The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | SPONSORED ADR | 000375204 | 1,206 | 47,400 | SH | DFND | 47,400 | 0 | 0 | ||
ABB LTD | SPONSORED ADR | 000375204 | 204 | 8,000 | SH | Call | DFND | 0 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 394 | 125 | SH | DFND | 125 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 3,303 | 12,583 | SH | DFND | 12,583 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 1,313 | 5,000 | SH | Call | DFND | 0 | 0 | 0 | |
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 11,337 | 30,700 | SH | DFND | 30,700 | 0 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 1,846 | 5,000 | SH | Put | DFND | 0 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,370 | 25,000 | SH | Call | DFND | 0 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 3,216 | 641,900 | SH | DFND | 641,900 | 0 | 0 | ||
BHP GROUP PLC | SPONSORED ADR | 05545E209 | 384 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 1,641 | 45,400 | SH | Call | DFND | 0 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 504 | 33,200 | SH | DFND | 33,200 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 3,172 | 318,159 | SH | DFND | 318,159 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 404 | 40,500 | SH | Put | DFND | 0 | 0 | 0 | |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 1,801 | 214,400 | SH | DFND | 214,400 | 0 | 0 | ||
ENI S P A | SPONSORED ADR | 26874R108 | 583 | 37,500 | SH | DFND | 37,500 | 0 | 0 | ||
EURONAV NV | SHS | B38564108 | 2,698 | 305,500 | SH | DFND | 305,500 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 9,786 | 800,800 | SH | Call | DFND | 0 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,731 | 12,200 | SH | DFND | 12,200 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 5,833 | 41,100 | SH | Call | DFND | 0 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,882 | 50,000 | SH | Put | DFND | 0 | 0 | 0 | |
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 1,828 | 105,363 | SH | DFND | 105,363 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 488 | 24,900 | SH | Put | DFND | 0 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 640 | 32,700 | SH | Call | DFND | 0 | 0 | 0 | |
ING GROEP N.V. | SPONSORED ADR | 456837103 | 163 | 23,000 | SH | Put | DFND | 0 | 0 | 0 | |
LINDE PLC | SHS | G5494J103 | 5,715 | 24,000 | SH | DFND | 24,000 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 1,191 | 5,000 | SH | Call | DFND | 0 | 0 | 0 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 7,691 | 133,080 | SH | DFND | 133,080 | 0 | 0 | ||
NATWEST GROUP PLC | SPONS ADR 2 ORD | 639057108 | 578 | 214,800 | SH | DFND | 214,800 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 30,808 | 7,879,237 | SH | DFND | 7,879,237 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 1,174 | 13,500 | SH | Put | DFND | 0 | 0 | 0 | |
NOVARTIS AG | SPONSORED ADR | 66987V109 | 2,609 | 30,000 | SH | Call | DFND | 0 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 1,400 | 20,167 | SH | DFND | 20,167 | 0 | 0 | ||
NOVO-NORDISK A S | ADR | 670100205 | 5,145 | 74,100 | SH | Put | DFND | 0 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 5,457 | 78,600 | SH | Call | DFND | 0 | 0 | 0 | |
ORANGE | SPONSORED ADR | 684060106 | 210 | 20,234 | SH | DFND | 20,234 | 0 | 0 | ||
PEARSON PLC | SPONSORED ADR | 705015105 | 71 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
QIAGEN NV | SHS NEW | N72482123 | 549 | 10,500 | SH | Call | DFND | 0 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 308 | 5,100 | SH | Put | DFND | 0 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 24,861 | 1,026,454 | SH | DFND | 1,026,454 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 12,280 | 487,880 | SH | DFND | 487,880 | 0 | 0 | ||
RYANAIR HOLDINGS PLC | SPONSORED ADS | 783513203 | 6,458 | 78,989 | SH | DFND | 78,989 | 0 | 0 | ||
STMICROELECTRONICS N V | NY REGISTRY | 861012102 | 382 | 12,446 | SH | DFND | 12,446 | 0 | 0 | ||
TECHNIPFMC PLC | COM | G87110105 | 893 | 141,466 | SH | DFND | 141,466 | 0 | 0 | ||
TENARIS S A | SPONSORED ADS | 88031M109 | 7,201 | 731,076 | SH | DFND | 731,076 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 4,569 | 409,731 | SH | DFND | 409,731 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 339 | 30,400 | SH | Put | DFND | 0 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 1,045 | 17,300 | SH | DFND | 17,300 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 184 | 13,700 | SH | Put | DFND | 0 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 6,141 | 457,600 | SH | Call | DFND | 0 | 0 | 0 | |
WPP PLC NEW | ADR | 92937A102 | 4,638 | 118,187 | SH | DFND | 118,187 | 0 | 0 |