The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROVIRONMENT INC | COM | 008073108 | 743 | 6,400 | SH | DFND | 6,400 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 267 | 1,179 | SH | DFND | 1,179 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,012 | 489 | SH | DFND | 489 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,089 | 528 | SH | DFND | 528 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 241 | 4,707 | SH | DFND | 4,707 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,314 | 748 | SH | DFND | 748 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,865 | 15,272 | SH | DFND | 15,272 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 215 | 7,100 | SH | DFND | 7,100 | 0 | 0 | ||
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 252 | 6,871 | SH | DFND | 6,871 | 0 | 0 | ||
AURORA CANNABIS INC | COM | 05156X884 | 93 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 229 | 827 | SH | DFND | 827 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 4,257 | 19,566 | SH | DFND | 19,566 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 954 | 11,260 | SH | DFND | 11,260 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 380 | 15,630 | SH | DFND | 15,630 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 454 | 1,779 | SH | DFND | 1,779 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 557 | 20,575 | SH | DFND | 20,575 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 265 | 5,337 | SH | DFND | 5,337 | 0 | 0 | ||
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 646 | 284,717 | SH | DFND | 284,717 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 507 | 9,616 | SH | DFND | 9,616 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 247 | 4,567 | SH | DFND | 4,567 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 326 | 924 | SH | DFND | 924 | 0 | 0 | ||
DAQO NEW ENERGY CORP | SPNSRD ADS NEW | 23703Q203 | 551 | 7,294 | SH | DFND | 7,294 | 0 | 0 | ||
DBX ETF TR | XTRACK HRVST CSI | 233051879 | 286 | 7,413 | SH | DFND | 7,413 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 412 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
DISCOVERY INC | COM SER A | 25470F104 | 1,821 | 41,906 | SH | DFND | 41,906 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 278 | 1,506 | SH | DFND | 1,506 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 304 | 2,200 | SH | DFND | 2,200 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 872 | 5,380 | SH | DFND | 5,380 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,046 | 3,550 | SH | DFND | 3,550 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 670 | 12,639 | SH | DFND | 12,639 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 424 | 4,857 | SH | DFND | 4,857 | 0 | 0 | ||
FLIR SYS INC | COM | 302445101 | 263 | 4,664 | SH | DFND | 4,664 | 0 | 0 | ||
FOX CORP | CL A COM | 35137L105 | 503 | 13,926 | SH | DFND | 13,926 | 0 | 0 | ||
GARMIN LTD | SHS | H2906T109 | 330 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 219 | 16,679 | SH | DFND | 16,679 | 0 | 0 | ||
GLOBAL X FDS | MSCI GREECE ETF | 37954Y319 | 338 | 12,802 | SH | DFND | 12,802 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 557 | 1,703 | SH | DFND | 1,703 | 0 | 0 | ||
GSX TECHEDU INC | SPONSORED ADS | 36257Y109 | 2,287 | 67,500 | SH | DFND | 67,500 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 217 | 1,000 | SH | DFND | 1,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 799 | 12,477 | SH | DFND | 12,477 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 496 | 29,844 | SH | DFND | 29,844 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 736 | 17,846 | SH | DFND | 17,846 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 4,388 | 131,172 | SH | DFND | 131,172 | 0 | 0 | ||
ISHARES INC | MSCI TURKEY ETF | 464286715 | 203 | 8,829 | SH | DFND | 8,829 | 0 | 0 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 47,936 | 534,402 | SH | DFND | 534,402 | 0 | 0 | ||
ISHARES INC | MSCI STH AFR ETF | 464286780 | 658 | 13,328 | SH | DFND | 13,328 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 4,445 | 167,218 | SH | DFND | 167,218 | 0 | 0 | ||
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 11,685 | 194,887 | SH | DFND | 194,887 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 8,053 | 117,526 | SH | DFND | 117,526 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,710 | 58,083 | SH | DFND | 58,083 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 12,097 | 106,274 | SH | DFND | 106,274 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,961 | 74,252 | SH | DFND | 74,252 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 20,988 | 161,387 | SH | DFND | 161,387 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 13,814 | 158,456 | SH | DFND | 158,456 | 0 | 0 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 9,590 | 117,385 | SH | DFND | 117,385 | 0 | 0 | ||
