	03/06/2029	Common Stock, $0.0001 par value	12,050	$0	12,051	D
Options (Right to Buy)	$8.25	03/17/2023		M			18,051	(5)	03/06/2030	Common Stock, $0.0001 par value	18,051	$0	0	D
Options (Right to Buy)	$6.27	03/17/2023		M			12,051	(4)	03/06/2029	Common Stock, $0.0001 par value	12,051	$0	0	D

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.205 to $15.135, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2 and 3 to this Form 4.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.76, inclusive.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.74, inclusive.

4. The options vested and became exercisable with respect to 12,051 shares on January 4, 2020, 12,051 shares on January 4, 2021, 12,050 shares on January 4, 2022 and 12,051 shares on January 4, 2023.

5. The options vested and became exercisable with respect to 7,526 shares on March 6, 2021, 7,526 shares on March 6, 2022 and 7,526 shares on March 6, 2023.

	/s/ Lee M. Neumann	03/20/2023
	** Signature of Reporting Person	Date
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