The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FT NASDAQ Rising Dividend Achievers | ETF | 33738R506 | 12,721 | 327,195 | SH | SOLE | 0 | 0 | 327,195 | ||
First Trust Europe AlphaDEX | ETF | 33737J117 | 8,414 | 318,935 | SH | SOLE | 0 | 0 | 318,935 | ||
First Trust Value Line Dividend ETF | ETF | 33734H106 | 11,366 | 317,562 | SH | SOLE | 0 | 0 | 317,562 | ||
First Trust United Kingdom AlphaDEX | ETF | 33737J224 | 5,335 | 199,060 | SH | SOLE | 0 | 0 | 199,060 | ||
OAKTREE SPECIALTY LENDING CORP COM | CEF | 67401P108 | 1,016 | 169,396 | SH | SOLE | 0 | 0 | 169,396 | ||
First Trust TCW Opportunistic Fxd Inc | ETF | 33740F805 | 6,182 | 141,984 | SH | SOLE | 0 | 0 | 141,984 | ||
PENNANTPARK INVT CORP COM | CEF | 708062104 | 769 | 140,928 | SH | SOLE | 0 | 0 | 140,928 | ||
Invesco S&P 500 Revenue | ETF | 46138G698 | 9,379 | 139,761 | SH | SOLE | 0 | 0 | 139,761 | ||
Invesco Buyback Achievers ETF | ETF | 46137V308 | 10,269 | 138,359 | SH | SOLE | 0 | 0 | 138,359 | ||
FT TCW Unconstrained Plus Bond | ETF | 33740F888 | 2,910 | 122,180 | SH | SOLE | 0 | 0 | 122,180 | ||
First Trust Senior Loan | ETF | 33738D309 | 5,236 | 118,821 | SH | SOLE | 0 | 0 | 118,821 | ||
First Trust Tactical High Yield | ETF | 33738D408 | 4,535 | 118,334 | SH | SOLE | 0 | 0 | 118,334 | ||
iShares MSCI Global Min Vol Factor | ETF | 464286525 | 10,037 | 113,333 | SH | SOLE | 0 | 0 | 113,333 | ||
VanEck Mortgage REIT Income ETF | ETF | 92189F452 | 1,126 | 101,912 | SH | SOLE | 0 | 0 | 101,912 | ||
VanEck CEF Municipal Income ETF | ETF | 92189F460 | 1,948 | 94,435 | SH | SOLE | 0 | 0 | 94,435 | ||
GLADSTONE CAPITAL CORP COM | CEF | 376535100 | 799 | 94,140 | SH | SOLE | 0 | 0 | 94,140 | ||
SPDR S&P Bank | ETF | 78464A797 | 3,990 | 90,077 | SH | SOLE | 0 | 0 | 90,077 | ||
GOLUB CAP BDC INC COM | CEF | 38173M102 | 1,046 | 84,412 | SH | SOLE | 0 | 0 | 84,412 | ||
First Trust Low Duration Opps ETF | ETF | 33739Q200 | 3,850 | 81,316 | SH | SOLE | 0 | 0 | 81,316 | ||
OWL ROCK CAPITAL CORPORATION COM | CEF | 69121K104 | 840 | 81,018 | SH | SOLE | 0 | 0 | 81,018 | ||
Vanguard Value Index | ETF | 922908744 | 9,427 | 76,344 | SH | SOLE | 0 | 0 | 76,344 | ||
iShares MSCI Japan | ETF | 46434G822 | 3,690 | 75,540 | SH | SOLE | 0 | 0 | 75,540 | ||
TRIPLEPOINT VENTURE GROWTH BDC COM | CEF | 89677Y100 | 815 | 75,082 | SH | SOLE | 0 | 0 | 75,082 | ||
Energy Select Sector SPDR Fund | ETF | 81369Y506 | 5,254 | 72,949 | SH | SOLE | 0 | 0 | 72,949 | ||
iShares Preferred & Income Securities ETF | ETF | 464288687 | 2,244 | 70,849 | SH | SOLE | 0 | 0 | 70,849 | ||
