The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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0001765835 |
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Name of Issuer | |||||||||||||||
GMI-BDS, LP | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
TEXAS | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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GMI-BDS, LP | |||
Street Address 1 | Street Address 2 | ||
251 O'CONNOR RIDGE BLVD., SUITE 100 | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
IRVING | TEXAS | 75038 | 972-759-8725 |
3. Related Persons
Last Name | First Name | Middle Name |
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Glass | William | |
Street Address 1 | Street Address 2 | |
251 O'CONNOR RIDGE BLVD., SUITE 100 | ||
City | State/Province/Country | ZIP/PostalCode |
Irving | TEXAS | 75038 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Gentry Mills Capital, LLC, which is owned by Mr. Glass, owns the general partner of the issuer and is the initial limited partner of the issuerLast Name | First Name | Middle Name |
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Palmer | Scott | |
Street Address 1 | Street Address 2 | |
251 O'CONNOR RIDGE BLVD., SUITE 100 | ||
City | State/Province/Country | ZIP/PostalCode |
Irving | TEXAS | 75038 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
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7. Type of Filing
New Notice | Date of First Sale | 2019-02-04 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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Bobby K Cowand | 2317710 | ||||||
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Coastal Equities | 23769 | ||||||
Street Address 1 | Street Address 2 | ||||||
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9600 Escarpment Blvd, Ste. 745-236 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78749 | |||||
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Recipient |
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Ty Bauer | 2150885 | ||||||
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Alexander Capital | 40077 | ||||||
Street Address 1 | Street Address 2 | ||||||
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17 State Street, 5th Floor | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10004 | |||||
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Recipient |
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Richard Goodwin | 2332035 | ||||||
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Titan Securities | 131392 | ||||||
Street Address 1 | Street Address 2 | ||||||
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16775 Addison Road, Suite 202 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Addison | TEXAS | 75001 | |||||
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Recipient |
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Charles Huffington | 844086 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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8304 Briarwood Lane | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78757 | |||||
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Recipient |
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Kenneth Harter | 1448027 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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8604 Berry Patch Lane | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Roland | ARKANSAS | 72135 | |||||
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Recipient |
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Michael Ihrie | 1394615 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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5611 Central Ave, Suite C | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hot Springs | ARKANSAS | 71913 | |||||
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Recipient |
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Marc Seeherman | 1131557 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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32 West 40th Street 2nd Floor | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10018 | |||||
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Recipient |
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Azam Jaber | 2846187 | ||||||
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Cary Street Partners | 128089 | ||||||
Street Address 1 | Street Address 2 | ||||||
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7801 Capital of Texas Hwy #310 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78731 | |||||
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Recipient |
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Leslie Calhoun | 2047866 | ||||||
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Gramercy Securities | 8177 | ||||||
Street Address 1 | Street Address 2 | ||||||
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24901 Dana Point Harbor, Suite 200 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dana Point | CALIFORNIA | 92629 | |||||
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Recipient |
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Troy Sutton | 4615571 | ||||||
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Titan Securities | 131392 | ||||||
Street Address 1 | Street Address 2 | ||||||
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2449 S Willis Street Suite 106, | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Abiline | TEXAS | 79605 | |||||
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Recipient |
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Curtis J Jones | 2405170 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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965 Jones Chapel Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Moscow | TENNESSEE | 38057 | |||||
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Recipient |
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Torry Scott | 2297432 | ||||||
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Cary Street Partners | 128089 | ||||||
Street Address 1 | Street Address 2 | ||||||
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7801 Capital of Texas Hwy #310 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78731 | |||||
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Recipient |
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Rodger Sprouse | 5483578 | ||||||
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Titan Securities | 131392 | ||||||
Street Address 1 | Street Address 2 | ||||||
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7300 W 110th St 7th FL | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Overland Park | KANSAS | 66210 | |||||
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Recipient |
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Eliot Rosenberg | 1056584 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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1876 Eider Court, Suite B | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tallahassee | FLORIDA | 32308 | |||||
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Recipient |
