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S-3ASR Filing
Clarivate (CLVT) S-3ASRAutomatic shelf registration
Filed: 1 Dec 22, 5:25pm
Exhibit 107
Calculation of Filing Fee Table
Form S-3
(Form Type)
CLARIVATE Plc
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |
Newly Registered Securities | ||||||||||||
Fees to be Paid | Equity | Ordinary Shares | 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | ||||
Equity | Preferred Shares | 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | |||||
Debt | Debt Securities | 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | |||||
Other | Warrants | 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | |||||
Other | Purchase Contracts | 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | |||||
Other | Units | 456(b) and 457(r) | (1) | (1) | (1) | (2) | (2) | |||||
Equity | Ordinary Shares offered by Selling Shareholders | Other | 46,910,923 | $9.495(3) | $445,419,214(3) | $110.20 per $1,000,000 | $49,086 | |||||
Fees Previously Paid | ||||||||||||
Carry Forward Securities | ||||||||||||
Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 415(a)(6) | (4) | $2,000,000,000(5) | Form S-3 | 333-257608 | July 9, 2021 | $218,200 | |||
Equity | Ordinary Shares offered by Selling Shareholders | 415(a)(6) | 159,599,542(5) | $26.81 | $4,278,863,721 | Form S-3 | 333-257608 | July 9, 2021 | 466,825 | |||
Equity | Ordinary Shares offered by Selling Shareholders | 415(a)(6) | 75,157,701(5) | $22.31 | $1,676,768,310 | Form S-3 | 333-239328 | July 1, 2020 | $217,645 | |||
Total Offering Amounts | $8,401,051,245 | $49,086 | ||||||||||
Total Fees Previously Paid | — | |||||||||||
Total Fee Offsets | — | |||||||||||
Net Fee Due | $49,086 |
(1) | Not specified as to each class of securities to be registered pursuant to General Instruction II.F of Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”). There is being registered hereby such indeterminate number or amount, as the case may be, of the securities of each identified class as may from time to time be offered and sold at indeterminate prices. This registration statement also covers an indeterminate amount of each identified class of securities as may be issued upon conversion of, or in exchange for, or upon exercise of, or pursuant to, convertible or exchangeable securities that provide for exercise or conversion into or purchase of such securities of the Registrant. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities. |
(2) | Pursuant to Rules 456(b) and 457(r) under the Securities Act, the Registrant is deferring payment of the registration fee relating to these securities. Registration fees will be paid subsequently in advance or on a pay-as-you-go basis. |
(3) | Estimated solely for the purpose of determining the registration fee and calculated pursuant to Rule 457(c) under the Securities Act of 1933. The maximum offering price per share is based on $9.495, the average of the high and low selling prices per share of Clarivate Plc ordinary shares on November 28, 2022, as reported on the New York Stock Exchange. |
(4) | Omitted pursuant to Rule 457(o). |
(5) | The Registrant previously registered 122,848,026 ordinary shares (including ordinary shares receivable on exercise of outstanding warrants and options) for offer and resale by certain selling shareholders pursuant to the Registration Statement on Form S-3 (File No. 333-239328) originally filed with the Securities and Exchange Commission on June 19, 2020, as amended by the 2021 Registration Statement (the “2020 Registration Statement”), and 218,186,639 ordinary shares for offer and resale by certain selling shareholders and $2,000,000,000 maximum aggregate offering price of securities for issuance and sale by the Registrant pursuant to the Registration Statement on Form S-3 (File No. 333-257608) originally filed with the Securities and Exchange Commission on July 1, 2021 (the “2021 Registration Statement” and, together with the 2020 Registration Statement, the “Prior Registration Statements”). Pursuant to Rule 415(a)(6), the registrant is carrying forward to this registration statement 75,157,701 of the ordinary shares (including ordinary shares receivable on exercise of the outstanding warrants and options) initially registered under the 2020 Registration Statement and remain unsold, and 159,599,542 of the ordinary shares for offer and resale by certain selling shareholders and the entire $2,000,000,000 maximum aggregate offering price of securities that were initially registered under the 2021 Registration Statement and remain unsold (together, the “Unsold Securities”). The offering of the Unsold Securities under the Prior Registration Statements will be deemed terminated as of the time of filing of this registration statement. The registrant previously paid filing fees totaling $902,670 with respect to the Unsold Securities. |
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