Exhibit 99.1
FORM 11
NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
Name of Listed Issuer: Curaleaf Holdings, Inc. (the “Issuer”).
Trading Symbol: CURA
Date: August 31, 2023
| 1. | New Options Granted: |
Date of Grant: See below table
Name of |
Position (Director/ Employee/ |
Insider |
No. of |
Exercise |
Expiry |
No. of |
| Grant Date: May 19, 2023 | ||||||
| 177 Individuals | Employees/Officers | No | 2,241,344 | USD$2.89 | 10 years
| |
| 177 Individuals | Employees/Officers | No | 3,739,751
(Restricted Stock Units) | N/A | N/A | |
| 1 Individual | Employees/Officers | Yes | 5,564,696
(Performance Based Option) | N/A | 10 years
| |
| 4 Individuals | Employees/Officers | Yes | 2,595,034
(Restricted Stock Units) | N/A | N/A | |
| Grant Date: May 31, 2023 | ||||||
| 3 Individuals | Employees/Officers | No | 123,492 | USD$3.087 | 10 years
| |
| 3 Individuals | Employees/Officers | No | 92,618
(Restricted Stock Units) | N/A | N/A | |
| Grant Date: June 30, 2023 | ||||||
| 1 Individual | Employees/Officers | No | 19,434 | USD$2.90 | 10 years
| |
| 1 Individual | Employees/Officers | No | 14,575
(Restricted Stock Units) | N/A | N/A | |
| Grant Date: August 16, 2023 | ||||||
| 1 Individual | Employees/Officers | No | 119,222 | USD$2.798 | 10 years
| |
| 1 Individual | Employees/Officers | No | 89,417
(Restricted Stock Units) | N/A | N/A | |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 1 |
Total Number of Subordinate Voting Shares: 8,068,188 Subordinate Voting Shares underlying Stock Options and 6,531,395 Subordinate Voting Shares underlying restricted stock units.
| 2. | Other Presently Outstanding Awards: |
| Name of Optionee | Original Date of Grant | No. of Outstanding Optioned Shares | Exercise Price | Expiration Date | |||||||
| Optionee | 5/5/2015 | 200,000 | $ | 0.0988 | 10 years | ||||||
| Optionee | 8/17/2015 | 10,919 | $ | 0.2061 | 10 years | ||||||
| Optionee | 3/17/2016 | 2,700,308 | $ | 0.1043 | 10 years | ||||||
| Optionee | 3/17/2016 | 1,797,905 | $ | 0.1400 | 10 years | ||||||
| Optionee | 1/1/2017 | 327,100 | $ | 0.4760 | 10 years | ||||||
| Optionee | 7/1/2017 | 412,067 | $ | 0.4929 | 10 years | ||||||
| Optionee | 7/1/2017 | 899,833 | $ | 0.4929 | 10 years | ||||||
| Optionee | 8/14/2017 | 59,034 | $ | 0.4767 | 10 years | ||||||
| Optionee | 10/2/2017 | 425,667 | $ | 0.5129 | 10 years | ||||||
| Optionee | 10/28/2018 | 114,729 | $ | 8.7361 | 10 years | ||||||
| Optionee | 10/28/2018 | 762,722 | $ | 8.7361 | 10 years | ||||||
| Optionee | 10/28/2018 | 762,721 | $ | 8.7361 | 10 years | ||||||
| Optionee | 10/28/2018 | 762,721 | $ | 8.7361 | 10 years | ||||||
| Optionee | 3/28/2019 | 2,849 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 31,990 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 4,907 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 8,020 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 1,520 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 5,699 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 868,010 | $ | 9.1545 | 10 years | ||||||
| Optionee | 3/28/2019 | 16,041 | $ | 9.1545 | 10 years | ||||||
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 2 |
| Optionee | 8/30/2019 | 13,050 | $ | 6.9695 | 10 years | ||||||
| Optionee | 8/30/2019 | 9,491 | $ | 6.9695 | 10 years | ||||||
| Optionee | 8/30/2019 | 43,236 | $ | 6.9695 | 10 years | ||||||
| Optionee | 8/30/2019 | 16,085 | $ | 6.9695 | 10 years | ||||||
| Optionee | 11/22/2019 | 5,962 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 976 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,561 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 4,065 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,385 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,228 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 4,065 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 15,176 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,409 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 10,840 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,385 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 6,937 | $ | 6.1720 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,675 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 9 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,563 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,528 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 4,878 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 9,485 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 702 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,878 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,300 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 10,840 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 8,401 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,734 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,373 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 8,130 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,168 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,247 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 4,023 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,168 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,518 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 6,070 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,839 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 43,421 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,168 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 3,794 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 9,485 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,951 | $ | 6.1715 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 3 |
| Optionee | 11/22/2019 | 2,873 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,710 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,340 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,602 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 10,446 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,951 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,228 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 3,252 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,094 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,734 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 11,490 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 4,065 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,626 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,265 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,060 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 1,590 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 2,710 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 7,588 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 5,420 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 45,518 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 8,334 | $ | 6.1715 | 10 years | ||||||
