The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 0 | 1 | SH | OTR | 0 | 0 | 1 | ||
AT&T INC | COM | 00206R102 | 253 | 8,859 | SH | SOLE | 8,859 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 7 | 83 | SH | OTR | 0 | 0 | 83 | ||
ABBVIE INC | COM | 00287Y109 | 147,938 | 1,688,978 | SH | SOLE | 1,688,978 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 339 | 33,212 | SH | SOLE | 33,212 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 14 | 12,737 | SH | SOLE | 12,737 | 0 | 0 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 2 | 57 | SH | OTR | 0 | 0 | 57 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 80,415 | 2,921,008 | SH | SOLE | 2,921,008 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | COM CL A | 03212A105 | 198 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | *W EXP 12/01/202 | 03212A113 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 9,564 | 82,580 | SH | SOLE | 82,580 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 1 | 15 | SH | OTR | 0 | 0 | 15 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 103,503 | 2,226,346 | SH | SOLE | 2,226,346 | 0 | 0 | ||
ARTIUS ACQUISITION INC | UNIT 99/99/9999 | 04316G204 | 104 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BAKER HUGHES COMPANY | CL A | 05722G100 | 620 | 46,617 | SH | SOLE | 46,617 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 105,751 | 496,624 | SH | SOLE | 496,624 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 1,679 | 3,258 | SH | SOLE | 3,258 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,056 | 20,232 | SH | SOLE | 20,232 | 0 | 0 | ||
BOWX ACQUISITION CORP | UNIT 08/03/2025 | 103085205 | 410 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 44,849 | 264,738 | SH | SOLE | 264,738 | 0 | 0 | ||
CHP MERGER CORP | COM CL A | 12558Y106 | 103 | 10,060 | SH | SOLE | 10,060 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 2 | 95 | SH | OTR | 0 | 0 | 95 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 100,733 | 5,205,829 | SH | SOLE | 5,205,828 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1 | 8 | SH | OTR | 0 | 0 | 8 | ||
CHEVRON CORP NEW | COM | 166764100 | 61,765 | 857,844 | SH | SOLE | 857,844 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 30,514 | 774,651 | SH | SOLE | 774,651 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1 | 14 | SH | OTR | 0 | 0 | 14 | ||
CITIGROUP INC | COM NEW | 172967424 | 47,362 | 1,098,628 | SH | SOLE | 1,098,628 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 7,939 | 882,149 | SH | SOLE | 882,149 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,186 | 36,114 | SH | SOLE | 36,114 | 0 | 0 | ||
DANA INCORPORATED | COM | 235825205 | 1 | 57 | SH | OTR | 0 | 0 | 57 | ||
DANA INCORPORATED | COM | 235825205 | 511 | 41,482 | SH | SOLE | 41,482 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 4 | 78 | SH | OTR | 0 | 0 | 78 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 147,882 | 2,665,509 | SH | SOLE | 2,665,509 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | COM CL A | 26873Y104 | 196 | 19,998 | SH | SOLE | 19,998 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 524 | 14,590 | SH | SOLE | 14,590 | 0 | 0 | ||
EQT CORP | COM | 26884L109 | 878 | 67,889 | SH | SOLE | 67,889 | 0 | 0 | ||
EAST RES ACQUISITION CO | UNIT 07/01/2027 | 274681204 | 252 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EQUITY DISTR ACQUISITION COR | UNIT 99/99/9999 | 29465E205 | 309 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
EXECUTIVE NETWORK PARTNERING | UNIT 99/99/9999 | 30158L209 | 631 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EXPERIENCE INVT CORP | COM CL A | 30217C109 | 318 | 31,644 | SH | SOLE | 31,644 | 0 | 0 | ||
EXPERIENCE INVT CORP | *W EXP 09/01/202 | 30217C117 | 13 | 10,548 | SH | SOLE | 10,548 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,327 | 38,654 | SH | SOLE | 38,654 | 0 | 0 | ||
FALCON CAPITAL ACQUISITN COR | UNIT 08/20/2027 | 30606L207 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FARMER BROS CO | COM | 307675108 | 1 | 183 | SH | OTR | 0 | 0 | 183 | ||