GLADSTONE INVT CORP COM | CEF | 376546107 | 850 | 70,232 | SH | SOLE | 0 | 0 | 70,232 | ||
SPDR Bloomberg Convertible Sec | ETF | 78464A359 | 4,117 | 65,046 | SH | SOLE | 0 | 0 | 65,046 | ||
HERCULES CAPITAL INC COM | CEF | 427096508 | 749 | 64,710 | SH | SOLE | 0 | 0 | 64,710 | ||
Global X NASDAQ 100 Covered Call ETF | ETF | 37954Y483 | 986 | 62,974 | SH | SOLE | 0 | 0 | 62,974 | ||
iShares MSCI USA Quality Factor | ETF | 46432F339 | 6,204 | 59,689 | SH | SOLE | 0 | 0 | 59,689 | ||
ARES CAPITAL CORP COM | CEF | 04010L103 | 994 | 58,907 | SH | SOLE | 0 | 0 | 58,907 | ||
Industrial Select Sector SPDR ETF | ETF | 81369Y704 | 4,636 | 55,961 | SH | SOLE | 0 | 0 | 55,961 | ||
FIDUS INVT CORP COM | CEF | 316500107 | 937 | 54,545 | SH | SOLE | 0 | 0 | 54,545 | ||
CAPITAL SOUTHWEST CORP COM | CEF | 140501107 | 896 | 52,897 | SH | SOLE | 0 | 0 | 52,897 | ||
Nationwide Risk-Managed Income ETF | ETF | 26922A172 | 948 | 48,762 | SH | SOLE | 0 | 0 | 48,762 | ||
SIXTH STREET SPECIALTY LENDING COM | CEF | 83012A109 | 782 | 47,852 | SH | SOLE | 0 | 0 | 47,852 | ||
Vanguard Mid Cap Index ETF | ETF | 922908629 | 8,751 | 46,554 | SH | SOLE | 0 | 0 | 46,554 | ||
BLACKSTONE SECD LENDING FD COMMON STOCK | CEF | 09261X102 | 1,014 | 44,603 | SH | SOLE | 0 | 0 | 44,603 | ||
Global X MLP & Energy Infrastructure | ETF | 37954Y293 | 1,667 | 44,464 | SH | SOLE | 0 | 0 | 44,464 | ||
Vanguard Growth Index | ETF | 922908736 | 8,834 | 41,292 | SH | SOLE | 0 | 0 | 41,292 | ||
iShares Core S&P Small-Cap | ETF | 464287804 | 3,297 | 37,809 | SH | SOLE | 0 | 0 | 37,809 | ||
Consumer Discretionary Select Sector Spdr Fund | ETF | 81369Y407 | 4,590 | 32,224 | SH | SOLE | 0 | 0 | 32,224 | ||
Health Care Select Sector SPDR ETF | ETF | 81369Y209 | 3,843 | 31,733 | SH | SOLE | 0 | 0 | 31,733 | ||
First Trust Dow Jones Internet ETF | ETF | 33733E302 | 3,381 | 26,785 | SH | SOLE | 0 | 0 | 26,785 | ||
MAIN STR CAP CORP COM | CEF | 56035L104 | 879 | 26,130 | SH | SOLE | 0 | 0 | 26,130 | ||
Invesco QQQ Trust | ETF | 46090E103 | 5,611 | 20,172 | SH | SOLE | 0 | 0 | 20,172 | ||
WISDOMTREE US QUALITY DIVIDEND GROWTH FUND | ETF | 97717X669 | 243 | 4,510 | SH | SOLE | 0 | 0 | 4,510 | ||
Janus Henderson Short Duration Inc ETF | ETF | 47103U886 | 217 | 4,481 | SH | SOLE | 0 | 0 | 4,481 | ||
JPMorgan Ultra-Short Income | ETF | 46641Q837 | 216 | 4,316 | SH | SOLE | 0 | 0 | 4,316 | ||
Apple Inc | Stock | 037833100 | 228 | 1,648 | SH | SOLE | 0 | 0 | 1,648 | ||
iShares Russell 2000 | ETF | 464287655 | 211 | 1,279 | SH | SOLE | 0 | 0 | 1,279 | ||
AON PLC SHS CL A | Stock | G0403H108 | 235 | 879 | SH | SOLE | 0 | 0 | 879 |