Scott Strazik Form 3 GENERAL ELECTRIC / Scott Strazik ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Strazik Scott

(Last) (First) (Middle)

41 FARNSWORTH STREET

(Street)

BOSTON MA 02210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2019

3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Senior Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	29,969	D
Common Stock	60,550	I	401(k)
Common Stock	11,662	I	Spouse's 401(k)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	(2)	Common Stock	3,000	(1)	D
Restricted Stock Units	(3)	(3)	Common Stock	10,000	(1)	D
Restricted Stock Units	(4)	(4)	Common Stock	30,000	(1)	D
Restricted Stock Units	(5)	(5)	Common Stock	20,000	(1)	D
Employee Stock Option (right to buy)(6)	06/09/2012	06/09/2021	Common Stock	30,000	18.58	D
Employee Stock Option (right to buy)(6)	09/07/2013	09/07/2022	Common Stock	40,000	21.59	D
Employee Stock Option (right to buy)(6)	09/13/2014	09/13/2023	Common Stock	50,000	23.78	D
Employee Stock Option (right to buy)(6)	09/05/2015	09/05/2024	Common Stock	75,000	26.1	D
Employee Stock Option (right to buy)(6)	09/11/2016	09/11/2025	Common Stock	90,000	24.95	D
Employee Stock Option (right to buy)(6)	09/30/2017	09/30/2026	Common Stock	110,000	29.62	D
Employee Stock Option (right to buy)(6)	11/17/2018	11/17/2027	Common Stock	115,000	18.21	D
Employee Stock Option (right to buy)(7)	01/29/2021	01/29/2028	Common Stock	125,000	16.28	D
Employee Stock Option (right to buy)(8)	03/19/2019	03/19/2028	Common Stock	325,025	14.07	D
Employee Stock Option (right to buy)(9)	12/21/2019	12/21/2028	Common Stock	500,000	7.15	D

Explanation of Responses:

1. 1-for-1

2. 15,000 units granted on 7/24/2014; 3,000 units vested on 7/24/2015; 3,000 units vested on 7/24/2016; 3,000 units vested on 7/24/2017; 3,000 units vested on 7/24/2018; and 3,000 units are scheduled to vest on 7/24/2019.

3. 25,000 units granted on 9/11/2015; 5,000 units vested on 9/11/2016; 5,000 units vested on 9/11/2017; 5,000 units vested on 9/11/2018; 5,000 units are scheduled to vest on 9/11/2019; and 5,000 units are scheduled to vest on 9/11/2020.

4. 50,000 units granted on 7/28/2016; 10,000 units vested on 7/28/2017; 10,000 units vested on 7/28/2018; 10,000 units are scheduled to vest on 7/28/2019; 10,000 units are scheduled to vest on 7/28/2020; and 10,000 units are scheduled to vest on 7/28/2021.

5. 25,000 units granted on 2/10/2017; 5,000 units vested on 2/10/2018; 5,000 units are scheduled to vest on 2/10/2019; 5,000 units are scheduled to vest on 2/10/2020; 5,000 units are scheduled to vest on 2/10/2021; and 5,000 units are scheduled to vest on 2/10/2022.

6. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter.

7. The options become exercisable in one installment on 1/29/2021.

8. The options become exercisable in three installments, with 108,341 options exercisable on 3/19/2019, and another 108,342 options exercisable on each of 3/19/2020 and 3/19/2021.

9. The options become exercisable in two equal installments of 50% each on 12/21/2020 and 12/21/2021.

Remarks:

	Julia Chen on behalf of Scott Strazik	01/08/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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