| Optionee | 11/22/2019 | 86,657 | $ | 6.1715 | 10 years | ||||||
| Optionee | 12/10/2019 | 49,614 | $ | 6.0446 | 10 years | ||||||
| Optionee | 12/10/2019 | 364,365 | $ | 6.0446 | 10 years | ||||||
| Optionee | 3/27/2020 | 13,165 | $ | 3.8745 | 10 years | ||||||
| Optionee | 3/27/2020 | 15,797 | $ | 3.8745 | 10 years | ||||||
| Optionee | 4/2/2020 | 60,726 | $ | 3.4890 | 10 years | ||||||
| Optionee | 4/2/2020 | 17,509 | $ | 3.4890 | 10 years | ||||||
| Optionee | 4/2/2020 | 35,018 | $ | 3.4890 | 10 years | ||||||
| Optionee | 4/2/2020 | 12,969 | $ | 3.4890 | 10 years | ||||||
| Optionee | 4/2/2020 | 74,671 | $ | 3.4890 | 10 years | ||||||
| Optionee | 5/20/2020 | 12,646 | $ | 5.7075 | 10 years | ||||||
| Optionee | 8/19/2020 | 7,766 | $ | 8.8064 | 10 years | ||||||
| Optionee | 11/20/2020 | 9,976 | $ | 9.7683 | 10 years | ||||||
| Optionee | 11/20/2020 | 15,660 | $ | 9.7683 | 10 years | ||||||
| Optionee | 11/20/2020 | 6,317 | $ | 9.7683 | 10 years | ||||||
| Optionee | 11/20/2020 | 28,676 | $ | 9.7683 | 10 years | ||||||
| Optionee | 12/29/2020 | 1,700 | $ | 12.4823 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 4 |
| Optionee | 3/11/2021 | 1 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,719 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,582 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,145 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,864 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,416 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 19,248 | $ | 15.5250 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,582 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 19,248 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 153 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,367 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,153 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,077 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 16,111 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,416 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 15,815 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 572 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,288 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 930 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,870 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,288 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,576 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,582 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,616 | $ | 15.5247 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 5 |
| Optionee | 3/11/2021 | 1,145 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 14,008 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 12,882 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 572 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,153 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 8,588 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,870 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,517 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 12,882 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,153 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,147 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 8,159 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 15,512 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,079 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 18,919 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 8,159 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,290 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,508 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,003 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,145 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,145 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 8,588 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,153 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,582 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 19,248 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,723 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 19,248 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,723 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,144 | $ | 15.5247 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 6 |
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,723 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,576 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,079 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,005 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 12,882 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,797 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 16,627 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,576 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,079 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,576 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,011 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,011 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,145 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 3,435 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,431 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,001 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,011 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,153 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 4,294 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 2,862 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,717 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 6,441 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 57,255 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 7,898 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 34,859 | $ | 15.5250 | 10 years | ||||||
| Optionee | 3/11/2021 | 152,522 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 12,014 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 16,095 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 311 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 17,250 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 5,549 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 68,012 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 23,246 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 70,373 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 1,264 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 23,694 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 23,694 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/11/2021 | 77,846 | $ | 15.5247 | 10 years | ||||||
