The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Common Stock | 002824100 | 104 | 944 | SH | SOLE | 0 | 0 | 944 | ||
Accenture PLC A | Common Stock | G1151C101 | 733 | 2,808 | SH | SOLE | 0 | 0 | 2,808 | ||
Akamai Technologies Inc | Common Stock | 00971T101 | 88 | 843 | SH | SOLE | 0 | 0 | 843 | ||
Amazon.com Inc | Common Stock | 023135106 | 257 | 79 | SH | SOLE | 0 | 0 | 79 | ||
Amphenol Corp | Common Stock | 032095101 | 130 | 993 | SH | SOLE | 0 | 0 | 993 | ||
Ansys Inc | Common Stock | 03662Q105 | 278 | 764 | SH | SOLE | 0 | 0 | 764 | ||
Apple Inc | Common Stock | 037833100 | 435 | 3,280 | SH | SOLE | 0 | 0 | 3,280 | ||
Applied Materials Inc | Common Stock | 038222105 | 91 | 1,060 | SH | SOLE | 0 | 0 | 1,060 | ||
Ares Capital Corp | Common Stock | 04010L103 | 1,052 | 62,261 | SH | SOLE | 0 | 0 | 62,261 | ||
ASML Holding NV | Common Stock | N07059210 | 221 | 454 | SH | SOLE | 0 | 0 | 454 | ||
Broadridge Financial Solutions Inc | Common Stock | 11133T103 | 468 | 3,046 | SH | SOLE | 0 | 0 | 3,046 | ||
Capital Southwest Corp | Common Stock | 140501107 | 959 | 54,044 | SH | SOLE | 0 | 0 | 54,044 | ||
Chevron Corp | Common Stock | 166764100 | 355 | 4,202 | SH | SOLE | 0 | 0 | 4,202 | ||
Chubb Ltd | Common Stock | H1467J104 | 477 | 3,083 | SH | SOLE | 0 | 0 | 3,083 | ||
Church & Dwight Co Inc | Common Stock | 171340102 | 84 | 1,197 | SH | SOLE | 0 | 0 | 1,197 | ||
Cisco Systems Inc | Common Stock | 17275R102 | 365 | 8,152 | SH | SOLE | 0 | 0 | 8,152 | ||
Eaton Corp PLC | Common Stock | G29183103 | 267 | 2,223 | SH | SOLE | 0 | 0 | 2,223 | ||
Facebook Inc A | Common Stock | 30303M102 | 229 | 793 | SH | SOLE | 0 | 0 | 793 | ||
Fidelity National Financial Inc | Common Stock | 31620R303 | 370 | 9,466 | SH | SOLE | 0 | 0 | 9,466 | ||
First Horizon Corp | Common Stock | 320517105 | 432 | 33,535 | SH | SOLE | 0 | 0 | 33,535 | ||
First Trust Hrzn Mgd Vol Dev Intl | ETF | 33739P871 | 11,369 | 372,377 | SH | SOLE | 0 | 0 | 372,377 | ||
First Trust Low Duration Opps ETF | ETF | 33739Q200 | 3,665 | 71,212 | SH | SOLE | 0 | 0 | 71,211 | ||
First Trust Senior Loan | ETF | 33738D309 | 4,997 | 104,992 | SH | SOLE | 0 | 0 | 104,992 | ||
First Trust TCW Opportunistic Fxd Inc | ETF | 33740F805 | 7,169 | 130,991 | SH | SOLE | 0 | 0 | 130,990 | ||
First Trust US Equity Opportunities | ETF | 336920103 | 17,641 | 149,108 | SH | SOLE | 0 | 0 | 149,107 | ||
First Trust Value Line Dividend ETF | ETF | 33734H106 | 18,412 | 525,027 | SH | SOLE | 0 | 0 | 525,027 | ||
FT Cboe Vest US Equity Buffer June | ETF | 33740F722 | 16,632 | 488,177 | SH | SOLE | 0 | 0 | 488,177 | ||
Genuine Parts Co | Common Stock | 372460105 | 405 | 3,997 | SH | SOLE | 0 | 0 | 3,997 | ||
Global X MLP & Energy Infrastructure ETF | Exchange Traded Fund | 37954Y293 | 1,188 | 44,080 | SH | SOLE | 0 | 0 | 44,080 | ||
Global X NASDAQ 100 Covered Call ETF | ETF | 37954Y483 | 8,166 | 358,153 | SH | SOLE | 0 | 0 | 358,153 | ||
Goldman Sachs BDC Inc | Common Stock | 38147U107 | 1,115 | 56,912 | SH | SOLE | 0 | 0 | 56,912 | ||
