SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/18/2018 | 3. Issuer Name and Ticker or Trading Symbol CBS CORP [ CBS, CBS.A ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
CBS Class B common stock | 599 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Share Units(1) | 02/18/2019(2) | (2) | CBS Class B common stock | 3,822 | (2) | D | |
Restricted Share Units(1) | 02/19/2019(3) | (3) | CBS Class B common stock | 1,050 | (3) | D | |
Restricted Share Units(1) | 02/22/2019(4) | (4) | CBS Class B common stock | 6,443 | (4) | D | |
Restricted Share Units(1) | 02/23/2019(5) | (5) | CBS Class B common stock | 3,959 | (5) | D | |
Class B Phantom Common Stock Units | (6) | (6) | CBS Class B common stock | 175 | (6) | I | By Excess 401(k) |
Explanation of Responses: |
1. Granted under the Issuer's long term incentive plan. |
2. These Restricted Share Units vest in two equal annual installments beginning on February 18, 2019 and are settled by delivery of a corresponding number of the Issuer's shares upon vesting. |
3. These Restricted Share Units vest on February 19, 2019 and are settled by delivery of a corresponding number of the Issuer's shares upon vesting. |
4. These Restricted Share Units vest in four equal annual installments beginning on February 22, 2019 and are settled by delivery of a corresponding number of the Issuer's shares upon vesting. |
5. These Restricted Share Units vest in three equal annual installments beginning on February 23, 2019 and are settled by delivery of a corresponding number of the Issuer's shares upon vesting. |
6. Class B Phantom common stock units are payable in cash following the Reporting Person's retirement or other termination of service pursuant to the Issuer's Excess 401(k) Plan for Designated Senior Executives. Each CBS Corporation Class B Phantom common stock unit is the economic equivalent of one share of CBS Corporation Class B common stock. |
Remarks: |
spade-ex24.txt |
/s/ Christina Spade | 10/26/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |