| North Capital Treaury Money Market Fund | |||
| Period: 7/17/2019 to 6/30/2020 | |||
| There is no proxy voting activity for the fund as the fund did not hold any votable positions during the reporting period. | |||
| North Capital Emerging Technology Fund | |||
| Period: 8/9/2019 to 4/17/2020 | |||
| Company Name | Meeting Date | CUSIP | Ticker |
| Apple Inc. | 2/26/2020 | 037833100 | AAPL |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director James Bell | Issuer |
For | For | Election of Director Tim Cook | Issuer |
For | For | Election of Director Al Gore | Issuer |
For | For | Election of Director Andrea Jung | Issuer |
For | For | Election of Director Art Levinson | Issuer |
For | For | Election of Director Ron Sugar | Issuer |
For | For | Election of Director Sue Wagner | Issuer |
For | For | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Issuer |
For | For | Advisory vote to approve executive compensation | Issuer |
Against | Against | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Security Holder |
Against | Against | A shareholder proposal relating to sustainability and executive compensation | Security Holder |
Against | Against | A shareholder proposal relating to policies on freedom of expression | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Adobe Inc. | 4/9/2020 | 00724F101 | ADBE |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Amy Banse | Issuer |
For | For | Election of Director Frank Calderoni | Issuer |
For | For | Election of Director James Daley | Issuer |
For | For | Election of Director Laura Desmond | Issuer |
For | For | Election of Director Charles Geschke | Issuer |
For | For | Election of Director Shantanu Narayen | Issuer |
For | For | Election of Director Kathleen Oberg | Issuer |
For | For | Election of Director Dheeraj Pandey | Issuer |
For | For | Election of Director David Ricks | Issuer |
For | For | Election of Director Daniel Rosensweig | Issuer |
For | For | Election of Director John Warnock | Issuer |
For | For | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan | Issuer |
For | For | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending November 27, 2020 | Issuer |
For | For | Approve, on an advisory basis, the compensation of the named executive officers. | Issuer |
Against | Against | Consider stockholder proposal regarding gender/racial pay equity | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Applied Materials, Inc | 3/12/2020 | 038222105 | AMAT |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Judy Bruner | Issuer |
For | For | Election of Director Xun (Eric) Chen | Issuer |
For | For | Election of Director Aart J. de Geus | Issuer |
For | For | Election of Director Gary E. Dickerson | Issuer |
For | For | Election of Director Stephen R. Forrest | Issuer |
For | For | Election of Director Thomas J Iannotti | Issuer |
For | For | Election of Director Alexander A Karsner | Issuer |
For | For | Election of Director Adrianna C. Ma | Issuer |
For | For | Election of Director Yvonne McGill | Issuer |
For | For | Election of Director Scott A McGregor | Issuer |
For | For | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2019 | Issuer |
For | For | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2020 | Issuer |
For | For | Approval of an amendment and restatement of Applied Materials' Certificate of Incorporation to allow shareholders to act by written consent | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Anthem, Inc. | 5/21/2020 | 036752103 | ANTM |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Gail K. Boudreaux | Issuer |
For | For | Election of Director R. Kerry Clark | Issuer |
For | For | Election of Director Robert L Dixon, Jr. | Issuer |
For | For | Advisory vote to approve the compensation of named executive officers | Issuer |
For | For | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020 | Issuer |
Against | Against | Shareholder proposal to allow shareholders owning 10% or more of common stock to call a special meeting of shareholders | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Aptive PLC | 4/23/2020 | G6095L109 | APTV |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Kevin P Clark | Issuer |
For | For | Election of Director Nancy E. Cooper | Issuer |
For | For | Election of Director Nicholas M Donofrio | Issuer |
For | For | Election of Director Rajiv L Gupta | Issuer |
For | For | Election of Director Joseph L Hooley | Issuer |
For | For | Election of Director Sean O Mahoney | Issuer |
For | For | Election of Director Paul M Meister | Issuer |
