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S-8 Filing
HOOKIPA Pharma (HOOK) S-8Registration of securities for employees
Filed: 13 Apr 23, 4:14pm
Exhibit 107
Calculation of Filing Fee Table
Form S-8
(Form Type)
HOOKIPA Pharma Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type | Security Class Title | Fee Calculation Rule | Amount to be registered (1) | Proposed maximum offering price per share | Maximum Aggregate Offering Price | Fee Rate | Amount of registration fee (8) | ||||||||||||||||
Equity | Common Stock, $0.0001 par value per share | Other | 3,188,666 | (2) | $ | 0.7255 | (3) | $ | 2,313,377.18 | $ | 0.00011020 | $ | 254.94 | ||||||||||
Equity | Common Stock, $0.0001 par value per share | Other | 547,166 | (4) | $ | 0.6167 | (5) | $ | 337,437.27 | $ | 0.00011020 | $ | 37.19 | ||||||||||
Equity | Common Stock, $0.0001 par value per share | Other | 500,000 | (6) | $ | 0.7255 | (7) | $ | 362,750.00 | $ | 0.00011020 | $ | 39.98 | ||||||||||
Total Offering Amounts | $ | 3,013,564.45 | -- | ||||||||||||||||||||
Total Fees Previously Paid | -- | ||||||||||||||||||||||
Total Fee Offsets | -- | ||||||||||||||||||||||
Net Fee Due | $ | 332.11 |
(1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of common stock which become issuable under the above-named plans by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of our outstanding shares of common stock. | |
(2) | Represents (A) 2,188,666 shares of Common Stock, pursuant to an automatic annual increase on January 1, 2023 to the number of shares reserved for issuance under the 2019 Stock Option and Incentive Plan (the “2019 Plan”) pursuant to the terms of the 2019 Plan; and (B) 1,000,000 shares of Common Stock that were added to the 2019 Plan pursuant to the Amended and Restated 2019 Plan dated June 30, 2022. Other shares available for issuance under the 2019 Plan, as amended, were previously registered on registration statements on Form S-8 (SEC File Nos. 333-230995, 333-237285, and 333-264587) filed with the Securities and Exchange Commission (the “SEC”) on April 23, 2019, March 19, 2020, and April 29, 2022, respectively. | |
(3) | The price of $0.7255 per share, which is the average of the high and low sale prices of the Common Stock of the registrant as quoted on the Nasdaq Global Select Market on April 10, 2023, is set forth solely for purposes of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act, and has been used as these shares are without a fixed price. | |
(4) | Represents an automatic annual increase on January 1, 2023 to the number of shares reserved for issuance under the 2019 Employee Stock Purchase Plan (the “2019 ESPP”) pursuant to the terms of the 2019 ESPP. Other shares available for issuance under the 2019 ESPP were previously registered on registration statements on Form S-8 (SEC File Nos. 333-230995, 333-237285, and 333-264587) filed with the SEC on April 23, 2019, March 19, 2020, and April 29, 2022, respectively. | |
(5) | The price of $0.6167 per share, which is 85% of the average of the high and low sale prices of the Common Stock of the registrant as quoted on the Nasdaq Global Select Market on April 10, 2023, is set forth solely for purposes of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act, and has been used as these shares are without a fixed price. Pursuant to the 2019 ESPP, the purchase price of the shares of Common Stock reserved for issuance thereunder will be 85% of the fair market value of a share of Common Stock on the first trading day of the offering period or on the exercise date, whichever is less. | |
(6) | Represents the number of shares of Common Stock available for issuance under the 2023 Inducement Plan. | |
(7) | The price of $0.7255 per share, which is the average of the high and low sale prices of the Common Stock of the registrant as quoted on the Nasdaq Global Select Market on April 10, 2023, is set forth solely for purposes of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act, and has been used as these shares are without a fixed price. | |
(8) | Calculated pursuant to Section 6(b) of the Securities Act. |