The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 2,234 | 37,298 | SH | DFND | 37,298 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 210 | 7,955 | SH | DFND | 7,955 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 2,889 | 109,594 | SH | DFND | 109,594 | 0 | 0 | ||
MICRO FOCUS INTL PLC | SPON ADR NEW | 594837403 | 753 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 105,162 | 19,767,225 | SH | DFND | 19,767,225 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 2,660 | 500,000 | SH | Call | DFND | 0 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 544 | 15,900 | SH | DFND | 15,900 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 412 | 26,866 | SH | DFND | 26,866 | 0 | 0 | ||
WPP PLC NEW | ADR | 92937A102 | 1,818 | 26,811 | SH | DFND | 26,811 | 0 | 0 |