For | For | Election of Director Robert K Ortberg | Issuer |
For | For | Election of Director Colin J Parris | Issuer |
For | For | Election of Director Ana G Pinczuk | Issuer |
For | For | Election of Director Lawrence A Zimmerman | Issuer |
For | For | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors | Issuer |
For | For | Say-on-Pay to approve, by advisory vote, executive compensation | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Biotelemetry, Inc. | 5/8/2020 | 090672106 | BEAT |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Class I Director until 2023 Annual Meeting Joseph H Capper | Issuer |
For | For | Election of Class I Director until 2023 Annual Meeting Joseph A Frick | Issuer |
For | For | Election of Class I Director until 2023 Annual Meeting Colin Hill | Issuer |
For | For | Advisory resolution to approve of the compensation of the named executive officers | Issuer |
For | For | Approval of the Biotelemetry, Inc. Amended and Restated 2017 Employee Stock Purchase Plan | Issuer |
For | For | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| International Business Machines (IBM) Corp. | 4/28/2020 | 459200101 | IBM |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Thomas Buberl | Issuer |
For | For | Election of Director Michael L Eskew | Issuer |
For | For | Election of Director David N Farr | Issuer |
For | For | Election of Director Alex Gorsky | Issuer |
For | For | Election of Director Michelle J Howard | Issuer |
For | For | Election of Director Arvind Krishna | Issuer |
For | For | Election of Director Andrew N Liveris | Issuer |
For | For | Election of Director F. William McNabb III | Issuer |
For | For | Election of Director Martha E Pollack | Issuer |
For | For | Election of Director Virginia M Rometty | Issuer |
For | For | Election of Director Joseph R. Swedish | Issuer |
For | For | Election of Director Sidney Taurel | Issuer |
For | For | Election of Director Peter R. Voser | Issuer |
For | For | Election of Director Frederick H. Waddell | Issuer |
For | For | Ratification of Appointment of Independent Registered Public Accounting Firm | Issuer |
For | For | Advisory Vote on Executive Compensation | Issuer |
Against | Against | Stockholder proposal on Shareholder Right to Remove Directors | Security Holder |
Against | Against | Stockholder proposal on the Right to Act by Written Consent | Security Holder |
Against | Against | Stockholder Proposal to Have an Independent Board Chairman | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Intel Corporation | 5/14/2020 | 458140100 | INTC |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director James J Goetz | Issuer |
For | For | Election of Director Alyssa Henry | Issuer |
For | For | Election of Director Omar Ishrak | Issuer |
For | For | Election of Director Risa Lavizzo-Mourey | Issuer |
For | For | Election of Director Tsu-Jae King Liu | Issuer |
For | For | Election of Director Gregory D. Smith | Issuer |
For | For | Election of Director Robert ("Bob") H. Swan | Issuer |
For | For | Election of Director Andrew Wilson | Issuer |
For | For | Election of Director Frank D Yeary | Issuer |
For | For | Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2020 | issuer |
For | For | Advisory vote to approve executive compensation of our listed officers | Issuer |
For | For | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Issuer |
Against | Against | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Security Holder |
Against | Against | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Intuitive Surgical, Inc. | 4/23/2020 | 46120E602 | ISRG |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Craig H Barratt, Ph.D. | Issuer |
For | For | Election of Director Joseph C Beery | Issuer |
For | For | Election of Director Gary S. Guthart, Ph.D. | Issuer |
For | For | Election of Director Amal M Johnson | Issuer |
For | For | Election of Director Don R. Kania, Ph.D. | Issuer |
For | For | Election of Director Amy L. Ladd, M.D. | Issuer |
For | For | Election of Director Keith R. Leonard, Jr. | Issuer |
For | For | Election of Director Alan J. Levy, Ph.D. | Issuer |
For | For | Election of Director Jami Dover Nachtsheim | Issuer |
For | For | Election of Director Mark J. Rubash | Issuer |
For | For | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | Issuer |
For | For | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Issuer |
For | For | To approve the Company's Amended and Restated 2010 Incentive Award Plan | Issuer |
For | For | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions | Issuer |
