SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 11/05/2018 | 3. Issuer Name and Ticker or Trading Symbol UNITED RENTALS INC /DE [ URI ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 19,312(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The total reported is comprised of: (i) 7,067 restricted stock units granted to the reporting person on January 4, 2016 and scheduled to vest on January 4, 2019; (ii) 1,671 restricted stock units granted to the reporting person on March 7, 2016 and scheduled to vest on March 7, 2019; (iii) 7,095 restricted stock units granted to the reporting person on December 16, 2016 and scheduled to vest on December 16, 2019; (iv) 1,695 restricted stock units granted to the reporting person on March 6, 2017, of which 847 units are scheduled to vest on March 6, 2019, and 848 units are scheduled to vest on March 6, 2020; and (v) 1,784 restricted stock units granted to the reporting person on March 6, 2018, of which 595 units are scheduled to vest on March 6, 2019, 594 units are scheduled to vest on March 6, 2020, and 595 units are scheduled to vest on March 6, 2021. |
2. Restricted stock units are settled with common shares on a one-for-one basis upon vesting and are subject to acceleration in certain circumstances. |
Remarks: |
/s/ Alison M. Walsh, Attorney-in-fact | 11/13/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |