The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS COM | Stock | 002824100 | 604 | 7,214 | SH | SOLE | 7,214 | 0 | 0 | ||
AMAZON COM INC COM | Stock | 023135106 | 3,998 | 2,303 | SH | SOLE | 2,303 | 0 | 0 | ||
APPLE INC COM | Stock | 037833100 | 4,018 | 17,938 | SH | SOLE | 17,938 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL A | Stock | 084670108 | 624 | 2 | SH | SOLE | 2 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 6,228 | 29,940 | SH | SOLE | 29,940 | 0 | 0 | ||
CVS HEALTH CORP COM | Stock | 126650100 | 255 | 4,045 | SH | SOLE | 4,045 | 0 | 0 | ||
CATERPILLAR INC DEL COM | Stock | 149123101 | 243 | 1,920 | SH | SOLE | 1,920 | 0 | 0 | ||
CITIGROUP INC COM NEW | Stock | 172967424 | 230 | 3,327 | SH | SOLE | 3,327 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INCOM COM | CEF | 224916106 | 34 | 10,842 | SH | SOLE | 10,842 | 0 | 0 | ||
DANAHER CORPORATION COM | Stock | 235851102 | 223 | 1,546 | SH | SOLE | 1,546 | 0 | 0 | ||
DISNEY WALT CO COM DISNEY | Stock | 254687106 | 325 | 2,492 | SH | SOLE | 2,492 | 0 | 0 | ||
EMERSON ELEC CO COM | Stock | 291011104 | 2,617 | 39,142 | SH | SOLE | 39,142 | 0 | 0 | ||
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND | ETF | 337344105 | 1,335 | 20,121 | SH | SOLE | 20,121 | 0 | 0 | ||
HOME DEPOT INC COM | Stock | 437076102 | 275 | 1,185 | SH | SOLE | 1,185 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC COM | Stock | 446150104 | 172 | 12,022 | SH | SOLE | 12,022 | 0 | 0 | ||
ISHARES COMEX GOLD TRUST | ETF | 464285105 | 414 | 29,330 | SH | SOLE | 29,330 | 0 | 0 | ||
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF | ETF | 464287150 | 616 | 9,185 | SH | SOLE | 9,185 | 0 | 0 | ||
ISHARES SELECT DIVIDEND ETF | ETF | 464287168 | 1,224 | 12,009 | SH | SOLE | 12,009 | 0 | 0 | ||
ISHARES TIPS BOND ETF | ETF | 464287176 | 916 | 7,873 | SH | SOLE | 7,873 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 4,854 | 16,261 | SH | SOLE | 16,261 | 0 | 0 | ||
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 322 | 2,704 | SH | SOLE | 2,704 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | ETF | 464287465 | 234 | 3,595 | SH | SOLE | 3,595 | 0 | 0 | ||
ISHARES EXPANDED TECH SECTOR ETF | ETF | 464287549 | 1,142 | 5,264 | SH | SOLE | 5,264 | 0 | 0 | ||
ISHARES U.S. CONSUMER SERVICES ETF | ETF | 464287580 | 320 | 1,474 | SH | SOLE | 1,474 | 0 | 0 | ||
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 238 | 1,857 | SH | SOLE | 1,857 | 0 | 0 | ||
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 813 | 5,094 | SH | SOLE | 5,094 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | ETF | 464287655 | 3,494 | 23,086 | SH | SOLE | 23,086 | 0 | 0 | ||
ISHARES U.S. TECHNOLOGY ETF | ETF | 464287721 | 2,792 | 13,670 | SH | SOLE | 13,670 | 0 | 0 | ||
ISHARES U.S. FINANCIALS ETF | ETF | 464287788 | 415 | 3,220 | SH | SOLE | 3,220 | 0 | 0 | ||
ISHARES S&P SMALL-CAP FUND | ETF | 464287804 | 376 | 4,832 | SH | SOLE | 4,832 | 0 | 0 | ||
ISHARES MORNINGSTAR LARGE-CAP VALUE ETF | ETF | 464288109 | 203 | 1,840 | SH | SOLE | 1,840 | 0 | 0 | ||