For | For | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| JP Morgan Chase & Co. | 5/19/2020 | 46625H100 | JPM |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Linda B Bammann | Issuer |
For | For | Election of Director Stephen B Burke | Issuer |
For | For | Election of Director Todd A Combs | Issuer |
For | For | Election of Director James S Crown | Issuer |
For | For | Election of Director James Dimon | Issuer |
For | For | Election of Director Timothy P. Flynn | Issuer |
For | For | Election of Director Mellody Hobson | Issuer |
For | For | Election of Director Michael A. Neal | Issuer |
For | For | Election of Director Lee R. Raymond | Issuer |
For | For | Election of Director Virginia M. Rometty | Issuer |
For | For | Advisory resolution to approve executive compensation | Issuer |
For | For | Ratification of independent registered public accounting firm | Issuer |
Against | Against | Independent board chairman | Security Holder |
Against | Against | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Security Holder |
Against | Against | Climate change risk reporting | Security Holder |
Against | Against | Amend shareholder written consent provisions | Security Holder |
Against | Against | Charitable contributions disclosure | Security Holder |
Against | Against | Gender/Racial pay equity | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| KLA Corporation | 11/5/2019 | 482480100 | KLAC |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Abstain | For | Election of Director Edward Barnholt | Issuer |
Abstain | For | Election of Director Robert Calderoni | Issuer |
Abstain | For | Election of Director Jeneanne Hanley | Issuer |
Abstain | For | Election of Director Emiko Higashi | Issuer |
Abstain | For | Election of Director Kevin Kennedy | Issuer |
Abstain | For | Election of Director Gary Moore | Issuer |
Abstain | For | Election of Director Kiran Patel | Issuer |
Abstain | For | Election of Director Victor Peng | Issuer |
Abstain | For | Election of Director Robert Rango | Issuer |
Abstain | For | Election of Director Richard Wallace | Issuer |
Abstain | For | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020 | Issuer |
Abstain | For | Approval on a non-binding, advisory basis of the named executive officer compensation | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Lam Research Corporation | 11/5/2019 | 512807108 | LRCX |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Director Sohail U Ahmed | Issuer |
For | For | Director Timothy M Archer | Issuer |
For | For | Director Eric K Brandt | Issuer |
For | For | Director Michael R Cannon | Issuer |
For | For | Director Youssef A El-Mansy | Issuer |
For | For | Director Catherine P Lego | Issuer |
For | For | Director Bethany J Mayer | Issuer |
For | For | Director Abhijit Y Talwalkar | Issuer |
For | For | Director Lih Shyng (Rick L) Tsai | Issuer |
For | For | Director Leslie F Varon | Issuer |
For | For | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Issuer |
For | For | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2020 | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| MKS Instruments, Inc. | 5/11/2020 | 55306N104 | MKSI |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Director Joseph B Donahue | Issuer |
For | For | Director Janice K Henry | Issuer |
For | For | The approval, on an advisory basis, of executive compensation | Issuer |
For | For | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Microsoft Corporation | 12/4/2019 | 594918104 | MSFT |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director William H Gates III | Issuer |
For | For | Election of Director Reid G Hoffman | Issuer |
For | For | Election of Director Hugh F Johnston | Issuer |
For | For | Election of Director Teri L List-Stoll | Issuer |
For | For | Election of Director Satya Nadella | Issuer |
For | For | Election of Director Sandra E Peterson | Issuer |
For | For | Election of Director Penny S Pritzker | Issuer |
For | For | Election of Director Charles W Scharf | Issuer |
For | For | Election of Director Arne M Sorenson | Issuer |
For | For | Election of Director John W Stanton | Issuer |
For | For | Election of Director John W Thompson | Issuer |
For | For | Election of Director Emma Walmsley | Issuer |
For | For | Election of Director Padmasree Warrior | Issuer |
For | For | Advisor vote to approve named executive officer compensation | Issuer |
For | For | Ratification of Deloitte & Touche LLP as the independent auditor for fiscal year 2020 | Issuer |
Against | Against | Shareholder proposal report on Employee Representation on Board of Directors | Security Holder |
