The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | Common Stock | 00401C108 | 8,036 | 119,233 | SH | SOLE | 119,233 | 0 | 0 | ||
IMMUNOMEDICS INC | Common Stock | 452907108 | 5,186 | 60,990 | SH | SOLE | 60,990 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT | 110122157 | 2,893 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CORELOGIC INC | Common Stock | 21871D103 | 2,472 | 36,525 | SH | SOLE | 36,525 | 0 | 0 | ||
LIONHEART ACQUISITION CORP I | Unit | 53625R203 | 1,494 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VIRTUSA CORP | Common Stock | 92827P102 | 1,490 | 30,319 | SH | SOLE | 30,319 | 0 | 0 | ||
BAUSCH HEALTH COS INC | Common Stock | 071734107 | 1,458 | 93,831 | SH | SOLE | 93,831 | 0 | 0 | ||
PROSHARES TR II | ETP | 74347W148 | 1,255 | 63,000 | SH | SOLE | 63,000 | 0 | 0 | ||
GROWGENERATION CORP | Common Stock | 39986L109 | 1,239 | 77,555 | SH | SOLE | 77,555 | 0 | 0 | ||
DANA INCORPORATED | Common Stock | 235825205 | 1,008 | 81,804 | SH | SOLE | 81,804 | 0 | 0 | ||
GENWORTH FINL INC | Common Stock | 37247D106 | 1,006 | 300,235 | SH | SOLE | 300,235 | 0 | 0 | ||
GX ACQUISITION CORP | Common Stock | 36251A107 | 846 | 80,550 | SH | SOLE | 80,550 | 0 | 0 | ||
VROOM INC | Common Stock | 92918V109 | 828 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ETP | 81369Y506 | 749 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
K12 INC | Common Stock | 48273U102 | 694 | 26,348 | SH | SOLE | 26,348 | 0 | 0 | ||
GILEAD SCIENCES INC | Common Stock | 375558103 | 632 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PFIZER INC | Common Stock | 717081103 | 551 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FINSERV ACQUISITION CORP | Common Stock | 318085107 | 522 | 52,072 | SH | SOLE | 52,072 | 0 | 0 | ||
LIVEXLIVE MEDIA INC | Common Stock | 53839L208 | 500 | 192,704 | SH | SOLE | 192,704 | 0 | 0 | ||
LAS VEGAS SANDS CORP | Common Stock | 517834107 | 467 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CLOUDERA INC | Common Stock | 18914U100 | 456 | 41,834 | SH | SOLE | 41,834 | 0 | 0 | ||
GIGCAPITAL2 INC | Common Stock | 375036100 | 362 | 35,625 | SH | SOLE | 35,625 | 0 | 0 | ||
SURO CAPITAL CORP | Common Stock | 86887Q109 | 325 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AT&T INC | Common Stock | 00206R102 | 285 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GORES METROPOULOS INC | Common Stock | 382872109 | 283 | 24,823 | SH | SOLE | 24,823 | 0 | 0 | ||
ACAMAR PARTNERS ACQUISITI- A | Common Stock | 004285102 | 271 | 26,541 | SH | SOLE | 26,541 | 0 | 0 | ||
CNX RES CORP | Common Stock | 12653C108 | 283 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | Common Stock | 31811A101 | 257 | 24,900 | SH | SOLE | 24,900 | 0 | 0 | ||
UBER TECHNOLOGIES INC | Common Stock | 90353T100 | 255 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | Common Stock | 64822P106 | 252 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | Common Stock | 42087L101 | 247 | 24,740 | SH | SOLE | 24,740 | 0 | 0 | ||
ARTIUS ACQUISITION INC | Unit | 04316G204 | 208 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | Right | 110122157 | 186 | 82,546 | SH | SOLE | 82,546 | 0 | 0 | ||
CF FINANCE ACQUISITION CORP | Unit | 15725Q203 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEUROTROPE INC | Common Stock | 64129T207 | 160 | 144,568 | SH | SOLE | 144,568 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | Unit | 26873Y203 | 101 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | Common Stock | 22564L105 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SILVERCREST METALS INC | Common Stock | 828363101 | 85 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HYRECAR INC | Common Stock | 44916T107 | 45 | 14,413 | SH | SOLE | 14,413 | 0 | 0 |