The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc | Stock | 00287Y109 | 211 | 1,953 | SH | SOLE | 0 | 0 | 1,953 | ||
Accenture PLC A | Stock | G1151C101 | 815 | 2,951 | SH | SOLE | 0 | 0 | 2,951 | ||
AIA Group Ltd | Stock | 001317205 | 256 | 5,205 | SH | SOLE | 0 | 0 | 5,205 | ||
Ares Capital Corp | Stock | 04010L103 | 1,159 | 61,935 | SH | SOLE | 0 | 0 | 61,935 | ||
ASML Holding NV | Stock | N07059210 | 253 | 409 | SH | SOLE | 0 | 0 | 409 | ||
Atlas Copco AB | Stock | 049255706 | 209 | 3,414 | SH | SOLE | 0 | 0 | 3,414 | ||
Broadridge Financial Solutions Inc | Stock | 11133T103 | 498 | 3,243 | SH | SOLE | 0 | 0 | 3,243 | ||
Brookfield Asset Management Inc Class A | Stock | 112585104 | 204 | 4,579 | SH | SOLE | 0 | 0 | 4,579 | ||
CaixaBank SA | Stock | 12803K109 | 16 | 15,695 | SH | SOLE | 0 | 0 | 15,695 | ||
Capital Southwest Corp | Stock | 140501107 | 1,200 | 54,138 | SH | SOLE | 0 | 0 | 54,138 | ||
Chevron Corp | Stock | 166764100 | 515 | 4,912 | SH | SOLE | 0 | 0 | 4,912 | ||
Chubb Ltd | Stock | H1467J104 | 456 | 2,870 | SH | SOLE | 0 | 0 | 2,870 | ||
Equinix Inc | Stock | 29444U700 | 449 | 660 | SH | SOLE | 0 | 0 | 660 | ||
Facebook Inc A | Stock | 30303M102 | 254 | 864 | SH | SOLE | 0 | 0 | 864 | ||
Fidelity National Financial Inc | Stock | 31620R303 | 408 | 10,036 | SH | SOLE | 0 | 0 | 10,036 | ||
First Horizon Corp | Stock | 320517105 | 640 | 37,524 | SH | SOLE | 0 | 0 | 37,524 | ||
First Trust Hrzn Mgd Vol Dev Intl | ETF | 33739P871 | 11,817 | 379,699 | SH | SOLE | 0 | 0 | 379,699 | ||
First Trust Low Duration Opps ETF | ETF | 33739Q200 | 3,703 | 72,531 | SH | SOLE | 0 | 0 | 72,531 | ||
First Trust Senior Loan | ETF | 33738D309 | 5,158 | 107,696 | SH | SOLE | 0 | 0 | 107,696 | ||
First Trust TCW Opportunistic Fxd Inc | ETF | 33740F805 | 7,110 | 134,584 | SH | SOLE | 0 | 0 | 134,584 | ||
First Trust US Equity Opportunities | ETF | 336920103 | 17,773 | 149,163 | SH | SOLE | 0 | 0 | 149,163 | ||
First Trust Value Line Dividend ETF | ETF | 33734H106 | 17,269 | 454,681 | SH | SOLE | 0 | 0 | 454,681 | ||
First Trust Value Line Dividend ETF | ETF | 33734H106 | 3,264 | 85,932 | SH | SOLE | 0 | 0 | 85,932 | ||
FT Cboe Vest US Equity Buffer June | ETF | 33740F722 | 17,320 | 495,342 | SH | SOLE | 0 | 0 | 495,342 | ||
Genuine Parts Co | Stock | 372460105 | 490 | 4,208 | SH | SOLE | 0 | 0 | 4,208 | ||
Global X MLP & Energy Infrastructure ETF | ETF | 37954Y293 | 1,385 | 43,838 | SH | SOLE | 0 | 0 | 43,838 | ||
Global X NASDAQ 100 Covered Call ETF | ETF | 37954Y483 | 8,788 | 389,367 | SH | SOLE | 0 | 0 | 389,367 | ||
Goldman Sachs BDC Inc | Stock | 38147U107 | 1,122 | 56,744 | SH | SOLE | 0 | 0 | 56,744 | ||
