The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 413 | 2,264 | SH | DFND | 2,264 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 890 | 500 | SH | DFND | 500 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 3,720 | 44,300 | SH | DFND | 44,300 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 742 | 3,904 | SH | DFND | 3,904 | 0 | 0 | ||
BHP GROUP PLC | SPONSORED ADR | 05545E209 | 1,048 | 21,700 | SH | DFND | 21,700 | 0 | 0 | ||
CELLECT BIOTECHNOLOGY LTD | SPON ADS | 15116C102 | 12 | 11,964 | SH | DFND | 11,964 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 1,440 | 123,600 | SH | DFND | 123,600 | 0 | 0 | ||
DBX ETF TR | XTRACK HRVST CSI | 233051879 | 2,466 | 85,851 | SH | DFND | 85,851 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 306 | 7,896 | SH | DFND | 7,896 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 298 | 13,826 | SH | DFND | 13,826 | 0 | 0 | ||
ISHARES INC | MSCI CHILE ETF | 464286640 | 1,519 | 35,185 | SH | DFND | 35,185 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 6,923 | 264,124 | SH | DFND | 264,124 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 1,183 | 21,624 | SH | DFND | 21,624 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,177 | 50,714 | SH | DFND | 50,714 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 3,448 | 53,168 | SH | DFND | 53,168 | 0 | 0 | ||
LINDE PLC | COM | G5494J103 | 2,991 | 17,000 | SH | Call | DFND | 0 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 461 | 3,912 | SH | DFND | 3,912 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 1,212 | 21,700 | SH | DFND | 21,700 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 274 | 4,900 | SH | Put | DFND | 0 | 0 | 0 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 536 | 9,600 | SH | Call | DFND | 0 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 1,766 | 33,766 | SH | DFND | 33,766 | 0 | 0 | ||
QIAGEN NV | SHS NEW | N72482123 | 709 | 17,430 | SH | DFND | 17,430 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 2,013 | 34,200 | SH | Put | DFND | 0 | 0 | 0 | |
SAP SE | SPON ADR | 803054204 | 3,314 | 28,700 | SH | DFND | 28,700 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 620 | 13,254 | SH | DFND | 13,254 | 0 | 0 | ||
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 785 | 190,000 | SH | DFND | 190,000 | 0 | 0 | ||
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 53 | 47,000 | PRN | DFND | 0 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 455 | 25,000 | SH | DFND | 25,000 | 0 | 0 |