UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of April 2021
Commission file number: 001-38820
Futu Holdings Limited
11/F, Bangkok Bank Building
No. 18 Bonham Strand W, Sheung Wan
Hong Kong S.A.R., People’s Republic of China
+852 2523-3588
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
INCORPORATION BY REFERENCE
Exhibit 1.1, Exhibit 5.1, Exhibit 8.1, Exhibit 8.2, Exhibit 23.2 and Exhibit 23.3 to this current report on Form 6-K are incorporated by reference into the registration statement on Form F-3 of Futu Holdings Limited (File No. 333-248076) and Form S-8 (No. 333-233721), and shall be a part thereof from the date on which this report is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.
EXHIBIT INDEX
Exhibit No. | | Description |
1.1 | | Form of Underwriting Agreement |
5.1 | | Opinion of Maples and Calder (Hong Kong) LLP regarding the validity of the ordinary shares |
8.1 | | Opinion of Maples and Calder (Hong Kong) LLP regarding certain Cayman Islands tax matters (included in Exhibit 5.1) |
8.2 | | Opinion of Han Kun Law Offices regarding certain PRC law matters |
23.2 | | Consent of Maples and Calder (Hong Kong) LLP (included in Exhibit 5.1) |
23.3 | | Consent of Han Kun Law Offices (included in Exhibit 8.2) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| FUTU HOLDINGS LIMITED |
| | |
| By: | /s/ Leaf Hua Li |
| Name: | Leaf Hua Li |
| Title: | Chairman of the Board of Directors and Chief Executive Officer |
Date: April 19, 2021
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