SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 01/01/2019 | 3. Issuer Name and Ticker or Trading Symbol COCA COLA CO [ KO ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.25 Par Value | 135,178(1) | D(2) | |
Common Stock, $.25 Par Value | 3,346 | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (3) | 02/16/2021 | Common Stock, $.25 Par Value | 37,102 | 31.9975 | D | |
Employee Stock Option (Right to Buy) | (4) | 02/15/2022 | Common Stock, $.25 Par Value | 117,546 | 34.3525 | D | |
Employee Stock Option (Right to Buy) | (5) | 02/20/2023 | Common Stock, $.25 Par Value | 121,912 | 37.61 | D | |
Employee Stock Option (Right to Buy) | (6) | 02/19/2024 | Common Stock, $.25 Par Value | 189,826 | 37.205 | D | |
Employee Stock Option (Right to Buy) | (7) | 02/18/2025 | Common Stock, $.25 Par Value | 74,736 | 41.885 | D | |
Employee Stock Option (Right to Buy) | (8) | 02/17/2026 | Common Stock, $.25 Par Value | 57,086 | 43.515 | D | |
Employee Stock Option (Right to Buy) | (9) | 02/15/2027 | Common Stock, $.25 Par Value | 57,913 | 40.89 | D | |
Employee Stock Option (Right to Buy) | (10) | 02/15/2028 | Common Stock, $.25 Par Value | 55,448 | 44.475 | D | |
Hypothetical Shares | (11) | (11) | Common Stock, $.25 Par Value | 4,908 | (12) | I | By Supplemental 401(k) Plan |
Explanation of Responses: |
1. Includes 12,069 restricted stock units issued on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan and 20,101 performance share units, which will be released in February 2019, issued in connection with the attainment of performance criterion underlying performance share units granted for the 2015-2017 performance period. |
2. Exhibit Index - Exhibit No. 24 - Power of Attorney |
3. Option (with tax withholding right) granted on February 17, 2011 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
4. Option (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
5. Option (with tax withholding right) granted on February 21, 2013 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
6. Option (with tax withholding right) granted on February 20, 2014 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
7. Option (with tax withholding right) granted on February 19, 2015 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
8. Option (with tax withholding right) granted on February 18, 2016 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
9. Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
10. Option (with tax withholding right) granted on February 15, 2018 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
11. There is no data applicable with respect to the hypothetical shares. |
12. Each hypothetical share is equal to one share of common stock of The Coca-Cola Company. |
/s/ Karen V. Danielson attorney-in-fact for Nancy Quan | 01/10/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |