Que Dallara Form 3 HONEYWELL INTERNATIONAL / Que Dallara ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Dallara Que

(Last)

(First)

(Middle)

115 TABOR ROAD

(Street)

MORRIS PLAINS

07950

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/18/2018

3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Pres/CEO -Connected Enterprise

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,150	D
Common Stock	75.533	I	Held in 401(k) plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Options (right to buy)	⁽¹⁾	02/27/2027	Common Stock	13,146	123.61	D
Employee Stock Options (right to buy)	⁽²⁾	02/26/2028	Common Stock	21,337	153.67	D
Restricted Stock Units	⁽⁴⁾	⁽⁴⁾	Common Stock	5,234	⁽³⁾	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Common Stock	1,618	⁽³⁾	D
Restricted Stock Units	⁽⁶⁾	⁽⁶⁾	Common Stock	1,821	⁽³⁾	D
Restricted Stock Units	⁽⁷⁾	⁽⁷⁾	Common Stock	3,236	⁽³⁾	D
Restricted Stock Units	⁽⁸⁾	⁽⁸⁾	Common Stock	7,079	⁽³⁾	D
Supplemental Savings Plan Interests	⁽⁹⁾	⁽⁹⁾	Common Stock	324.267	⁽⁹⁾	D

Explanation of Responses:

1. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 3,286 options fully vested and 3,287 options vesting on February 28, 2019, 3,286 options vesting on February 28, 2020 and 3,287 options vesting on February 28, 2021.

2. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 5,334 options vesting on each of February 27, 2019, February 27, 2020 and February 27, 2021 and with 5,335 options vesting on February 27, 2022.

3. Instrument converts to common stock on a one-for-one basis.

4. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 3,489 units vesting on January 13, 2019 and 1,745 units vesting on January 13, 2020.

5. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 808 units vesting on January 13, 2020 and 810 units vesting on January 13, 2022.

6. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 28, 2020.

7. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 1,067 units vesting on February 27, 2020, 1,068 units vesting on February 27, 2022 and 1,101 units vesting on February 27, 2024.

8. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 2,335 units vesting on December 26, 2019, 2,336 units vesting on December 26, 2021 and 2,408 units vesting on December 26, 2023.

9. Instrument converts to common stock on a one-for-one basis and reflects phantom shares of common stock represented by Company contributions to my account under the Executive Supplemental Savings Plan under rule 16b-3.

	Su Ping Lu for Que Dallara	10/26/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Que Dallara Form 3HONEYWELL INTERNATIONAL / Que Dallara ownership change