The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 221 | 2,019 | SH | DFND | 3,5 | 0 | 255 | 1,764 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 2,413 | 864 | SH | DFND | 1,5 | 0 | 32 | 832 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 545 | 196 | SH | DFND | 1,5 | 0 | 74 | 122 | |
AMAZON COM INC | COM | 023135106 | 4,617 | 1,416 | SH | DFND | 1,2,5 | 0 | 90 | 1,326 | |
AMERICAN EXPRESS CO | COM | 025816109 | 258 | 1,380 | SH | DFND | 5 | 0 | 150 | 1,230 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 276 | 1,097 | SH | DFND | 5 | 0 | 68 | 1,029 | |
AMGEN INC | COM | 031162100 | 256 | 1,057 | SH | DFND | 5 | 0 | 107 | 950 | |
ANALOG DEVICES INC | COM | 032654105 | 228 | 1,385 | SH | DFND | 5 | 0 | 81 | 1,304 | |
APPLE INC | COM | 037833100 | 4,761 | 27,266 | SH | DFND | 1,2,3,5 | 0 | 3,263 | 24,003 | |
APPLIED MATLS INC | COM | 038222105 | 208 | 1,582 | SH | DFND | 3,5 | 0 | 177 | 1,405 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 4,726 | 71,295 | SH | SOLE | 0 | 0 | 71,295 | ||
BECTON DICKINSON & CO | COM | 075887109 | 263 | 990 | SH | DFND | 5 | 0 | 49 | 941 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,705 | 13,332 | SH | DFND | 5 | 0 | 301 | 13,031 | |
BK OF AMERICA CORP | COM | 060505104 | 251 | 6,073 | SH | DFND | 1,5 | 0 | 1,711 | 4,362 | |
BROADCOM INC | COM | 11135F101 | 231 | 367 | SH | DFND | 3,5 | 0 | 87 | 280 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 226 | 2,984 | SH | DFND | 1,5 | 0 | 24 | 2,960 | |
CVS HEALTH CORP | COM | 126650100 | 232 | 2,298 | SH | DFND | 5 | 0 | 190 | 2,108 | |
DISNEY WALT CO | COM | 254687106 | 782 | 5,705 | SH | DFND | 1,2,5 | 0 | 529 | 5,176 | |
EASTERN BANKSHARES INC | COM | 27627N105 | 215 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
EBAY INC. | COM | 278642103 | 348 | 6,077 | SH | DFND | 3,5 | 0 | 245 | 5,832 | |
EXXON MOBIL CORP | COM | 30231G102 | 259 | 3,131 | SH | DFND | 5 | 0 | 181 | 2,950 | |
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 33738R506 | 3,667 | 74,835 | SH | DFND | 4 | 0 | 7,000 | 67,835 | |
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 1,049 | 22,300 | SH | SOLE | 0 | 22,300 | 0 | ||
FIRST TR EXCHNG TRADED FD VI | VEST US BUFFER | 33740F862 | 5,566 | 146,271 | SH | DFND | 4 | 0 | 1,726 | 144,545 | |
FIRST TR EXCHNG TRADED FD VI | VEST US EQTY BUF | 33740F664 | 2,670 | 76,313 | SH | SOLE | 0 | 0 | 76,313 | ||
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740F722 | 2,766 | 73,124 | SH | SOLE | 0 | 17,500 | 55,624 | ||
FIRST TR EXCHNG TRADED FD VI | CBOE EQT BUFER | 33740F847 | 4,727 | 124,823 | SH | SOLE | 0 | 0 | 124,823 | ||
FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT | 33740U208 | 1,050 | 29,093 | SH | SOLE | 0 | 0 | 29,093 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 1,208 | 28,556 | SH | SOLE | 0 | 13,930 | 14,626 | ||
FS KKR CAP CORP | COM | 302635206 | 1,456 | 63,801 | SH | SOLE | 0 | 0 | 63,801 | ||
HARBORONE BANCORP INC NEW | COM NEW | 41165Y100 | 380 | 27,114 | SH | SOLE | 0 | 0 | 27,114 | ||
HOME DEPOT INC | COM | 437076102 | 555 | 1,854 | SH | DFND | 5 | 0 | 225 | 1,629 | |
HONEYWELL INTL INC | COM | 438516106 | 312 | 1,602 | SH | DFND | 5 | 0 | 103 | 1,499 | |
INTEL CORP | COM | 458140100 | 253 | 5,108 | SH | DFND | 5 | 0 | 748 | 4,360 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 44,340 | 97,731 | SH | DFND | 4 | 0 | 550 | 97,181 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,450 | 19,700 | SH | SOLE | 0 | 14,500 | 5,200 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 450 | 3,761 | SH | SOLE | 0 | 0 | 3,761 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 334 | 3,325 | SH | SOLE | 0 | 0 | 3,325 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 4,641 | 27,956 | SH | SOLE | 0 | 8,679 | 19,277 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,714 | 6,173 | SH | SOLE | 0 | 2,810 | 3,363 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 502 | 3,109 | SH | SOLE | 0 | 0 | 3,109 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 377 | 1,476 | SH | SOLE | 0 | 0 | 1,476 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,468 | 7,153 | SH | SOLE | 0 | 6,537 | 616 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 456 | 4,319 | SH | SOLE | 0 | 0 | 4,319 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 3,311 | 12,620 | SH | SOLE | 0 | 4,900 | 7,720 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 450 | 4,675 | SH | SOLE | 0 | 0 | 4,675 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 224 | 4,196 | SH | SOLE | 0 | 0 | 4,196 | ||
JOHNSON & JOHNSON | COM | 478160104 | 459 | 2,595 | SH | DFND | 1,5 | 0 | 474 | 2,121 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 222 | 1,631 | SH | DFND | 1,5 | 0 | 642 | 989 | |
KKR & CO INC | COM | 48251W104 | 316 | 5,400 | SH | SOLE | 0 | 0 | 5,400 | ||
LILLY ELI & CO | COM | 532457108 | 286 | 998 | SH | DFND | 5 | 0 | 138 | 860 | |
LISTED FD TR | HORIZON KINETICS | 53656F623 | 333 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
MARATHON OIL CORP | COM | 565849106 | 530 | 21,126 | SH | DFND | 5 | 0 | 641 | 20,485 | |
MICROSOFT CORP | COM | 594918104 | 1,722 | 5,588 | SH | DFND | 1,3,5 | 0 | 1,369 | 4,219 | |
NETFLIX INC | COM | 64110L106 | 485 | 1,296 | SH | DFND | 3,5 | 0 | 73 | 1,223 | |
NEXTERA ENERGY INC | COM | 65339F101 | 229 | 2,712 | SH | DFND | 1,5 | 0 | 460 | 2,252 | |
NVIDIA CORPORATION | COM | 67066G104 | 3,280 | 12,020 | SH | DFND | 3,5 | 0 | 435 | 11,585 | |
PEPSICO INC | COM | 713448108 | 217 | 1,298 | SH | DFND | 1,5 | 0 | 300 | 998 | |
PFIZER INC | COM | 717081103 | 273 | 5,264 | SH | DFND | 5 | 0 | 939 | 4,325 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 269 | 1,758 | SH | DFND | 5 | 0 | 358 | 1,400 | |
SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 | 218 | 25,034 | SH | SOLE | 0 | 0 | 25,034 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 15,824 | 490,823 | SH | DFND | 4 | 0 | 17,150 | 473,673 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 315 | 4,416 | SH | SOLE | 0 | 0 | 4,416 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,375 | 37,459 | SH | SOLE | 0 | 37,459 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 501 | 8,250 | SH | SOLE | 0 | 8,250 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 409 | 2,986 | SH | DFND | 3 | 0 | 340 | 2,646 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 432 | 5,690 | SH | DFND | 3 | 0 | 298 | 5,392 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 607 | 3,279 | SH | DFND | 3 | 0 | 2,490 | 789 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,509 | 19,746 | SH | DFND | 3 | 0 | 1,975 | 17,771 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 459 | 11,984 | SH | DFND | 3 | 0 | 7,383 | 4,601 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 475 | 4,615 | SH | DFND | 3 | 0 | 3,265 | 1,350 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,373 | 8,636 | SH | DFND | 3 | 0 | 6,902 | 1,734 | |
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 217 | 3,150 | SH | DFND | 3 | 0 | 2,543 | 607 | |
SHOPIFY INC | CL A | 82509L107 | 1,431 | 2,117 | SH | SOLE | 0 | 0 | 2,117 | ||
SLEEP NUMBER CORP | COM | 83125X103 | 2,014 | 39,715 | SH | SOLE | 0 | 0 | 39,715 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 222 | 4,851 | SH | SOLE | 0 | 0 | 4,851 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,114 | 6,164 | SH | SOLE | 0 | 0 | 6,164 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,539 | 3,408 | SH | SOLE | 0 | 0 | 3,408 | ||
SPDR SER TR | S&P 600 SMCP VAL | 78464A300 | 4,356 | 52,273 | SH | DFND | 4 | 0 | 240 | 52,033 | |
SPDR SER TR | DJ REIT ETF | 78464A607 | 575 | 4,900 | SH | SOLE | 0 | 4,900 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 4,011 | 31,313 | SH | SOLE | 0 | 0 | 31,313 | ||
SPROTT INC | COM NEW | 852066208 | 745 | 14,823 | SH | SOLE | 0 | 0 | 14,823 | ||
TESLA INC | COM | 88160R101 | 2,597 | 2,410 | SH | DFND | 5 | 0 | 123 | 2,287 | |
TEXAS INSTRS INC | COM | 882508104 | 233 | 1,269 | SH | DFND | 5 | 0 | 178 | 1,091 | |
TEXAS PACIFIC LAND CORPORATI | COM | 88262P102 | 2,284 | 1,689 | SH | SOLE | 0 | 0 | 1,689 | ||
TFI INTL INC | COM | 87241L109 | 240 | 2,250 | SH | SOLE | 0 | 0 | 2,250 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 239 | 3,456 | SH | DFND | 5 | 0 | 56 | 3,400 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 268 | 456 | SH | DFND | 1,3,5 | 0 | 67 | 389 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 213 | 5,977 | SH | DFND | 5 | 0 | 87 | 5,890 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 211 | 983 | SH | DFND | 5 | 0 | 83 | 900 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 451 | 885 | SH | DFND | 5 | 0 | 185 | 700 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 1,521 | 19,520 | SH | SOLE | 0 | 0 | 19,520 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 749 | 1,804 | SH | DFND | 3 | 0 | 806 | 998 | |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 3,369 | 15,121 | SH | DFND | 4 | 0 | 170 | 14,951 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 17,458 | 118,141 | SH | DFND | 4 | 0 | 1,072 | 117,069 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 4,442 | 17,902 | SH | SOLE | 0 | 0 | 17,902 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 213 | 897 | SH | SOLE | 0 | 0 | 897 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 5,094 | 24,435 | SH | SOLE | 0 | 24,435 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 203 | 707 | SH | SOLE | 0 | 0 | 707 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 8,216 | 36,089 | SH | SOLE | 0 | 0 | 36,089 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 692 | 6,829 | SH | SOLE | 0 | 0 | 6,829 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 565 | 1,851 | SH | DFND | 3 | 0 | 304 | 1,547 | |
VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | 276 | 1,405 | SH | DFND | 3 | 0 | 1,402 | 3 | |
VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 2,814 | 26,284 | SH | DFND | 3 | 0 | 6,844 | 19,440 | |
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 316 | 3,382 | SH | DFND | 3 | 0 | 2,882 | 500 | |
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 614 | 2,412 | SH | DFND | 3 | 0 | 2,252 | 160 | |
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 316 | 1,626 | SH | DFND | 3 | 0 | 268 | 1,358 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 587 | 1,411 | SH | DFND | 3 | 0 | 548 | 863 | |
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 400 | 3,330 | SH | DFND | 3 | 0 | 2,137 | 1,193 | |
VISA INC | COM CL A | 92826C839 | 275 | 1,244 | SH | DFND | 1,5 | 0 | 313 | 931 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 296 | 2,984 | SH | DFND | 1,5 | 0 | 238 | 2,746 | |
TARGET CORP | COM | 87612E106 | 226 | 1,067 | SH | DFND | 3,5 | 0 | 67 | 1,000 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,450 | 26,066 | SH | DFND | 4 | 0 | 869 | 25,197 | |
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 459 | 24,120 | SH | SOLE | 0 | 24,120 | 0 | ||
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | 383 | 13,883 | SH | SOLE | 0 | 0 | 13,883 |