FARMER BROS CO | COM | 307675108 | 2,730 | 617,603 | SH | SOLE | 617,603 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 1 | 91 | SH | OTR | 0 | 0 | 91 | ||
FIREEYE INC | COM | 31816Q101 | 4,057 | 328,641 | SH | SOLE | 328,641 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 96 | 12,986 | SH | SOLE | 12,986 | 0 | 0 | ||
FLYING EAGLE ACQUISITION COR | COM | 34407Y103 | 122 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FOLEY TRASIMENE ACQUISTN COR | COM CL A | 34431F104 | 259 | 24,999 | SH | SOLE | 24,999 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | COM CL A | 36258Q105 | 538 | 49,996 | SH | SOLE | 49,996 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | *W EXP 06/30/202 | 36258Q113 | 27 | 12,499 | SH | SOLE | 12,499 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 12 | 409 | SH | OTR | 0 | 0 | 409 | ||
GENERAL MTRS CO | COM | 37045V100 | 115,166 | 3,892,061 | SH | SOLE | 3,892,061 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2 | 10 | SH | OTR | 0 | 0 | 10 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 78,118 | 388,705 | SH | SOLE | 388,705 | 0 | 0 | ||
GORES HLDGS IV INC | COM CL A | 382865103 | 103 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 122 | 10,704 | SH | SOLE | 10,704 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | *W EXP 10/31/202 | 42087L119 | 11 | 10,787 | SH | SOLE | 10,787 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 11,579 | 282,888 | SH | SOLE | 282,888 | 0 | 0 | ||
HUDSON EXECUTIVE INVT CORP | COM CL A | 443761101 | 197 | 19,998 | SH | SOLE | 19,998 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 2 | 44 | SH | OTR | 0 | 0 | 44 | ||
INTEL CORP | COM | 458140100 | 150,856 | 2,913,410 | SH | SOLE | 2,913,410 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 60,975 | 501,149 | SH | SOLE | 501,149 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 65,698 | 1,620,569 | SH | SOLE | 1,620,569 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1 | 9 | SH | OTR | 0 | 0 | 9 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 42,579 | 442,286 | SH | SOLE | 442,286 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 826 | 66,982 | SH | SOLE | 66,982 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 7,103 | 383,316 | SH | SOLE | 383,316 | 0 | 0 | ||
LONGVIEW ACQUISITION CORP | COM CL A | 543195101 | 295 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
LONGVIEW ACQUISITION CORP | *W EXP 05/27/202 | 543195119 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 1 | 6 | SH | OTR | 0 | 0 | 6 | ||
LOWES COS INC | COM | 548661107 | 86,313 | 520,396 | SH | SOLE | 520,396 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 1 | 34 | SH | OTR | 0 | 0 | 34 | ||
MARATHON PETE CORP | COM | 56585A102 | 23,891 | 814,278 | SH | SOLE | 814,278 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 93,763 | 1,939,261 | SH | SOLE | 1,939,261 | 0 | 0 | ||
NEWHOLD INVESTMENT CORP | COM CL A | 651448102 | 195 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEWHOLD INVESTMENT CORP | *W EXP 03/10/202 | 651448110 | 7 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | COM CL A | 68839R104 | 194 | 19,006 | SH | SOLE | 19,006 | 0 | 0 | ||
PACTIV EVERGREEN INC | COM | 69526K105 | 329 | 25,868 | SH | SOLE | 25,868 | 0 | 0 | ||
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 227 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 94,613 | 2,578,001 | SH | SOLE | 2,578,001 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 246 | 4,753 | SH | SOLE | 4,753 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,157 | 13,453 | SH | SOLE | 13,453 | 0 | 0 | ||
POST HLDGS INC | COM | 737446104 | 31,980 | 371,865 | SH | SOLE | 371,865 | 0 | 0 | ||
PRIMO WATER CORPORATION | COM | 74167P108 | 3 | 210 | SH | OTR | 0 | 0 | 210 | ||
