Exhibit 107
Calculation of Filing Fee Table
Form S-3
(Form Type)
HOOKIPA Pharma Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation Rule | Amount to registered |
Proposed maximum offering price per share | Maximum Aggregate Offering Price | Fee Rate |
Amount of |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial Effective date | Filing Fee Previously Paid In Connection Unsold Securities to be Carried Forward | |
| Newly Registered Securities | ||||||||||||
| Fees to Be Paid | Equity | Common Stock, par value $0.0001 per share | 457(o) | (1) | (2) | (3) | $0.0000927 | |||||
| Equity | Class A Common Stock, par value $0.0001 per share | 457(o) | (1) | (2) | (3) | $0.0000927 | ||||||
| Equity | Preferred Stock, par value $0.0001 per share | 457(o) | (1) | (2) | (3) | $0.0000927 | ||||||
| Debt | Debt Securities | 457(o) | (1) | (2) | (3) | $0.0000927 | ||||||
| Other | Warrants | 457(o) | (1) | (2) | (3) | $0.0000927 | ||||||
| Other | Units | 457(o) | (1) | (2) | (3) | $0.0000927 | ||||||
| Unallocated (Universal) Shelf | 457(o) | (1) | (2) | $155,934,000 | $0.0000927 | $14,455.08(4) | ||||||
| Fees Previously Paid | -- | |||||||||||
| Carry Forward Securities | ||||||||||||
| Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 415(a)(6) | (5) | $44,066,000 | S-3 | 333-238311 | May 27, 2020 | $5,719.77 | |||
| Total Offering Amounts | $200,000,000 | $14,455.08 | ||||||||||
| Total Fees Previously Paid | ||||||||||||
| Total Fee Offsets | ||||||||||||
| Net Fee Due | $14,455.08 | |||||||||||
| (1) | The amount to be registered consists of up to $200,000,000 of an indeterminate amount of common stock, preferred stock, debt securities, warrants and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) shares of preferred stock, common stock, debt securities or units as may be issued upon exercise of warrants registered hereby, as the case may be. Any securities registered hereunder may be sold separately or as units with the other securities registered hereunder. |
(2) The proposed maximum aggregate offering price per unit will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder.
| (3) | Estimated solely for purposes of computing the registration fee. No separate consideration will be received for (i) common stock or other securities of the registrant that may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) preferred stock, common stock, debt securities or units that may be issued upon exercise of warrants registered hereby, as the case may be. |
(4) The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act.
(5) On May 15, 2020, the Registrant filed a registration statement on Form S-3 (File No. 333-238311) (the “Prior Registration Statement”), to register securities with an aggregate maximum offering price of $200,000,000, and paid a registration fee of $25,960 in connection therewith. As of the date of this registration statement, an aggregate of $44,066,000 of securities registered on the Prior Registration Statement are unsold. Pursuant to Rule 415(a)(6), the unsold securities are being moved from the Prior Registration Statement to this registration statement, and the registration fee previously paid by the Registrant relating to the unsold securities included on this registration statement will continue to be applied to such unsold securities. Accordingly, the amount of the registration fee being paid herewith ($14,455.08) relates to the additional aggregate principal amount of $155,934,000 of the Registrant’s securities being registered hereunder. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.