ISHARES MSCI ACWI EX US INDEX FUND | ETF | 464288240 | 261 | 5,660 | SH | SOLE | 5,660 | 0 | 0 | ||
ISHARES PREFERRED AND INCOME SECURITIES ETF | ETF | 464288687 | 351 | 9,364 | SH | SOLE | 9,364 | 0 | 0 | ||
ISHARES GLOBAL CONSUMER STAPLES ETF | ETF | 464288737 | 663 | 12,102 | SH | SOLE | 12,102 | 0 | 0 | ||
ISHARES U.S. AEROSPACE & DEFENSE ETF | ETF | 464288760 | 713 | 3,173 | SH | SOLE | 3,173 | 0 | 0 | ||
ISHARES U.S. HEALTHCARE PROVIDERS ETF | ETF | 464288828 | 299 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
JOHNSON & JOHNSON COM | Stock | 478160104 | 349 | 2,697 | SH | SOLE | 2,697 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC COM | Stock | 502431109 | 361 | 1,730 | SH | SOLE | 1,730 | 0 | 0 | ||
HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF | ETF | 518416102 | 264 | 9,456 | SH | SOLE | 9,456 | 0 | 0 | ||
LOCKHEED MARTIN CORP COM | Stock | 539830109 | 208 | 534 | SH | SOLE | 534 | 0 | 0 | ||
MFS MUN INCOME TR SH BEN INT | CEF | 552738106 | 192 | 27,243 | SH | SOLE | 27,243 | 0 | 0 | ||
MCDONALDS CORP COM | Stock | 580135101 | 686 | 3,194 | SH | SOLE | 3,194 | 0 | 0 | ||
MICROSOFT CORP COM | Stock | 594918104 | 895 | 6,437 | SH | SOLE | 6,437 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC COM | CEF | 670928100 | 828 | 78,826 | SH | SOLE | 78,826 | 0 | 0 | ||
OWENS CORNING NEW COM | Stock | 690742101 | 625 | 9,891 | SH | SOLE | 9,891 | 0 | 0 | ||
PROCTER & GAMBLE CO COM | Stock | 742718109 | 1,069 | 8,598 | SH | SOLE | 8,598 | 0 | 0 | ||
PROGRESSIVE CORP OHIO COM | Stock | 743315103 | 632 | 8,186 | SH | SOLE | 8,186 | 0 | 0 | ||
ROCKY BRANDS INC COM | Stock | 774515100 | 771 | 23,187 | SH | SOLE | 23,187 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC SPONS ADR A | ADR | 780259206 | 516 | 8,765 | SH | SOLE | 8,765 | 0 | 0 | ||
SCHWAB U.S. BROAD MARKET ETF | ETF | 808524102 | 494 | 6,951 | SH | SOLE | 6,951 | 0 | 0 | ||
SOUTHERN CO COM | Stock | 842587107 | 206 | 3,343 | SH | SOLE | 3,343 | 0 | 0 | ||
VANGUARD S&P MID-CAP 400 ETF | ETF | 921932885 | 1,184 | 9,072 | SH | SOLE | 9,072 | 0 | 0 | ||
VANGUARD HIGH DIVIDEND YIELD ETF | ETF | 921946406 | 3,116 | 35,115 | SH | SOLE | 35,115 | 0 | 0 | ||
VEEVA SYS INC CL A COM | Stock | 922475108 | 792 | 5,187 | SH | SOLE | 5,187 | 0 | 0 | ||
VANGUARD S&P 500 ETF | ETF | 922908363 | 219 | 804 | SH | SOLE | 804 | 0 | 0 | ||
VANGUARD REAL ESTATE ETF | ETF | 922908553 | 267 | 2,859 | SH | SOLE | 2,859 | 0 | 0 | ||
VANGUARD MID-CAP INDEX FUND | ETF | 922908629 | 870 | 5,189 | SH | SOLE | 5,189 | 0 | 0 | ||
VANGUARD GROWTH INDEX FUND | ETF | 922908736 | 434 | 2,611 | SH | SOLE | 2,611 | 0 | 0 | ||
VANGUARD TOTAL STOCK MARKET INDEX FUND | ETF | 922908769 | 529 | 3,503 | SH | SOLE | 3,503 | 0 | 0 | ||
WESTERN ASSET VAR RT STRG FD COM | CEF | 957667108 | 916 | 56,355 | SH | SOLE | 56,355 | 0 | 0 | ||
INVESCO QQQ TRUST | ETF | 46090E103 | 1,429 | 7,569 | SH | SOLE | 7,569 | 0 | 0 | ||
FIRST TRUST CAPITAL STRENGTH ETF | ETF | 33733E104 | 2,057 | 36,232 | SH | SOLE | 36,232 | 0 | 0 | ||
