SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol TCG BDC II, Inc. [ NONE ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 03/19/2020 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 03/19/2020 | P(1) | 75,913 | A | $19.53 | 6,582,468.431 | I | See notes(1)(3)(4) | ||
| Common Stock | 03/19/2020 | P(2) | 1,167,891 | A | $19.53 | 7,750,359.431 | D | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Represents 75,913 shares of common stock of the Issuer acquired by the Joint Filer on March 19, 2020, which will be issued on or around March 31, 2020. |
| 2. Represents 1,167,891 shares of common stock of the Issuer acquired by the Reporting Person on March 19, 2020, which will be issued on or around March 31, 2020. |
| 3. The Reporting Person is the parent entity of the Joint Filer. After giving effect to the acquisitions reported on this Form 4, the aggregate number of shares beneficially owned by the Reporting Person is 7,750,359.431, which includes the shares of common stock of the Issuer owned by the Joint Filer. Based on the total number of shares that will be issued effective on or around March 31, 2020, pursuant to the Issuer's capital call dated March 19, 2020 - 44,896,727 shares of common stock of the Issuer as reported by the Issuer in its Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on March 20, 2020 --, the percentage of common stock of the Issuer beneficially owned, in the aggregate, by the Reporting Person will be 17.26%. |
| 4. Based on the total number outstanding shares of common stock of the Issuer as of March 18, 2020, as disclosed in the Issuer's Current Report on Form 8-K filed with the SEC on March 9, 2020 (37,728,261), the percentage of the outstanding shares of common stock beneficially owned, in the aggregate, by the Reporting Person is 20.54%. |
| Remarks: |
| Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. |
| THE NATIONAL COMMERCIAL BANK By: /s/ Ali K. Shubbar Name: Ali K. Shubbar Title: Head, Treasury Operations & Bahrain Operations | 03/23/2020 | |
| THE NATIONAL COMMERCIAL BANK By: /s/ Reem Al-Majed Name: Reem Al-Majed Title: Treasurer, Bahrain Branch | 03/23/2020 | |
| NCB CAPITAL COMPANY By: /s/ Wisam Fasihaldin Name: Wisam Fasihaldin Title: Chief Finance Officer | 03/23/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||