The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | SPONSORED ADR | 000375204 | 850 | 30,400 | SH | DFND | 30,400 | 0 | 0 | ||
AEGON N V | NY REGISTRY SHS | 007924103 | 549 | 138,896 | SH | DFND | 138,896 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 13,746 | 274,966 | SH | DFND | 274,966 | 0 | 0 | ||
BARCLAYS PLC | ADR | 06738E204 | 305 | 38,195 | SH | DFND | 38,195 | 0 | 0 | ||
BHP GROUP PLC | SPONSORED ADR | 05545E209 | 477 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 1,640 | 43,745 | SH | DFND | 43,745 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 375 | 10,000 | SH | Call | DFND | 0 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 1,252 | 57,800 | SH | DFND | 57,800 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 2,540 | 198,426 | SH | DFND | 198,426 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 518 | 40,500 | SH | Put | DFND | 0 | 0 | 0 | |
EURONAV NV | SHS | B38564108 | 2,844 | 355,500 | SH | DFND | 355,500 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 4,326 | 239,127 | SH | DFND | 239,127 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 14,486 | 800,800 | SH | Call | DFND | 0 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 2,148 | 21,700 | SH | DFND | 21,700 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 297 | 3,000 | SH | Call | DFND | 0 | 0 | 0 | |
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 2,035 | 110,363 | SH | DFND | 110,363 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 10,443 | 403,035 | SH | DFND | 403,035 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 645 | 24,900 | SH | Put | DFND | 0 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 847 | 32,700 | SH | Call | DFND | 0 | 0 | 0 | |
ING GROEP N.V. | SPONSORED ADR | 456837103 | 6,407 | 678,700 | SH | DFND | 678,700 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 4,348 | 16,500 | SH | DFND | 16,500 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 6,675 | 113,080 | SH | DFND | 113,080 | 0 | 0 | ||
NATWEST GROUP PLC | SPONS ADR 2 ORD | 639057108 | 971 | 214,800 | SH | DFND | 214,800 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 740 | 189,188 | SH | DFND | 189,188 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 11,222 | 118,837 | SH | DFND | 118,837 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 331 | 3,500 | SH | Put | DFND | 0 | 0 | 0 | |
NOVARTIS AG | SPONSORED ADR | 66987V109 | 944 | 10,000 | SH | Call | DFND | 0 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 5,176 | 74,100 | SH | Put | DFND | 0 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 5,490 | 78,600 | SH | Call | DFND | 0 | 0 | 0 | |
ORANGE | SPONSORED ADR | 684060106 | 240 | 20,234 | SH | DFND | 20,234 | 0 | 0 | ||
PEARSON PLC | SPONSORED ADR | 705015105 | 92 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
QIAGEN NV | SHS NEW | N72482123 | 201 | 3,800 | SH | DFND | 3,800 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 384 | 5,100 | SH | Put | DFND | 0 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 5,091 | 151,480 | SH | DFND | 151,480 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,499 | 42,656 | SH | DFND | 42,656 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 2,291 | 47,146 | SH | DFND | 47,146 | 0 | 0 | ||
TECHNIPFMC PLC | COM | G87110105 | 1,550 | 164,866 | SH | DFND | 164,866 | 0 | 0 | ||
TENARIS S A | SPONSORED ADS | 88031M109 | 9,534 | 597,731 | SH | DFND | 597,731 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 226 | 13,700 | SH | Put | DFND | 0 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 7,541 | 457,600 | SH | Call | DFND | 0 | 0 | 0 | |
WPP PLC NEW | ADR | 92937A102 | 6,392 | 118,187 | SH | DFND | 118,187 | 0 | 0 |