The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTICE USA INC | CL A | 02156K103 | 3,181 | 192,527 | SH | DFND | 192,527 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 2,089 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,466 | 38,600 | SH | Put | DFND | 0 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 3,989 | 529,100 | SH | Put | DFND | 0 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 2,667 | 353,700 | SH | Call | DFND | 0 | 0 | 0 | |
BHP GROUP PLC | SPONSORED ADS | 05545E209 | 4,436 | 105,900 | SH | DFND | 105,900 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 4,990 | 131,600 | SH | Put | DFND | 0 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 4,721 | 124,500 | SH | Call | DFND | 0 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 16,609 | 521,300 | SH | Put | DFND | 0 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 1,485 | 46,600 | SH | Call | DFND | 0 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 1,057 | 97,301 | SH | DFND | 97,301 | 0 | 0 | ||
CRH PLC | ADR | 12626K203 | 722 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 718 | 88,100 | SH | Put | DFND | 0 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 723 | 50,000 | SH | Put | DFND | 0 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 10,303 | 712,500 | SH | Call | DFND | 0 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 596 | 6,500 | SH | Put | DFND | 0 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 5,532 | 60,300 | SH | Call | DFND | 0 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 555 | 13,500 | SH | Put | DFND | 0 | 0 | 0 | |
LINDE PLC | COM | G5494J103 | 1,506 | 9,652 | SH | DFND | 9,652 | 0 | 0 | ||
LINDE PLC | COM | G5494J103 | 2,007 | 12,700 | SH | Put | DFND | 0 | 0 | 0 | |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 93 | 36,400 | SH | Call | DFND | 0 | 0 | 0 | |
LOGITECH INTL S A | SHS | H50430232 | 726 | 23,200 | SH | Put | DFND | 0 | 0 | 0 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 7,921 | 165,100 | SH | Put | DFND | 0 | 0 | 0 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 11,865 | 247,300 | SH | Call | DFND | 0 | 0 | 0 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 5,520 | 64,324 | SH | DFND | 64,324 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 781 | 9,100 | SH | Call | DFND | 0 | 0 | 0 | |
PEARSON PLC | SPONSORED ADR | 705015105 | 191 | 16,000 | SH | Put | DFND | 0 | 0 | 0 | |
PEARSON PLC | SPONSORED ADR | 705015105 | 135 | 11,300 | SH | Call | DFND | 0 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 5,241 | 108,100 | SH | Put | DFND | 0 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 5,294 | 109,200 | SH | Call | DFND | 0 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 2 ORD | 780097689 | 1,373 | 245,600 | SH | Put | DFND | 0 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 2 ORD | 780097689 | 1,275 | 228,000 | SH | Call | DFND | 0 | 0 | 0 | |
SAP SE | SPON ADR | 803054204 | 12,703 | 127,600 | SH | DFND | 127,600 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 966 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 3,241 | 62,121 | SH | DFND | 62,121 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 402 | 32,500 | SH | DFND | 32,500 | 0 | 0 | ||
WPP PLC NEW | ADR | 92937A102 | 225 | 4,100 | SH | DFND | 4,100 | 0 | 0 | ||
WPP PLC NEW | ADR | 92937A102 | 493 | 9,000 | SH | Call | DFND | 0 | 0 | 0 |