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF | ETF | 33739E108 | 927 | 46,967 | SH | SOLE | 46,967 | 0 | 0 | ||
FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 33733E302 | 4,767 | 35,409 | SH | SOLE | 35,409 | 0 | 0 | ||
ALERIAN MLP ETF | ETF | 00162Q866 | 157 | 17,199 | SH | SOLE | 17,199 | 0 | 0 | ||
AT&T INC COM | Stock | 00206R102 | 469 | 12,397 | SH | SOLE | 12,397 | 0 | 0 | ||
ARK INNOVATION ETF | ETF | 00214Q104 | 1,057 | 24,654 | SH | SOLE | 24,654 | 0 | 0 | ||
ABBVIE INC COM | Stock | 00287Y109 | 734 | 9,693 | SH | SOLE | 9,693 | 0 | 0 | ||
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 2,359 | 1,935 | SH | SOLE | 1,935 | 0 | 0 | ||
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 358 | 293 | SH | SOLE | 293 | 0 | 0 | ||
ASCENA RETAIL GROUP INC COM | Stock | 04351G101 | 3 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC COM | CEF | 09253R105 | 151 | 16,412 | SH | SOLE | 16,412 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY FD COM | CEF | 09254F100 | 205 | 13,622 | SH | SOLE | 13,622 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QLTY COM | CEF | 09254P108 | 136 | 10,026 | SH | SOLE | 10,026 | 0 | 0 | ||
BLACKROCK MUN 2030 TAR TERM TR COM SHS BEN IN | CEF | 09257P105 | 5,659 | 239,196 | SH | SOLE | 239,196 | 0 | 0 | ||
COHEN & STEERS QUALITY RLTY FD COM | CEF | 19247L106 | 546 | 34,464 | SH | SOLE | 34,464 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTURE COM | CEF | 19248A109 | 246 | 9,019 | SH | SOLE | 9,019 | 0 | 0 | ||
COSTCO WHSL CORP NEW COM | Stock | 22160K105 | 207 | 719 | SH | SOLE | 719 | 0 | 0 | ||
ETFMG PRIME MOBILE PAYMENTS ETF | ETF | 26924G409 | 723 | 15,506 | SH | SOLE | 15,506 | 0 | 0 | ||
EATON VANCE TAX MNGD GBL DV EQ COM | CEF | 27829F108 | 97 | 11,741 | SH | SOLE | 11,741 | 0 | 0 | ||
FACEBOOK INC CL A | Stock | 30303M102 | 1,469 | 8,251 | SH | SOLE | 8,251 | 0 | 0 | ||
FIRST TRUST NASDAQ CEA CYBERSECURITY ETF | ETF | 33734X846 | 276 | 9,980 | SH | SOLE | 9,980 | 0 | 0 | ||
FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND | ETF | 33735K108 | 215 | 3,073 | SH | SOLE | 3,073 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS COM | CEF | 46131M106 | 142 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD COM | CEF | 46132R104 | 143 | 12,954 | SH | SOLE | 12,954 | 0 | 0 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 46137V357 | 12,697 | 117,480 | SH | SOLE | 117,480 | 0 | 0 | ||
INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF | ETF | 46137V381 | 388 | 3,710 | SH | SOLE | 3,710 | 0 | 0 | ||
INVESCO FTSE RAFI US 1500A SMALL-MIDA ETF | ETF | 46137V597 | 1,798 | 14,163 | SH | SOLE | 14,163 | 0 | 0 | ||
INVESCO DWA MOMENTUM ETF | ETF | 46137V837 | 722 | 11,862 | SH | SOLE | 11,862 | 0 | 0 | ||
INVESCO DWA CONSUMER STAPLES MOMENTUM ETF | ETF | 46137V886 | 499 | 6,920 | SH | SOLE | 6,920 | 0 | 0 | ||
INVESCO S&P 500 LOW VOLATILITY ETF | ETF | 46138E354 | 2,241 | 38,699 | SH | SOLE | 38,699 | 0 | 0 | ||
ISHARES CORE HIGH DIVIDEND ETF | ETF | 46429B663 | 296 | 3,142 | SH | SOLE | 3,142 | 0 | 0 | ||
