Byrd Roger W. Form 4 EASTMAN KODAK / Roger W. Byrd ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Byrd Roger W.

(Last) (First) (Middle)

C/O EASTMAN KODAK COMPANY

343 STATE STREET

(Street)

ROCHESTER NY 14650

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
General Counsel, Sec., SVP

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.01	01/16/2021		M		18,878	A	$0(1)	33,342	D
Common Stock, par value $.01	01/16/2021		F		7,331(2)	D	$8.14	26,011	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0(3)	01/16/2021		M			18,878	(3)	01/16/2022	Common Stock, par value $.01	18,878	$0	18,879	D
Stock Option (Right to Buy)	$3.09							(4)	01/15/2026	Common Stock, par value $.01	89,744		89,744	D
Stock Option (Right to Buy)	$3.03							(5)	02/19/2026	Common Stock, par value $.01	15,000		15,000	D
Stock Option (Right to Buy)	$4.53							(5)	02/19/2026	Common Stock, par value $.01	10,000		10,000	D
Stock Option (Right to Buy)	$6.03							(5)	02/19/2026	Common Stock, par value $.01	10,000		10,000	D
Stock Option (Right to Buy)	$12							(5)	02/19/2026	Common Stock, par value $.01	10,000		10,000	D
Stock Option (Right to Buy)	$12.5							(6)	09/13/2024	Common Stock, par value $.01	30,457		30,457	D

Explanation of Responses:

1. These restricted stock units convert into common stock on a one-for-one basis.

2. Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

3. These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third each on 1/16/2020 and 1/16/2021 and vest one-third on 1/16/2022.

4. This option vested one-third on each of 1/16/2020 and 1/16/2021 and except as otherwise provided in the award notice, vests one-third on 1/16/2022.

5. Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

6. This option has fully vested as of the date of this report.

Remarks:

	/s/ Roger W. Byrd	01/20/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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