HDFC Bank Ltd | Common Stock | 40415F101 | 232 | 3,217 | SH | SOLE | 0 | 0 | 3,217 | ||
Heico Corp | Common Stock | 422806208 | 383 | 3,276 | SH | SOLE | 0 | 0 | 3,276 | ||
Hercules Capital Inc | Common Stock | 427096508 | 1,070 | 74,189 | SH | SOLE | 0 | 0 | 74,189 | ||
IDEXX Laboratories Inc | Common Stock | 45168D104 | 119 | 237 | SH | SOLE | 0 | 0 | 237 | ||
Invesco Glb ST High-Yield Bond | ETF | 46138E669 | 5,137 | 231,361 | SH | SOLE | 0 | 0 | 231,360 | ||
INVESCO S&P 500 LOW VOLATILITY ETF | ETF | 46138E354 | 2,780 | 49,429 | SH | SOLE | 0 | 0 | 49,429 | ||
iShares Core MSCI EAFE | ETF | 46432F842 | 14,179 | 205,226 | SH | SOLE | 0 | 0 | 205,225 | ||
iShares Core S&P Small-Cap | Exchange Traded Fund | 464287804 | 10,496 | 114,210 | SH | SOLE | 0 | 0 | 114,210 | ||
iShares Edge MSCI Min Vol Global | Exchange Traded Fund | 464286525 | 3,955 | 40,811 | SH | SOLE | 0 | 0 | 40,811 | ||
iShares Expanded Tech-Software Sect ETF | Exchange Traded Fund | 464287515 | 3,015 | 8,515 | SH | SOLE | 0 | 0 | 8,515 | ||
iShares JPMorgan USD Emerg Markets Bond | Exchange Traded Fund | 464288281 | 2,281 | 19,682 | SH | SOLE | 0 | 0 | 19,682 | ||
iShares Mortgage Real Estate ETF | Exchange Traded Fund | 46435G342 | 1,649 | 51,759 | SH | SOLE | 0 | 0 | 51,759 | ||
iShares Preferred&Income Securities ETF | Exchange Traded Fund | 464288687 | 2,304 | 59,829 | SH | SOLE | 0 | 0 | 59,829 | ||
iShares U.S. Healthcare ETF | Exchange Traded Fund | 464287762 | 2,985 | 12,137 | SH | SOLE | 0 | 0 | 12,137 | ||
Kellogg Co | Common Stock | 487836108 | 435 | 6,984 | SH | SOLE | 0 | 0 | 6,984 | ||
Lockheed Martin Corp | Common Stock | 539830109 | 106 | 297 | SH | SOLE | 0 | 0 | 297 | ||
Lowe's Companies Inc | Common Stock | 548661107 | 588 | 3,666 | SH | SOLE | 0 | 0 | 3,666 | ||
LVMH Moet Hennessy Louis Vuitton SE | Common Stock | 502441306 | 253 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
Medtronic PLC | Common Stock | G5960L103 | 704 | 5,983 | SH | SOLE | 0 | 0 | 5,983 | ||
MercadoLibre Inc | Common Stock | 58733R102 | 377 | 225 | SH | SOLE | 0 | 0 | 225 | ||
Merck & Co Inc | Common Stock | 58933Y105 | 125 | 1,526 | SH | SOLE | 0 | 0 | 1,526 | ||
Mettler Toledo International Com | Stock | 592688105 | 224 | 197 | SH | SOLE | 0 | 0 | 197 | ||
Microsoft Corp | Common Stock | 594918104 | 692 | 3,113 | SH | SOLE | 0 | 0 | 3,113 | ||
Mondelez International Inc Class A | Common Stock | 609207105 | 517 | 8,800 | SH | SOLE | 0 | 0 | 8,800 | ||
Moody's Corporation | Common Stock | 615369105 | 255 | 878 | SH | SOLE | 0 | 0 | 878 | ||
MSCI Inc | Common Stock | 55354G100 | 100 | 224 | SH | SOLE | 0 | 0 | 224 | ||
NATIONWIDE RISK MANAGD INCOME ETF | Exchange Traded Fund | 26922A172 | 752 | 27,335 | SH | SOLE | 0 | 0 | 27,335 | ||
NVIDIA Corp | Common Stock | 67066G104 | 106 | 203 | SH | SOLE | 0 | 0 | 203 | ||
OWL ROCK CAPITAL ORD | Common Stock | 69121K104 | 1,101 | 84,731 | SH | SOLE | 0 | 0 | 84,731 | ||