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Kathy Scanlon | 4892673 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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4807 Spiewood Springs Road, Building 2 S | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78759 | |||||
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Recipient |
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Javier Larrea | 2872807 | ||||||
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Cary Street Partners | 128089 | ||||||
Street Address 1 | Street Address 2 | ||||||
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7801 Capital of Texas Hwy #310 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78731 | |||||
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Recipient |
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Todd Gottel | 6413779 | ||||||
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Titan Securities | 131392 | ||||||
Street Address 1 | Street Address 2 | ||||||
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16775 Addison Road, Suite 202 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Addison | TEXAS | 75001 | |||||
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Recipient |
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Taher Gilani | 2381502 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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8304 Briarwood Lane | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
A | TEXAS | 78757 | |||||
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Recipient |
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Jennifer Lander | 6321163 | ||||||
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Titan Securities | 131392 | ||||||
Street Address 1 | Street Address 2 | ||||||
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16775 Addison Road, Suite 202 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Addison | TEXAS | 75001 | |||||
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Recipient |
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Zach Carey | 3110546 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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9642 Wood Green Lane | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Lakeland | TENNESSEE | 38002 | |||||
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Recipient |
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Christopher Fess | 1335361 | ||||||
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KCD Financial Inc. | 127473 | ||||||
Street Address 1 | Street Address 2 | ||||||
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2595 Dallas Parkway, Suite 450 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Frisco | TEXAS | 75034 | |||||
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Recipient |
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Paul Nicolini | 1849073 | ||||||
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First Florida Securities | 19586 | ||||||
Street Address 1 | Street Address 2 | ||||||
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11660 Night Heron Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Naples | FLORIDA | 34119 | |||||
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Recipient |
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Stephen Sumner | 809414 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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62 Caladium Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Orlando, | FLORIDA | 32174 | |||||
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Recipient |
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George Hjorth | 2209607 | ||||||
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Innovation Partners | 146344 | ||||||
Street Address 1 | Street Address 2 | ||||||
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5950 Fairview Road, Suite 140 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NORTH CAROLINA | 28210 | |||||
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Recipient |
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Charles Lanza | 5864178 | ||||||
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Titan Securities | 131392 | ||||||
Street Address 1 | Street Address 2 | ||||||
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16775 Addison Road, Suite 202 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Addison | TEXAS | 75001 | |||||
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Recipient |
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Neal Scott | 1038348 | ||||||
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Joseph Stone Capital LLC | 159744 | ||||||
Street Address 1 | Street Address 2 | ||||||
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42 Broadway 3rd Floor, Suite 301 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10004 | |||||
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Recipient |
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Jill Goldman | 2182076 | ||||||
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KCD Financial Inc. | 127473 | ||||||
Street Address 1 | Street Address 2 | ||||||
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933 Falmouth Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hyannis | MASSACHUSETTS | 02601 | |||||
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Recipient |
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Lisa Allen | 1198978 | ||||||
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Calton and Associates | 20999 | ||||||
Street Address 1 | Street Address 2 | ||||||
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2700 Via Fortuna, Suite 100 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Austin | TEXAS | 78746 | |||||
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Recipient |
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Chris Marrs | 2260838 | ||||||
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KCD Financial Inc. | 127473 | ||||||
Street Address 1 | Street Address 2 | ||||||
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20785 147th Ave. N | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Rogers | MINNESOTA | 55734 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $23,630,272 | USD |
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Total Amount Sold | $11,395,390 | USD | ||||
Total Remaining to be Sold | $12,234,882 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $1,890,422 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
In addition, broker dealers will share in a portion of the issuer distributions, and issuer may pay or reimburse to broker dealers certain marketing and other expenses, and may pay an additional 0.3% non-accountable marketing allowance16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$1,654,119 | USD |
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Clarification of Response (if Necessary):
Amount shown is payable to the issuer's general partner, to be shared equally by such persons. In addition, the issuer will pay offering and other cost reimbursements and bridge loan repayments to or for such persons or the general partner.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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GMI-BDS, LP | William P. Glass | William P. Glass | Manager, GMI-BDS GP, LLC, general partner of the issuer | 2019-07-01 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.