HDFC Bank Ltd | Stock | 40415F101 | 253 | 3,255 | SH | SOLE | 0 | 0 | 3,255 | ||
Heico Corp | Stock | 422806208 | 303 | 2,663 | SH | SOLE | 0 | 0 | 2,663 | ||
Hercules Capital Inc | Stock | 427096508 | 1,197 | 74,657 | SH | SOLE | 0 | 0 | 74,657 | ||
Invesco Glb ST High-Yield Bond | ETF | 46138E669 | 5,275 | 238,668 | SH | SOLE | 0 | 0 | 238,668 | ||
Invesco S&P 500 Low Volatility ETF | ETF | 46138E354 | 3,074 | 52,858 | SH | SOLE | 0 | 0 | 52,858 | ||
iShares Core MSCI EAFE | ETF | 46432F842 | 14,804 | 205,471 | SH | SOLE | 0 | 0 | 205,471 | ||
iShares Core S&P 500 ETF | ETF | 464287200 | 224 | 564 | SH | SOLE | 0 | 0 | 564 | ||
iShares Core S&P Mid-Cap ETF | ETF | 464287507 | 248 | 951 | SH | SOLE | 0 | 0 | 951 | ||
iShares Core S&P Small-Cap | ETF | 464287804 | 8,643 | 79,640 | SH | SOLE | 0 | 0 | 79,640 | ||
iShares Edge MSCI Min Vol Global | ETF | 464286525 | 4,227 | 42,848 | SH | SOLE | 0 | 0 | 42,848 | ||
iShares Expanded Tech-Software Sect ETF | ETF | 464287515 | 3,070 | 8,992 | SH | SOLE | 0 | 0 | 8,992 | ||
iShares JPMorgan USD Emerg Markets Bond | ETF | 464288281 | 2,161 | 19,847 | SH | SOLE | 0 | 0 | 19,847 | ||
iShares Mortgage Real Estate ETF | ETF | 46435G342 | 1,824 | 51,717 | SH | SOLE | 0 | 0 | 51,717 | ||
iShares Preferred&Income Securities ETF | ETF | 464288687 | 2,307 | 60,077 | SH | SOLE | 0 | 0 | 60,077 | ||
iShares U.S. Healthcare ETF | ETF | 464287762 | 3,228 | 12,788 | SH | SOLE | 0 | 0 | 12,788 | ||
Jack Henry & Associates Inc | Stock | 426281101 | 275 | 1,811 | SH | SOLE | 0 | 0 | 1,811 | ||
Janus Henderson Short Duration Inc ETF | ETF | 47103U886 | 308 | 6,145 | SH | SOLE | 0 | 0 | 6,145 | ||
JPMORGAN ULTRA-SHORT INCOME ETF | ETF | 46641Q837 | 309 | 6,096 | SH | SOLE | 0 | 0 | 6,096 | ||
Kellogg Co | Stock | 487836108 | 273 | 4,305 | SH | SOLE | 0 | 0 | 4,305 | ||
Lowe's Companies Inc | Stock | 548661107 | 767 | 4,033 | SH | SOLE | 0 | 0 | 4,033 | ||
LVMH Moet Hennessy Louis Vuitton SE | Stock | 502441306 | 279 | 2,087 | SH | SOLE | 0 | 0 | 2,087 | ||
Medtronic PLC | Stock | G5960L103 | 798 | 6,719 | SH | SOLE | 0 | 0 | 6,719 | ||
MercadoLibre Inc | Stock | 58733R102 | 317 | 215 | SH | SOLE | 0 | 0 | 215 | ||
Mondelez International Inc Class A | Stock | 609207105 | 553 | 9,392 | SH | SOLE | 0 | 0 | 9,392 | ||
Moody's Corporation | Stock | 615369105 | 276 | 925 | SH | SOLE | 0 | 0 | 925 | ||
NATIONWIDE RISK MANAGD INCOME ETF | ETF | 26922A172 | 754 | 28,120 | SH | SOLE | 0 | 0 | 28,120 | ||
Nike Inc B | Stock | 654106103 | 203 | 1,526 | SH | SOLE | 0 | 0 | 1,526 | ||
OWL ROCK CAPITAL ORD | Stock | 69121K104 | 1,191 | 84,603 | SH | SOLE | 0 | 0 | 84,603 | ||