JAWS SPITFIRE ACQUISITION CO | SHS CL A | G50740102 | 119 | 11,600 | SH | DFND | 11,600 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 852 | 10,108 | SH | DFND | 10,108 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 460 | 2,801 | SH | DFND | 2,801 | 0 | 0 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 396 | 14,500 | SH | DFND | 14,500 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 700 | 3,456 | SH | DFND | 3,456 | 0 | 0 | ||
LIVEPERSON INC | COM | 538146101 | 211 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,053 | 2,850 | SH | DFND | 2,850 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 437 | 1,227 | SH | DFND | 1,227 | 0 | 0 | ||
MATERIALISE NV | SPONSORED ADS | 57667T100 | 564 | 15,700 | SH | DFND | 15,700 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 218 | 1,849 | SH | DFND | 1,849 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,422 | 14,514 | SH | DFND | 14,514 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 2,042 | 34,467 | SH | DFND | 34,467 | 0 | 0 | ||
NATWEST GROUP PLC | SPONS ADR 2 ORD | 639057108 | 289 | 53,748 | SH | DFND | 53,748 | 0 | 0 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 912 | 8,836 | SH | DFND | 8,836 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 407 | 780 | SH | DFND | 780 | 0 | 0 | ||
NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 2,074 | 148,120 | SH | DFND | 148,120 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | COM CL A | 64822P106 | 119 | 10,160 | SH | DFND | 10,160 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 241 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 200 | 617 | SH | DFND | 617 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 219 | 5,027 | SH | DFND | 5,027 | 0 | 0 | ||
ONE | COM CL A | G7000X105 | 151 | 12,988 | SH | DFND | 12,988 | 0 | 0 | ||
ORMAT TECHNOLOGIES INC | COM | 686688102 | 459 | 5,847 | SH | DFND | 5,847 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 252 | 1,039 | SH | DFND | 1,039 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 224 | 6,193 | SH | DFND | 6,193 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 203 | 2,285 | SH | DFND | 2,285 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 947 | 26,412 | SH | DFND | 26,412 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 397 | 2,935 | SH | DFND | 2,935 | 0 | 0 | ||
PROLOGIS INC. | COM | 74340W103 | 239 | 2,258 | SH | DFND | 2,258 | 0 | 0 | ||
PROTO LABS INC | COM | 743713109 | 231 | 1,900 | SH | DFND | 1,900 | 0 | 0 | ||
PUBLIC STORAGE | COM | 74460D109 | 209 | 845 | SH | DFND | 845 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 212 | 3,213 | SH | DFND | 3,213 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 214 | 960 | SH | DFND | 960 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 270 | 1,607 | SH | DFND | 1,607 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 679 | 13,837 | SH | DFND | 13,837 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,429 | 71,348 | SH | DFND | 71,348 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 1,894 | 19,242 | SH | DFND | 19,242 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 791 | 12,346 | SH | DFND | 12,346 | 0 | 0 | ||
SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 | 779 | 43,620 | SH | DFND | 43,620 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 365 | 1,271 | SH | DFND | 1,271 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 9,812 | 24,758 | SH | DFND | 24,758 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 219 | 2,001 | SH | DFND | 2,001 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 214 | 5,245 | SH | DFND | 5,245 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 464 | 7,667 | SH | DFND | 7,667 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 23,163 | 195,829 | SH | DFND | 195,829 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 448 | 8,314 | SH | DFND | 8,314 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 1,738 | 84,800 | SH | DFND | 84,800 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 903 | 7,422 | SH | DFND | 7,422 | 0 | 0 | ||
TRANSOCEAN INC | DEB 0.500% 1/3 | 893830BJ7 | 35 | 47,000 | PRN | DFND | 0 | 0 | 0 | ||
TRIMBLE INC | COM | 896239100 | 1,292 | 16,603 | SH | DFND | 16,603 | 0 | 0 | ||
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 5,973 | 231,411 | SH | DFND | 231,411 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 462 | 7,943 | SH | DFND | 7,943 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 3,114 | 69,036 | SH | DFND | 69,036 | 0 | 0 | ||
VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 931 | 31,175 | SH | DFND | 31,175 | 0 | 0 | ||
VIRGIN GALACTIC HOLDINGS INC | COM | 92766K106 | 385 | 12,566 | SH | DFND | 12,566 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 622 | 2,936 | SH | DFND | 2,936 | 0 | 0 |