| Optionee | 3/22/2021 | 6,355 | $ | 15.7859 | 10 years | ||||||
| Optionee | 3/22/2021 | 1,675 | $ | 15.7859 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 7 |
| Optionee | 4/7/2021 | 120,784 | $ | 16.9942 | 10 years | ||||||
| Optionee | 5/25/2021 | 9,120 | $ | 14.6192 | 10 years | ||||||
| Optionee | 5/25/2021 | 12,768 | $ | 14.6192 | 10 years | ||||||
| Optionee | 5/25/2021 | 3,830 | $ | 14.6192 | 10 years | ||||||
| Optionee | 5/25/2021 | 6,384 | $ | 14.6192 | 10 years | ||||||
| Optionee | 5/25/2021 | 7,752 | $ | 14.6192 | 10 years | ||||||
| Optionee | 5/25/2021 | 5,586 | $ | 14.6192 | 10 years | ||||||
| Optionee | 6/23/2021 | 165,588 | $ | 13.9236 | 10 years | ||||||
| Optionee | 6/23/2021 | 165,589 | $ | 13.9236 | 10 years | ||||||
| Optionee | 6/30/2021 | 3,215 | $ | 14.5116 | 10 years | ||||||
| Optionee | 6/30/2021 | 9,188 | $ | 14.5116 | 10 years | ||||||
| Optionee | 8/11/2021 | 4,967 | $ | 12.3007 | 10 years | ||||||
| Optionee | 8/11/2021 | 3,251 | $ | 12.3007 | 10 years | ||||||
| Optionee | 8/11/2021 | 12,748 | $ | 12.3007 | 10 years | ||||||
| Optionee | 8/11/2021 | 2,167 | $ | 12.3007 | 10 years | ||||||
| Optionee | 8/11/2021 | 799 | $ | 12.3007 | 10 years | ||||||
| Optionee | 8/30/2021 | 8,761 | $ | 11.9794 | 10 years | ||||||
| Optionee | 8/31/2021 | 5,562 | $ | 11.9856 | 10 years | ||||||
| Optionee | 8/31/2021 | 1,854 | $ | 11.9856 | 10 years | ||||||
| Optionee | 11/10/2021 | 500 | $ | 10.0979 | 10 years | ||||||
| Optionee | 11/10/2021 | 500 | $ | 10.0979 | 10 years | ||||||
| Optionee | 11/10/2021 | 1,000 | $ | 10.0979 | 10 years | ||||||
| Optionee | 11/10/2021 | 3,961 | $ | 10.0979 | 10 years | ||||||
| Optionee | 11/10/2021 | 1,000 | $ | 10.0979 | 10 years | ||||||
| Optionee | 11/10/2021 | 500 | $ | 10.0979 | 10 years | ||||||
| Optionee | 11/30/2021 | 19,057 | $ | 9.7896 | 10 years | ||||||
| Optionee | 11/30/2021 | 3,096 | $ | 9.7896 | 10 years | ||||||
| Optionee | 11/30/2021 | 10,481 | $ | 9.7896 | 10 years | ||||||
| Optionee | 11/30/2021 | 14,292 | $ | 9.7896 | 10 years | ||||||
| Optionee | 12/16/2021 | 29,477 | $ | 9.2083 | 10 years | ||||||
| Optionee | 12/16/2021 | 32,514 | $ | 9.2083 | 10 years | ||||||
| Optionee | 12/16/2021 | 5,503 | $ | 9.2083 | 10 years | ||||||
| Optionee | 12/31/2021 | 299,641 | $ | 8.8975 | 10 years | ||||||
| Optionee | 3/15/2022 | 1 | $ | 5.8914 | 10 years | ||||||
| Optionee | 3/15/2022 | 31,607 | $ | 5.8914 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,826 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 17,321 | $ | 7.2999 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 8 |
| Optionee | 3/31/2022 | 7,304 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 12,326 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,217 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 23,740 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 16,435 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 28,535 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 41,109 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,894 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,045 | $ | 7.3000 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,500 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,761 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,304 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 24,656 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,826 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 9 |
| Optionee | 3/31/2022 | 1,826 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 17,805 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,131 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,479 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,392 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,435 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,978 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 798 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 13,696 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 11,413 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,967 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,130 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,304 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,981 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 9,130 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,261 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,261 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,218 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,277 | $ | 7.2999 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 10 |
| Optionee | 3/31/2022 | 9,132 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,848 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 15,066 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 27,392 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,500 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,275 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 9,132 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 14,609 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,217 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 11,109 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,522 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 608 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,826 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 9,130 | $ | 7.2999 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 11 |
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,826 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,217 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,761 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,304 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 11,413 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 1,826 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 20,088 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 25,264 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,304 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 11,413 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,957 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 19,632 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,275 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 9,133 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,282 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,304 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 9,587 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 12,326 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,761 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,044 | $ | 7.2999 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 12 |
