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SD Filing
Dow (DOW) SDConflict minerals disclosure
Filed: 27 May 21, 4:20pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Dow Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-38646 | 30-1128146 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
2211 H.H. Dow Way, Midland, Michigan 48674
(Address of principal executive offices) (Zip Code)
The Dow Chemical Company
(Exact name of registrant as specified in its charter)
Delaware | 001-03433 | 38-1285128 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
2211 H.H. Dow Way, Midland, Michigan 48674
(Address of principal executive offices) (Zip Code)
Jonathan P. Wendt
Assistant Secretary and Managing Counsel
(989) 638-2343
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020. |
SECTION 1—CONFLICT MINERALS DISCLOSURE
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Specialized Disclosure Report on Form SD is a combined report being filed by Dow Inc. and The Dow Chemical Company (“TDCC” and together with Dow Inc., “Dow” or the “Company”), for the reporting period from January 1 to December 31, 2020. A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 hereto.
It is the Company’s policy not to knowingly purchase any raw materials that contain Conflict Minerals that directly or indirectly finance or benefit armed groups in the Covered Countries. This Form SD, the Conflict Minerals Report and the Company’s policy with regard to the responsible sourcing of Conflict Minerals are publicly available on the Company’s website at https://corporate.dow.com/enus/about/legal/conduct/conflict-minerals.html.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 below, the Company is filing the Conflict Minerals Report as Exhibit 1.01 to this Form SD.
SECTION 2—EXHIBITS
Item 2.01 Exhibits
The following exhibit is filed as part of this report:
Exhibit 1.01—Conflict Minerals Report of Dow Inc. and The Dow Chemical Company.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the duly authorized undersigned.
DOW INC.
THE DOW CHEMICAL COMPANY
/S/ JIM FITTERLING | ||
By: Jim Fitterling | ||
Its: Chairman and Chief Executive Officer |
Date: May 27, 2021
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