PRIMO WATER CORPORATION | COM | 74167P108 | 83,940 | 5,911,300 | SH | SOLE | 5,911,300 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 1 | 6 | SH | OTR | 0 | 0 | 6 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 13,617 | 118,936 | SH | SOLE | 118,936 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 60,468 | 1,050,887 | SH | SOLE | 1,050,887 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,507 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
SEABOARD CORP | COM | 811543107 | 1,007 | 355 | SH | SOLE | 355 | 0 | 0 | ||
SOFTWARE ACQUISITION GROUP I | COM CL A | 83406B101 | 152 | 15,296 | SH | SOLE | 15,296 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 60,896 | 1,094,265 | SH | SOLE | 1,094,265 | 0 | 0 | ||
TEXTRON INC | COM | 883203101 | 2 | 46 | SH | OTR | 0 | 0 | 46 | ||
TEXTRON INC | COM | 883203101 | 23,507 | 651,338 | SH | SOLE | 651,338 | 0 | 0 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 2 | 56 | SH | OTR | 0 | 0 | 56 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 44,503 | 1,098,025 | SH | SOLE | 1,098,025 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 49,786 | 836,878 | SH | SOLE | 836,878 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 1 | 80 | SH | OTR | 0 | 0 | 80 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 70,209 | 5,231,703 | SH | SOLE | 5,231,703 | 0 | 0 | ||
VOYA FINANCIAL INC | COM | 929089100 | 3 | 62 | SH | OTR | 0 | 0 | 62 | ||
VOYA FINANCIAL INC | COM | 929089100 | 86,212 | 1,798,715 | SH | SOLE | 1,798,715 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 64,495 | 460,974 | SH | SOLE | 460,974 | 0 | 0 | ||
WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 398 | 13,958 | SH | SOLE | 13,958 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 1 | 62 | SH | OTR | 0 | 0 | 62 | ||
WILLIAMS COS INC | COM | 969457100 | 33,376 | 1,698,507 | SH | SOLE | 1,698,507 | 0 | 0 | ||
ASCENDANT DIGITAL ACQUISITIO | COM CL A | G05155109 | 199 | 19,998 | SH | SOLE | 19,998 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HLDNG | COM | G1992Y114 | 974 | 93,700 | SH | SOLE | 93,700 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HLDNG | *W EXP 99/99/999 | G1992Y122 | 60 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | UNIT 08/11/2025 | G23726121 | 505 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
D8 HOLDINGS CORP | SHS CL A | G2614K110 | 391 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
D8 HOLDINGS CORP | *W EXP 08/05/202 | G2614K128 | 14 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1 | 5 | SH | OTR | 0 | 0 | 5 | ||
EATON CORP PLC | SHS | G29183103 | 102,007 | 999,771 | SH | SOLE | 999,771 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 2,010 | 199,996 | SH | SOLE | 199,996 | 0 | 0 | ||
CC NEUBERGER PRIN HLDGS II | *W EXP 07/29/202 | G3166T111 | 82 | 49,999 | SH | SOLE | 49,999 | 0 | 0 | ||
JAWS ACQUISITION CORP | SHS | G50744104 | 260 | 24,999 | SH | SOLE | 24,999 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 42,056 | 404,692 | SH | SOLE | 404,692 | 0 | 0 | ||
PRIME IMPACT ACQUISITION I | UNIT 10/01/2030 | G61074111 | 501 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NVENT ELECTRIC PLC | SHS | G6700G107 | 409 | 23,145 | SH | SOLE | 23,145 | 0 | 0 | ||
QELL ACQUISITION CORP | UNIT 10/01/2025 | G7307X121 | 1,016 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
REDBALL ACQUISITION CORP | UNIT 99/99/9999 | G7417R121 | 529 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
REPLAY ACQUISITION CORP | COM | G75130107 | 190 | 18,632 | SH | SOLE | 18,632 | 0 | 0 | ||
SIRIUS INTERNATIONAL INSURAN | COM | G8196D101 | 116 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SOCIAL CAP HDOSPHIA HLDG CO | SHS CL A | G8250T109 | 214 | 11,251 | SH | SOLE | 11,251 | 0 | 0 | ||
SOCIAL CAP HEDSPIA HLDG CO I | COM CL A | G8251K107 | 498 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SOCIAL CAP HEDSPIA HLDG CO I | *W EXP 99/99/999 | G8251K115 | 64 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
TORTOISE ACQUISITION CORP II | UNIT 06/14/2027 | G89554110 | 218 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TREBIA ACQUISITION CORP | COM CL A | G9027T109 | 204 | 19,998 | SH | SOLE | 19,998 | 0 | 0 |