The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
First Trust Value Line Dividend ETF | ETF | 33734H106 | 16,504 | 390,166 | SH | SOLE | 0 | 0 | 390,166 | ||
FT NASDAQ Rising Dividend Achievers | ETF | 33738R506 | 15,955 | 325,610 | SH | SOLE | 0 | 0 | 325,610 | ||
First Trust Europe AlphaDEX | ETF | 33737J117 | 12,170 | 314,964 | SH | SOLE | 0 | 0 | 314,964 | ||
First Trust United Kingdom AlphaDEX | ETF | 33737J224 | 7,570 | 196,449 | SH | SOLE | 0 | 0 | 196,449 | ||
Oaktree Specialty Lending Corp | Stock | 67401P108 | 1,200 | 162,751 | SH | SOLE | 0 | 0 | 162,751 | ||
First Trust TCW Opportunistic Fxd Inc | ETF | 33740F805 | 7,819 | 157,713 | SH | SOLE | 0 | 0 | 157,713 | ||
Invesco S&P 500 Revenue | ETF | 46138G698 | 11,367 | 140,913 | SH | SOLE | 0 | 0 | 140,913 | ||
Invesco Buyback Achievers ETF | ETF | 46137V308 | 12,621 | 139,491 | SH | SOLE | 0 | 0 | 139,491 | ||
FT TCW Unconstrained Plus Bond | ETF | 33740F888 | 3,491 | 136,728 | SH | SOLE | 0 | 0 | 136,728 | ||
Pennant Park Investment Corp | Stock | 708062104 | 1,049 | 134,891 | SH | SOLE | 0 | 0 | 134,891 | ||
First Trust Senior Loan | ETF | 33738D309 | 5,917 | 125,763 | SH | SOLE | 0 | 0 | 125,763 | ||
First Trust Tactical High Yield | ETF | 33738D408 | 5,708 | 124,727 | SH | SOLE | 0 | 0 | 124,727 | ||
iShares MSCI Global Min Vol Factor | ETF | 464286525 | 11,622 | 110,875 | SH | SOLE | 0 | 0 | 110,875 | ||
First Trust Low Duration Opps ETF | ETF | 33739Q200 | 4,443 | 90,763 | SH | SOLE | 0 | 0 | 90,763 | ||
VanEck CEF Municipal Income ETF | ETF | 92189F460 | 2,292 | 90,615 | SH | SOLE | 0 | 0 | 90,615 | ||
VanEck Mortgage REIT Income ETF | ETF | 92189F452 | 1,541 | 90,200 | SH | SOLE | 0 | 0 | 90,200 | ||
SPDR S&P Bank | ETF | 78464A797 | 4,687 | 89,527 | SH | SOLE | 0 | 0 | 89,527 | ||
Golub Capital BDC Inc | Stock | 38173M102 | 1,197 | 78,702 | SH | SOLE | 0 | 0 | 78,702 | ||
OWL ROCK CAPITAL ORD | Stock | 69121K104 | 1,161 | 78,525 | SH | SOLE | 0 | 0 | 78,525 | ||
Vanguard Value Index | ETF | 922908744 | 11,477 | 77,665 | SH | SOLE | 0 | 0 | 77,665 | ||
Energy Select Sector SPDR Fund | ETF | 81369Y506 | 5,906 | 77,266 | SH | SOLE | 0 | 0 | 77,266 | ||
iShares MSCI Japan | ETF | 46434G822 | 4,634 | 75,211 | SH | SOLE | 0 | 0 | 75,211 | ||
TriplePoint Venture Growth BDC Corp | Stock | 89677Y100 | 1,229 | 70,400 | SH | SOLE | 0 | 0 | 70,400 | ||
Gladstone Investment Corp | Stock | 376546107 | 1,086 | 67,327 | SH | SOLE | 0 | 0 | 67,327 | ||
SPDR Bloomberg Convertible Sec | ETF | 78464A359 | 5,056 | 65,708 | SH | SOLE | 0 | 0 | 65,708 | ||