ISHARES EDGE MSCI MIN VOL USA ETF | ETF | 46429B697 | 2,724 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF | ETF | 46432F396 | 1,403 | 11,769 | SH | SOLE | 11,769 | 0 | 0 | ||
JPMORGAN CHASE & CO COM | Stock | 46625H100 | 1,279 | 10,868 | SH | SOLE | 10,868 | 0 | 0 | ||
MSCI INC COM | Stock | 55354G100 | 385 | 1,768 | SH | SOLE | 1,768 | 0 | 0 | ||
MASTERCARD INC CL A | Stock | 57636Q104 | 335 | 1,233 | SH | SOLE | 1,233 | 0 | 0 | ||
NETFLIX INC COM | Stock | 64110L106 | 1,712 | 6,397 | SH | SOLE | 6,397 | 0 | 0 | ||
NUVEEN SELECT TAX FREE INCM PT SH BEN INT | CEF | 67063C106 | 526 | 35,088 | SH | SOLE | 35,088 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES FD COM | CEF | 67072C105 | 117 | 11,849 | SH | SOLE | 11,849 | 0 | 0 | ||
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | ETF | 74348A467 | 716 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
S&P GLOBAL INC COM | Stock | 78409V104 | 409 | 1,668 | SH | SOLE | 1,668 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 10,172 | 34,277 | SH | SOLE | 34,277 | 0 | 0 | ||
SPDR GOLD SHARES | ETF | 78463V107 | 582 | 4,191 | SH | SOLE | 4,191 | 0 | 0 | ||
SPDR S&P REGIONAL BANKING ETF | ETF | 78464A698 | 1,041 | 19,713 | SH | SOLE | 19,713 | 0 | 0 | ||
SPDR S&P DIVIDEND ETF | ETF | 78464A763 | 468 | 4,565 | SH | SOLE | 4,565 | 0 | 0 | ||
SPDR DOW JONES INDUSTRIAL AVERAGE ETF | ETF | 78467X109 | 2,567 | 9,538 | SH | SOLE | 9,538 | 0 | 0 | ||
SPDR S&P MIDCAP 400 ETF | ETF | 78467Y107 | 1,892 | 5,367 | SH | SOLE | 5,367 | 0 | 0 | ||
SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF | ETF | 78468R788 | 229 | 6,039 | SH | SOLE | 6,039 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 81369Y209 | 1,087 | 12,059 | SH | SOLE | 12,059 | 0 | 0 | ||
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 81369Y407 | 264 | 2,185 | SH | SOLE | 2,185 | 0 | 0 | ||
FINANCIAL SELECT SECTOR SPDR FUND | ETF | 81369Y605 | 2,319 | 82,818 | SH | SOLE | 82,818 | 0 | 0 | ||
INDUSTRIAL SELECT SECTOR SPDR FUND | ETF | 81369Y704 | 1,747 | 22,509 | SH | SOLE | 22,509 | 0 | 0 | ||
TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 81369Y803 | 466 | 5,792 | SH | SOLE | 5,792 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST UNIT | CEF | 85207H104 | 136 | 11,535 | SH | SOLE | 11,535 | 0 | 0 | ||
VALERO ENERGY CORP NEW COM | Stock | 91913Y100 | 333 | 3,908 | SH | SOLE | 3,908 | 0 | 0 | ||
VANECK VECTORS AMT-FREE SHORT MUNICIPAL INDEX ETF | ETF | 92189F528 | 327 | 18,483 | SH | SOLE | 18,483 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 495 | 8,205 | SH | SOLE | 8,205 | 0 | 0 | ||
VISA INC COM CL A | Stock | 92826C839 | 817 | 4,750 | SH | SOLE | 4,750 | 0 | 0 | ||
WISDOMTREE U.S. LARGECAP DIVIDEND FUND | ETF | 97717W307 | 1,007 | 10,169 | SH | SOLE | 10,169 | 0 | 0 | ||
WISDOMTREE U.S. DIVIDEND EX-FINANCIALS FUND | ETF | 97717W406 | 694 | 7,938 | SH | SOLE | 7,938 | 0 | 0 | ||
WISDOMTREE U.S. MIDCAP DIVIDEND FUND | ETF | 97717W505 | 204 | 5,631 | SH | SOLE | 5,631 | 0 | 0 | ||
WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND | ETF | 97717X669 | 1,006 | 22,315 | SH | SOLE | 22,315 | 0 | 0 |