Procter & Gamble Co | Common Stock | 742718109 | 80 | 574 | SH | SOLE | 0 | 0 | 574 | ||
Quest Diagnostics Inc | Common Stock | 74834L100 | 366 | 3,073 | SH | SOLE | 0 | 0 | 3,073 | ||
Roper Technologies Inc | Common Stock | 776696106 | 206 | 478 | SH | SOLE | 0 | 0 | 478 | ||
SAP SE ADR | Common Stock | 803054204 | 337 | 2,583 | SH | SOLE | 0 | 0 | 2,583 | ||
Shopify Inc | Common Stock | 82509L107 | 233 | 206 | SH | SOLE | 0 | 0 | 206 | ||
Sixth Street Specialty Lending Inc | Common Stock | 83012A109 | 1,062 | 50,226 | SH | SOLE | 0 | 0 | 50,226 | ||
Skyworks Solutions Inc | Common Stock | 83088M102 | 86 | 568 | SH | SOLE | 0 | 0 | 568 | ||
Solar Senior Capital Ltd | Common Stock | 83416M105 | 1,098 | 75,426 | SH | SOLE | 0 | 0 | 75,426 | ||
SPDR Portfolio Emerging Markets | ETF | 78463X509 | 15,302 | 362,949 | SH | SOLE | 0 | 0 | 362,949 | ||
Spdr S&P Dividend Etf | ETF | 78464A763 | 2,898 | 27,361 | SH | SOLE | 0 | 0 | 27,361 | ||
SPDR Blmbg Barclays Convert Secs ETF | Exchange Traded Fund | 78464A359 | 2,262 | 27,320 | SH | SOLE | 0 | 0 | 27,320 | ||
SS&C Technologies Holdings Inc | Common Stock | 78467J100 | 430 | 5,909 | SH | SOLE | 0 | 0 | 5,909 | ||
Taiwan Semiconductor Manufacturing Co Ltd | Common Stock | 874039100 | 391 | 3,571 | SH | SOLE | 0 | 0 | 3,571 | ||
Texas Instruments Inc | Common Stock | 882508104 | 609 | 3,709 | SH | SOLE | 0 | 0 | 3,709 | ||
Texas Pacific Land Trust | Common Stock | 88262P102 | 249 | 343 | SH | SOLE | 0 | 0 | 343 | ||
Thermo Fisher Scientific Inc | Common Stock | 883556102 | 186 | 399 | SH | SOLE | 0 | 0 | 399 | ||
TJX Companies Inc | Common Stock | 872540109 | 317 | 4,638 | SH | SOLE | 0 | 0 | 4,638 | ||
Tractor Supply Co | Common Stock | 892356106 | 355 | 2,525 | SH | SOLE | 0 | 0 | 2,525 | ||
TriplePoint Venture Growth BDC Corp | Common Stock | 89677Y100 | 1,104 | 83,889 | SH | SOLE | 0 | 0 | 83,889 | ||
Truist Finl Corp Com | Common Stock | 89832Q109 | 387 | 8,073 | SH | SOLE | 0 | 0 | 8,073 | ||
United Parcel Service Inc Class B | Common Stock | 911312106 | 361 | 2,144 | SH | SOLE | 0 | 0 | 2,144 | ||
VanEck Vectors BDC Income ETF | Exchange Traded Fund | 92189F411 | 3,170 | 230,818 | SH | SOLE | 0 | 0 | 230,818 | ||
VanEck Vectors CEF Municipal Income ETF | Exchange Traded Fund | 92189F460 | 2,151 | 75,180 | SH | SOLE | 0 | 0 | 75,180 | ||
Vanguard Consumer Staples ETF | Exchange Traded Fund | 92204A207 | 2,881 | 16,568 | SH | SOLE | 0 | 0 | 16,568 | ||
Vanguard Mid Cap Index ETF | ETF | 922908629 | 23,196 | 112,181 | SH | SOLE | 0 | 0 | 112,181 | ||
Vanguard Total Intl Bond Index | ETF | 92203J407 | 3,409 | 58,221 | SH | SOLE | 0 | 0 | 58,221 | ||
Visa Inc Class A | Common Stock | 92826C839 | 798 | 3,647 | SH | SOLE | 0 | 0 | 3,647 | ||
WisdomTree Emg Mkts ex-State Owned | ETF | 97717X578 | 13,757 | 346,779 | SH | SOLE | 0 | 0 | 346,779 | ||
Zimmer Biomet Holdings Inc | Common Stock | 98956P102 | 504 | 3,265 | SH | SOLE | 0 | 0 | 3,265 | ||
Zoetis Inc | Common Stock | 98978V103 | 166 | 1,001 | SH | SOLE | 0 | 0 | 1,001 |