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 14,153 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,604 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 9,437 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 11,870 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,848 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,848 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,935 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 7,761 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,195 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,739 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,108 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,022 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,848 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,044 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,565 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,652 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,767 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 27,373 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 85,602 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,780 | $ | 7.3000 | 10 years | ||||||
| Optionee | 3/31/2022 | 10,043 | $ | 7.3000 | 10 years | ||||||
| Optionee | 3/31/2022 | 13,694 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 5,478 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 4,260 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,391 | $ | 7.2999 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 13 |
| Optionee | 3/31/2022 | 4,869 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,541 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 16,435 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,260 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 45,639 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,260 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 45,641 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 34,839 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 2,598 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 22,219 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 3,043 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 13,086 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 19,631 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 6,389 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 45,641 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,259 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 8,744 | $ | 7.2999 | 10 years | ||||||
| Optionee | 3/31/2022 | 18,869 | $ | 7.2999 | 10 years | ||||||
| Optionee | 5/12/2022 | 10,097 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 8,315 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 10,988 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 41,578 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 13,829 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 11,285 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 10,691 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 13,899 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 53,976 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 5,642 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 2,802 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/12/2022 | 88,578 | $ | 5.5580 | 10 years | ||||||
| Optionee | 5/31/2022 | 7,813 | $ | 6.1900 | 10 years | ||||||
| Optionee | 5/31/2022 | 4,311 | $ | 6.1900 | 10 years | ||||||
| Optionee | 5/31/2022 | 10,508 | $ | 6.1900 | 10 years | ||||||
| Optionee | 5/31/2022 | 9,430 | $ | 6.1900 | 10 years | ||||||
| Optionee | 6/30/2022 | 9,321 | $ | 5.0500 | 10 years | ||||||
| Optionee | 6/30/2022 | 9,514 | $ | 5.0500 | 10 years | ||||||
| Optionee | 6/30/2022 | 9,643 | $ | 5.0500 | 10 years | ||||||
| Optionee | 8/10/2022 | 12,952 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 17,895 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 5,112 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 38,663 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 39,840 | $ | 5.8800 | 10 years |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 14 |
| Optionee | 8/10/2022 | 15,111 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 39,840 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 39,840 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 8,521 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 5,680 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 39,840 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 38,062 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 39,840 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 51,055 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 383,571 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 96,503 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 22,650 | $ | 5.8800 | 10 years | ||||||
| Optionee | 8/10/2022 | 55,092 | $ | 5.8800 | 10 years | ||||||
| Optionee | 9/23/2022 | 34,085 | $ | 5.2000 | 10 years | ||||||
| Optionee | 9/26/2022 | 86,751 | $ | 5.0450 | 10 years | ||||||
| Optionee | 9/30/2022 | 11,304 | $ | 4.9400 | 10 years | ||||||
| Optionee | 9/30/2022 | 3,989 | $ | 4.9400 | 10 years | ||||||
| Optionee | 9/30/2022 | 3,989 | $ | 4.9400 | 10 years | ||||||
| Optionee | 9/30/2022 | 22,809 | $ | 4.9400 | 10 years | ||||||
| Optionee | 9/30/2022 | 6,649 | $ | 4.9400 | 10 years | ||||||
| Optionee | 11/30/2022 | 13,947 | $ | 6.6900 | 10 years | ||||||
| Optionee | 11/30/2022 | 7,222 | $ | 6.6900 | 10 years | ||||||
| Optionee | 11/30/2022 | 12,545 | $ | 6.6900 | 10 years | ||||||
| Optionee | 11/30/2022 | 6,973 | $ | 6.6900 | 10 years | ||||||
| Optionee | 11/30/2022 | 7,472 | $ | 6.6900 | 10 years | ||||||
| Optionee | 11/30/2022 | 13,947 | $ | 6.6900 | 10 years | ||||||
| Optionee | 12/30/2022 | 12,389 | $ | 4.8300 | 10 years | ||||||
| Optionee | 12/30/2022 | 21,681 | $ | 4.8300 | 10 years | ||||||
| Optionee | 12/30/2022 | 45,752 | $ | 4.8300 | 10 years | ||||||
| Name of Holder | Original Date of Grant | No. of RSU Shares Outstanding | Grant Price | Expiration Date | |||||||