iShares Preferred & Income Securities ETF | ETF | 464288687 | 2,290 | 62,886 | SH | SOLE | 0 | 0 | 62,886 | ||
Global X NASDAQ 100 Covered Call ETF | ETF | 37954Y483 | 1,284 | 61,243 | SH | SOLE | 0 | 0 | 61,243 | ||
Hercules Capital Inc | Stock | 427096508 | 1,104 | 61,066 | SH | SOLE | 0 | 0 | 61,066 | ||
iShares MSCI USA Quality Factor | ETF | 46432F339 | 8,055 | 59,833 | SH | SOLE | 0 | 0 | 59,833 | ||
Ares Capital Corp | Stock | 04010L103 | 1,188 | 56,726 | SH | SOLE | 0 | 0 | 56,726 | ||
First Trust Long/Short Equity | ETF | 33739P103 | 2,702 | 53,308 | SH | SOLE | 0 | 0 | 53,308 | ||
Fidus Investment Corp | Stock | 316500107 | 1,068 | 52,929 | SH | SOLE | 0 | 0 | 52,929 | ||
Capital Southwest Corp | Stock | 140501107 | 1,184 | 49,899 | SH | SOLE | 0 | 0 | 49,899 | ||
Industrial Select Sector SPDR ETF | ETF | 81369Y704 | 5,083 | 49,355 | SH | SOLE | 0 | 0 | 49,355 | ||
Nationwide Risk-Managed Income ETF | ETF | 26922A172 | 1,147 | 46,713 | SH | SOLE | 0 | 0 | 46,713 | ||
Vanguard Mid Cap Index ETF | ETF | 922908629 | 10,778 | 45,316 | SH | SOLE | 0 | 0 | 45,316 | ||
Sixth Street Specialty Lending Inc | Stock | 83012A109 | 1,039 | 44,602 | SH | SOLE | 0 | 0 | 44,602 | ||
Global X MLP & Energy Infrastructure | ETF | 37954Y293 | 1,842 | 43,111 | SH | SOLE | 0 | 0 | 43,111 | ||
BLACKSTONE SECURED LENDING ORD | Stock | 09261X102 | 1,155 | 41,387 | SH | SOLE | 0 | 0 | 41,387 | ||
Vanguard Growth Index | ETF | 922908736 | 10,117 | 35,178 | SH | SOLE | 0 | 0 | 35,178 | ||
Newtek Business Services Corp | Stock | 652526203 | 939 | 35,163 | SH | SOLE | 0 | 0 | 35,163 | ||
First Trust Dow Jones Internet ETF | ETF | 33733E302 | 6,538 | 34,799 | SH | SOLE | 0 | 0 | 34,799 | ||
iShares Core S&P Small-Cap | ETF | 464287804 | 3,608 | 33,445 | SH | SOLE | 0 | 0 | 33,445 | ||
Consumer Discretionary Select Sector Spdr Fund | ETF | 81369Y407 | 5,049 | 27,293 | SH | SOLE | 0 | 0 | 27,293 | ||
Main Street Capital Corp | Stock | 56035L104 | 1,120 | 26,266 | SH | SOLE | 0 | 0 | 26,266 | ||
Invesco QQQ Trust | ETF | 46090E103 | 6,375 | 17,583 | SH | SOLE | 0 | 0 | 17,583 | ||
Janus Henderson Short Duration Inc ETF | ETF | 47103U886 | 310 | 6,318 | SH | SOLE | 0 | 0 | 6,318 | ||
JPMorgan Ultra-Short Income | ETF | 46641Q837 | 306 | 6,089 | SH | SOLE | 0 | 0 | 6,089 | ||
Apple Inc | Stock | 037833100 | 287 | 1,644 | SH | SOLE | 0 | 0 | 1,644 | ||
AON PLC SHS CL A | Stock | G0403H108 | 266 | 818 | SH | SOLE | 0 | 0 | 818 | ||
Alphabet Inc A | Stock | 02079K305 | 217 | 78 | SH | SOLE | 0 | 0 | 78 |