UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 11, 2021
ALTA EQUIPMENT GROUP INC.
(Exact name of registrant as specified in its charter)
Delaware | 001-38864 | 83-2583782 |
(State or other jurisdiction
of incorporation) | (Commission
File Number) | (IRS Employer
Identification No.) |
13211 Merriman Road
Livonia, Michigan 48150
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (248) 449-6700
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| |
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | | Trading Symbol(s) | | Name of each exchange on which
registered |
Common stock, $0.0001 par value per share | | ALTG | | The New York Stock Exchange |
Depositary Shares representing a 1/1000th fractional interest in a share of 10% Series A Cumulative Perpetual Preferred Stock, $0.0001 par value per share | | ALTG PRA | | The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submissions of Matters to a Vote of Security Holders.
On June 9, 2021, Alta Equipment Group Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). As of the close of business on April 14, 2021, the record date for the Meeting, there were 32,298,376 shares of the Company’s common stock outstanding, with each share entitled to one vote. During the Meeting, the Company’s stockholders voted on the matters set forth below.
Proposal 1
The two director nominees named in our proxy statement were elected, each for a two-year term as set forth in the Company’s proxy statement dated April 27, 2021. The following table sets forth the vote of the stockholders at the Meeting with respect to the election of directors:
| | | | |
Nominee | For | Against | Abstain | Broker Non-Votes |
Daniel Shribman | 18,418,568 | 0 | 3,677,080 | 2,866,892 |
Katherine E. White | 18,556,298 | 0 | 3,539,350 | 2,866,892 |
Proposal 2
The Company’s stockholders voted upon and approved the ratification of the appointment of UHY LLP to serve as the Company’s independent registered public accounting firm for 2021 based upon the following votes:
| | | |
For | Against | Abstain | Broker Non-Votes |
24,867,952 | 1,487 | 93,101 | 0 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ALTA EQUIPMENT GROUP INC. |
| | |
Dated: June 11, 2021 | By: | /s/ Ryan Greenawalt |
| | Ryan Greenawalt |
| | Chief Executive Officer |
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