| Holder (RSU) | 4/2/2020 | 28,038 | N/A | N/A | |||||||
| Holder (RSU) | 11/20/2020 | 2,562 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,611 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 859 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,342 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 322 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,074 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 859 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 2,791 | N/A | N/A | |||||||
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 15 |
| Holder (RSU) | 3/11/2021 | 3,221 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,020 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,127 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,074 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,020 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,449 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,020 | N/A | N/A | |||||||
| Holder (RSU) | 3/11/2021 | 1,074 | N/A | N/A | |||||||
| Holder (RSU) | 3/22/2021 | 1,589 | N/A | N/A | |||||||
| Holder (RSU) | 4/7/2021 | 71,792 | N/A | N/A | |||||||
| Holder (RSU) | 5/25/2021 | 3,192 | N/A | N/A | |||||||
| Holder (RSU) | 5/25/2021 | 1,596 | N/A | N/A | |||||||
| Holder (RSU) | 5/25/2021 | 1,397 | N/A | N/A | |||||||
| Holder (RSU) | 6/30/2021 | 804 | N/A | N/A | |||||||
| Holder (RSU) | 8/11/2021 | 6,774 | N/A | N/A | |||||||
| Holder (RSU) | 8/30/2021 | 4,381 | N/A | N/A | |||||||
| Holder (RSU) | 8/31/2021 | 2,782 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2021 | 5,241 | N/A | N/A | |||||||
| Holder (RSU) | 12/16/2021 | 19,008 | N/A | N/A | |||||||
| Holder (RSU) | 12/31/2021 | 149,820 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 913 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 11,300 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,511 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,541 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 4,109 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 13,354 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 9,245 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 16 |
| Holder (RSU) | 3/31/2022 | 57,069 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 34,241 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,541 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,907 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 4,366 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 21,572 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,568 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,339 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 913 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 913 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 10,016 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 6,163 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 7,191 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 6,420 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 17 |
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,055 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 8,732 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,541 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,136 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 9,131 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 9,131 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 12,327 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 13,696 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 35,953 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,541 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,081 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,424 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 8,475 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 13,696 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,511 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,907 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 35,953 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 13,696 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 8,218 | N/A | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 18 |
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 21,058 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 4,109 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 16,664 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,825 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,568 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 913 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,136 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 913 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,881 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 4,623 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 6,420 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 913 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 10,044 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 21,572 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 6,420 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 6,163 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 22,086 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,511 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 13,696 | N/A | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 19 |
| Holder (RSU) | 3/31/2022 | 35,953 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,142 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,652 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,393 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,826 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,511 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,511 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,881 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 6,934 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,650 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 7,961 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 14,153 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 9,759 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,935 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,424 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,852 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,968 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 4,366 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,055 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,055 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,598 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,055 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 1,370 | N/A | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 20 |
