The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 44 | 251 | SH | SOLE | 251 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 36 | 335 | SH | SOLE | 335 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 171 | 64 | SH | SOLE | 64 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 22,495 | 8,414 | SH | SOLE | 8,414 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 27,594 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 4.750% 8/2 | 03762UAB1 | 0 | 250 | PRN | SOLE | 250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 23,225 | 164,135 | SH | SOLE | 164,135 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 5,149 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 5,961 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 77 | 1,281 | SH | SOLE | 1,281 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670902 | 1,786 | 6,542 | SH | SOLE | 6,542 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 411 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 | 3,469 | 3,844 | SH | SOLE | 3,844 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 60 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 2,041 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
COINBASE GLOBAL INC | COM CL A | 19260Q107 | 341 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
COMCAST CORP | CL A | 20030N101 | 20 | 351 | SH | SOLE | 351 | 0 | 0 | ||
DARE BIOSCIENCE INC | COM | 23666P101 | 1 | 881 | SH | SOLE | 881 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 72 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 136 | 705 | SH | SOLE | 705 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 37 | 389 | SH | SOLE | 389 | 0 | 0 | ||
FACTSET RESH SYS INC | COM | 303075105 | 44 | 110 | SH | SOLE | 110 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 5,927 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENOCEA BIOSCIENCES INC | COM | 372427104 | 2 | 1,137 | SH | SOLE | 1,137 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 37 | 528 | SH | SOLE | 528 | 0 | 0 | ||
GRACO INC | COM | 384109104 | 34 | 493 | SH | SOLE | 493 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | NOTE 4.125% 9/0 | 41068XAB6 | 1 | 500 | PRN | SOLE | 500 | 0 | 0 | ||
HORIZON GLOBAL CORP | NOTE 2.750% 7/0 | 44052WAA2 | 0 | 500 | PRN | SOLE | 500 | 0 | 0 | ||
IMPAX LABORATORIES INC | NOTE 2.000% 6/1 | 45256BAE1 | 14 | 13,750 | PRN | SOLE | 13,750 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC BIOTECH | 46137V787 | 4,079 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 342,672 | 957,290 | SH | SOLE | 957,290 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 84 | 734 | SH | SOLE | 734 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 396 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 821 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 52 | 455 | SH | SOLE | 455 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 202 | 1,866 | SH | SOLE | 1,866 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 113 | 985 | SH | SOLE | 985 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 30 | 301 | SH | SOLE | 301 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 127 | 784 | SH | SOLE | 784 | 0 | 0 | ||
KALA PHARMACEUTICALS INC | COM | 483119103 | 34 | 12,937 | SH | SOLE | 12,937 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 52 | 390 | SH | SOLE | 390 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 5,352 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 4,553 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
LANCASTER COLONY CORP | COM | 513847103 | 32 | 192 | SH | SOLE | 192 | 0 | 0 | ||
LINCOLN ELEC HLDGS INC | COM | 533900106 | 22 | 174 | SH | SOLE | 174 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 27 | 113 | SH | SOLE | 113 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 25 | 196 | SH | SOLE | 196 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 62 | 221 | SH | SOLE | 221 | 0 | 0 | ||
MSC INDL DIRECT INC | CL A | 553530106 | 34 | 419 | SH | SOLE | 419 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 21,057 | 34,500 | SH | SOLE | 34,500 | 0 | 0 | ||
NORDSON CORP | COM | 655663102 | 40 | 169 | SH | SOLE | 169 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 48 | 587 | SH | SOLE | 587 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 4,143 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 2,602 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 43,682 | 2,082,094 | SH | SOLE | 2,082,094 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 37 | 189 | SH | SOLE | 189 | 0 | 0 | ||
PROSPERITY BANCSHARES INC | COM | 743606105 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
REDWOOD TR INC | NOTE 4.750% 8/1 | 758075ACP | 1 | 500 | PRN | SOLE | 500 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 31 | 327 | SH | SOLE | 327 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 38 | 90 | SH | SOLE | 90 | 0 | 0 | ||
SANDY SPRING BANCORP INC | COM | 800363103 | 436 | 9,513 | SH | SOLE | 9,513 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 2 | 31 | SH | SOLE | 31 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 87 | 1,057 | SH | SOLE | 1,057 | 0 | 0 | ||
SEI INVTS CO | COM | 784117103 | 36 | 601 | SH | SOLE | 601 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 109 | 2,905 | SH | SOLE | 2,905 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 2,712 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SMITH A O CORP | COM | 831865209 | 32 | 519 | SH | SOLE | 519 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 5,540 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,191 | 2,776 | SH | SOLE | 2,776 | 0 | 0 | ||
SPDR SER TR | WELLS FG PFD ETF | 78464A292 | 236 | 5,439 | SH | SOLE | 5,439 | 0 | 0 | ||
SQUARE INC | CL A | 952234103 | 3,598 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 3,350 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 4 | 121 | SH | SOLE | 121 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 170,606 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 1 | 500 | PRN | SOLE | 500 | 0 | 0 | ||
TOOTSIE ROLL INDS INC | COM | 890516107 | 33 | 1,099 | SH | SOLE | 1,099 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 448 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 52 | 963 | SH | SOLE | 963 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 50 | 1,007 | SH | SOLE | 1,007 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 117 | 2,320 | SH | SOLE | 2,320 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 4 | 25 | SH | SOLE | 25 | 0 | 0 | ||
WEST PHARMACEUTICAL SVSC INC | COM | 955306105 | 44 | 103 | SH | SOLE | 103 | 0 | 0 |