Pioneer Natural Resources Co | Stock | 723787107 | 275 | 1,723 | SH | SOLE | 0 | 0 | 1,723 | ||
Quest Diagnostics Inc | Stock | 74834L100 | 423 | 3,297 | SH | SOLE | 0 | 0 | 3,297 | ||
Rolls-Royce Holdings PLC | Stock | 775781206 | 26 | 17,032 | SH | SOLE | 0 | 0 | 17,032 | ||
Roper Technologies Inc | Stock | 776696106 | 208 | 515 | SH | SOLE | 0 | 0 | 515 | ||
SAP SE ADR | Stock | 803054204 | 362 | 2,952 | SH | SOLE | 0 | 0 | 2,952 | ||
Shopify Inc | Stock | 82509L107 | 245 | 221 | SH | SOLE | 0 | 0 | 221 | ||
Sixth Street Specialty Lending Inc | Stock | 83012A109 | 1,153 | 50,857 | SH | SOLE | 0 | 0 | 50,857 | ||
SLR Senior Investment Corp | Stock | 83416M105 | 1,123 | 75,893 | SH | SOLE | 0 | 0 | 75,893 | ||
SPDR Portfolio Emerging Markets | ETF | 78463X509 | 15,893 | 363,022 | SH | SOLE | 0 | 0 | 363,022 | ||
SPDR Blmbg Barclays Convert Secs ETF | ETF | 78464A359 | 2,315 | 27,771 | SH | SOLE | 0 | 0 | 27,771 | ||
SPDR S&P Dividend ETF | ETF | 78464A763 | 3,358 | 28,451 | SH | SOLE | 0 | 0 | 28,451 | ||
SS&C Technologies Holdings Inc | Stock | 78467J100 | 425 | 6,088 | SH | SOLE | 0 | 0 | 6,088 | ||
Taiwan Semiconductor Manufacturing Co Ltd | Stock | 874039100 | 400 | 3,369 | SH | SOLE | 0 | 0 | 3,369 | ||
Tencent Holdings Ltd ADR | Stock | 88032Q109 | 222 | 2,788 | SH | SOLE | 0 | 0 | 2,788 | ||
Texas Pacific Land Corp | Stock | 88262P102 | 806 | 507 | SH | SOLE | 0 | 0 | 507 | ||
The Home Depot Inc | Stock | 437076102 | 281 | 920 | SH | SOLE | 0 | 0 | 920 | ||
TJX Companies Inc | Stock | 872540109 | 315 | 4,757 | SH | SOLE | 0 | 0 | 4,757 | ||
TriplePoint Venture Growth BDC Corp | Stock | 89677Y100 | 1,193 | 82,577 | SH | SOLE | 0 | 0 | 82,577 | ||
Truist Finl Corp Com | Stock | 89832Q109 | 504 | 8,636 | SH | SOLE | 0 | 0 | 8,636 | ||
United Parcel Service Inc Class B | Stock | 911312106 | 397 | 2,334 | SH | SOLE | 0 | 0 | 2,334 | ||
UnitedHealth Group Inc | Stock | 91324P102 | 212 | 571 | SH | SOLE | 0 | 0 | 571 | ||
VanEck Vectors BDC Income ETF | ETF | 92189F411 | 3,557 | 219,545 | SH | SOLE | 0 | 0 | 219,545 | ||
VanEck Vectors CEF Municipal Income ETF | ETF | 92189F460 | 2,157 | 75,383 | SH | SOLE | 0 | 0 | 75,383 | ||
Vanguard Consumer Staples ETF | ETF | 92204A207 | 3,143 | 17,632 | SH | SOLE | 0 | 0 | 17,632 | ||
Vanguard Mid Cap Index ETF | ETF | 922908629 | 24,754 | 111,839 | SH | SOLE | 0 | 0 | 111,839 | ||
Vanguard Total Intl Bond Index | ETF | 92203J407 | 3,340 | 58,466 | SH | SOLE | 0 | 0 | 58,466 | ||
Visa Inc Class A | Stock | 92826C839 | 857 | 4,046 | SH | SOLE | 0 | 0 | 4,046 | ||
WisdomTree Emg Mkts ex-State Owned | ETF | 97717X578 | 14,114 | 346,866 | SH | SOLE | 0 | 0 | 346,866 |