| Holder (RSU) | 3/31/2022 | 2,054 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,825 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,511 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,424 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 3,196 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 5,650 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,283 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,739 | N/A | N/A | |||||||
| Holder (RSU) | 3/31/2022 | 2,055 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 5,049 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 4,158 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 5,494 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 20,789 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 8,316 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 5,643 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 5,346 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 6,950 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 71,277 | N/A | N/A | |||||||
| Holder (RSU) | 5/12/2022 | 2,822 | N/A | N/A | |||||||
| Holder (RSU) | 5/31/2022 | 3,907 | N/A | N/A | |||||||
| Holder (RSU) | 5/31/2022 | 2,156 | N/A | N/A | |||||||
| Holder (RSU) | 5/31/2022 | 5,254 | N/A | N/A | |||||||
| Holder (RSU) | 5/31/2022 | 4,715 | N/A | N/A | |||||||
| Holder (RSU) | 6/30/2022 | 4,661 | N/A | N/A | |||||||
| Holder (RSU) | 6/30/2022 | 4,758 | N/A | N/A | |||||||
| Holder (RSU) | 6/30/2022 | 4,822 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 9,714 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 13,421 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 3,834 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 19,332 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 68,171 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 11,333 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 255,643 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 102,257 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 6,391 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 4,260 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 46,867 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 28,546 | N/A | N/A | |||||||
| Holder (RSU) | 8/10/2022 | 71,199 | N/A | N/A | |||||||
| Holder (RSU) | 9/8/2022 | 24,089 | N/A | N/A | |||||||
| Holder (RSU) | 9/8/2022 | 24,089 | N/A | N/A | |||||||
| Holder (RSU) | 9/8/2022 | 24,089 | N/A | N/A |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 21 |
| Holder (RSU) | 9/8/2022 | 160,595 | N/A | N/A | |||||||
| Holder (RSU) | 9/8/2022 | 24,089 | N/A | N/A | |||||||
| Holder (RSU) | 9/8/2022 | 80,297 | N/A | N/A | |||||||
| Holder (RSU) | 9/23/2022 | 25,564 | N/A | N/A | |||||||
| Holder (RSU) | 9/26/2022 | 65,063 | N/A | N/A | |||||||
| Holder (RSU) | 9/30/2022 | 8,478 | N/A | N/A | |||||||
| Holder (RSU) | 9/30/2022 | 2,992 | N/A | N/A | |||||||
| Holder (RSU) | 9/30/2022 | 2,992 | N/A | N/A | |||||||
| Holder (RSU) | 9/30/2022 | 17,106 | N/A | N/A | |||||||
| Holder (RSU) | 9/30/2022 | 4,987 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2022 | 10,460 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2022 | 5,417 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2022 | 9,409 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2022 | 5,230 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2022 | 5,604 | N/A | N/A | |||||||
| Holder (RSU) | 11/30/2022 | 10,460 | N/A | N/A | |||||||
| Holder (RSU) | 12/16/2022 | 20,746 | N/A | N/A | |||||||
| Holder (RSU) | 12/16/2022 | 20,746 | N/A | N/A | |||||||
| Holder (RSU) | 12/30/2022 | 9,292 | N/A | N/A | |||||||
| Holder (RSU) | 12/30/2022 | 16,261 | N/A | N/A | |||||||
| Holder (RSU) | 12/30/2022 | 34,314 | N/A | N/A |
| 3. | Additional Information |
| (a) If shareholder approval was required for the grant of options (including prior approval of a stock option plan), state the date that the shareholder meeting approving the grant was or will be held. | ||
| Not applicable. | ||
| (b) | State the date of the news release announcing the grant of options. | |
| Not applicable. | ||
| (c) | State the total issued and outstanding share capital at the date of grant or amendment. | |
| Subordinate Voting Shares only as of August 16, 2023: 631,090,343 | ||
| Subordinate Voting Shares and the Multiple Voting Shares combined as of August 16, 2023: 725,061,408 (the “Outstanding Shares”) |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 22 |
| (d) | State, as a percentage of the issued and outstanding shares of the Issuer indicated in (c) above, the aggregate number of shares that are subject to incentive stock options, including new options, amended options and other presently outstanding options. | |
| Approximately 4.73% of the Outstanding Shares | ||
| (e) | If the new options are being granted pursuant to a stock option plan, state the number of remaining shares reserved for issuance under the plan: 17,956,797 | |
| (f) | If the Issuer has completed a public distribution of its securities within 90 days of the date of grant, state the per share price paid by the public investors. | |
| Not applicable. | ||
| (g) | Describe the particulars of any proposed material changes in the affairs of the Issuer. | |
| Not applicable. |
| 4. | Certificate of Compliance |
The undersigned hereby certifies that:
| 1. | The undersigned is a director and/or senior officer of the Issuer and has been duly authorized by a resolution of the board of directors of the Issuer to sign this Certificate of Compliance. |
| 2. | As of the date hereof there is no material information concerning the Issuer which has not been publicly disclosed. |
| 3. | The undersigned hereby certifies to the Exchange that the Issuer is in compliance with the requirements of applicable securities legislation (as such term is defined in National Instrument 14-101) and all Exchange Requirements (as defined in CNSX Policy 1). |
| 4. | All of the information in this Form 11 Notice of Proposed Stock Option Grant or Amendment is true. |
[signature page follows]
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 23 |
Dated: August 31, 2023
| Peter Clateman | |
| Name of Director or Senior Officer | |
| (signed) Peter Clateman | |
| Signature | |
| Chief Legal Officer | |
| Official Capacity |
FORM 11 – NOTICE OF PROPOSED STOCK OPTION GRANT OR AMENDMENT
| Page 24 |