Against | Against | Shareholder proposal report on Gender Pay Gap | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Palo Alto Networks, Inc. | 12/9/2019 | 697435105 | PANW |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Class II Director Asheem Chandna | Issuer |
For | For | Election of Class II Director James J Goetz | Issuer |
For | For | Election of Class II Director Mark D McLaughlin | Issuer |
For | For | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending July 31, 2020 | Issuer |
For | For | To approve, on an advisory basis, the compensation of the named executive officers | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Paypal Holdings, Inc. | 5/21/2020 | 70450Y103 | PYPL |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Rodney C. Adkins | Issuer |
For | For | Election of Director Jonathan Christodoro | Issuer |
For | For | Election of Director John J Donahoe | Issuer |
For | For | Election of Director David W Dorman | Issuer |
For | For | Election of Director Belinda J Johnson | Issuer |
For | For | Election of Director Gail J McGovern | Issuer |
For | For | Election of Director Deborah M Messemer | Issuer |
For | For | Election of Director David M Moffett | Issuer |
For | For | Election of Director Ann M Sarnoff | Issuer |
For | For | Election of Director Daniel H Schulman | Issuer |
For | For | Election of Director Frank D Yeary | Issuer |
For | For | Advisory Vote to approve named executive officer compensation | Issuer |
For | For | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent auditor for 2020 | Issuer |
Against | Against | Stockholder proposal stockholder right to act by written consent | Security Holder |
Against | Against | Stockholder proposal human and indigenous peoples' rights | Security Holder |
| Company Name | Meeting Date | CUSIP | Ticker |
| Rakuten Inc. | 3/27/2020 | 75102W108 | RKUNY |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Abstain | For | Partial Amendment to the Articles of Incorporation | Issuer |
Abstain | For | Director Hiroshi Mikitani | Issuer |
Abstain | For | Director Masayuki Hosaka | Issuer |
Abstain | For | Director Charles B Baxter | Issuer |
Abstain | For | Director Ken Kutaragi | Issuer |
Abstain | For | Director Sarah J.M. Whitley | Issuer |
Abstain | For | Director Takashi Mitachi | Issuer |
Abstain | For | Director Jun Murai | Issuer |
Abstain | For | Election of Audit & Supervisory Board Member: Katsuyuki Yamaguchi | Issuer |
Abstain | For | Election of Audit & Supervisory Board Member: Yoshiaki Nishikawa (New) | Issuer |
Abstain | For | Revision of Renumeration for Directors (Delivery of Stock Options) | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Signature Bank | 4/22/2020 | 82669G104 | SBNY |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director Joseph J DePaolo | Issuer |
For | For | Election of Director Barney Frank | Issuer |
For | For | Election of Director Scott A Shay | Issuer |
For | For | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditors for the year ending December 31, 2020 | Issuer |
For | For | Advisory vote on executive compensation | Issuer |
For | For | Approval of the Bank's share repurchase plan | Issuer |
| Company Name | Meeting Date | CUSIP | Ticker |
| Skyworks Solutions, Inc. | 5/6/2020 | 83088M102 | SWKS |
| Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | Election of Director David J Aldrich | Issuer |
For | For | Election of Director Alan S Batey | Issuer |
For | For | Election of Director Kevin L Beebe | Issuer |
For | For | Election of Director Timothy R Furey | Issuer |
For | For | Election of Director Liam K Griffin | Issuer |
For | For | Election of Director Christine King | Issuer |
For | For | Election of Director David P McGlade | Issuer |
For | For | Election of Director Robert A Schriesheim | Issuer |
For | For | Election of Director Kimberly S Stevenson | Issuer |
For | For | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020 | Issuer |
For | For | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement | Issuer |
For | For | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended | Issuer |
For | For | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Issuer |
For | For | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Issuer |
For | For | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Issuer |
For | For | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provision governing action by stockholders. | Issuer |
Against | Against | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Security Holder |
