The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 202 | 2,179 | SH | SOLE | 0 | 0 | 2,179 | ||
AGNC INVT CORP | COM | 00123Q104 | 172 | 10,999 | SH | SOLE | 0 | 0 | 10,999 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 254 | 1,088 | SH | SOLE | 0 | 0 | 1,088 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 377 | 215 | SH | SOLE | 0 | 0 | 215 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,209 | 690 | SH | SOLE | 0 | 0 | 690 | ||
AMAZON COM INC | COM | 023135106 | 1,078 | 331 | SH | SOLE | 0 | 0 | 331 | ||
AMKOR TECHNOLOGY INC | COM | 031652100 | 170 | 11,295 | SH | SOLE | 0 | 0 | 11,295 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 176 | 20,887 | SH | SOLE | 0 | 0 | 20,887 | ||
APHRIA INC | COM | 03765K104 | 719 | 104,022 | SH | SOLE | 0 | 0 | 104,022 | ||
APPLE INC | COM | 037833100 | 4,140 | 31,204 | SH | SOLE | 0 | 0 | 31,204 | ||
AT&T INC | COM | 00206R102 | 1,751 | 60,868 | SH | SOLE | 0 | 0 | 60,868 | ||
BARCLAYS PLC | ADR | 06738E204 | 285 | 35,670 | SH | SOLE | 0 | 0 | 35,670 | ||
BIOLASE INC | COM NEW | 090911207 | 4 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 697 | 134,753 | SH | SOLE | 0 | 0 | 134,753 | ||
CHEVRON CORP NEW | COM | 166764100 | 200 | 2,370 | SH | SOLE | 0 | 0 | 2,370 | ||
CISCO SYS INC | COM | 17275R102 | 222 | 4,950 | SH | SOLE | 0 | 0 | 4,950 | ||
CNX RES CORP | COM | 12653C108 | 189 | 17,462 | SH | SOLE | 0 | 0 | 17,462 | ||
CVS HEALTH CORP | COM | 126650100 | 996 | 14,577 | SH | SOLE | 0 | 0 | 14,577 | ||
DISNEY WALT CO | COM | 254687106 | 296 | 1,635 | SH | SOLE | 0 | 0 | 1,635 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 205 | 1,430 | SH | SOLE | 0 | 0 | 1,430 | ||
FACEBOOK INC | CL A | 30303M102 | 1,503 | 5,501 | SH | SOLE | 0 | 0 | 5,501 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 485 | 2,286 | SH | SOLE | 0 | 0 | 2,286 | ||
GILEAD SCIENCES INC | COM | 375558103 | 759 | 13,033 | SH | SOLE | 0 | 0 | 13,033 | ||
GLU MOBILE INC | COM | 379890106 | 154 | 17,060 | SH | SOLE | 0 | 0 | 17,060 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 270 | 1,022 | SH | SOLE | 0 | 0 | 1,022 | ||
IAMGOLD CORP | COM | 450913108 | 175 | 47,725 | SH | SOLE | 0 | 0 | 47,725 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,920 | 6,134 | SH | SOLE | 0 | 0 | 6,134 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 229 | 5,462 | SH | SOLE | 0 | 0 | 5,462 | ||
ISHARES INC | MSCI EMERG MRKT | 464286533 | 914 | 14,960 | SH | SOLE | 0 | 0 | 14,960 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,591 | 41,722 | SH | SOLE | 0 | 0 | 41,722 | ||
ISHARES TR | MBS ETF | 464288588 | 228 | 2,068 | SH | SOLE | 0 | 0 | 2,068 | ||
ISHARES TR | EAFE GRWTH ETF | 464288885 | 232 | 2,296 | SH | SOLE | 0 | 0 | 2,296 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 270 | 6,260 | SH | SOLE | 0 | 0 | 6,260 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 333 | 3,817 | SH | SOLE | 0 | 0 | 3,817 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 365 | 8,026 | SH | SOLE | 0 | 0 | 8,026 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 387 | 8,641 | SH | SOLE | 0 | 0 | 8,641 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 406 | 1,653 | SH | SOLE | 0 | 0 | 1,653 | ||
ISHARES TR | IBONDS DEC2022 | 46435G755 | 413 | 15,665 | SH | SOLE | 0 | 0 | 15,665 | ||
ISHARES TR | IBONDS DEC2023 | 46435G318 | 413 | 15,790 | SH | SOLE | 0 | 0 | 15,790 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 432 | 14,664 | SH | SOLE | 0 | 0 | 14,664 | ||
ISHARES TR | CONSER ALLOC ETF | 464289883 | 478 | 12,328 | SH | SOLE | 0 | 0 | 12,328 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 549 | 9,955 | SH | SOLE | 0 | 0 | 9,955 | ||
ISHARES TR | 0-5YR INVT GR CP | 46434V100 | 643 | 12,314 | SH | SOLE | 0 | 0 | 12,314 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 741 | 6,373 | SH | SOLE | 0 | 0 | 6,373 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 936 | 2,498 | SH | SOLE | 0 | 0 | 2,498 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,068 | 15,328 | SH | SOLE | 0 | 0 | 15,328 | ||
ISHARES TR | USD INV GRDE ETF | 464288620 | 1,070 | 17,274 | SH | SOLE | 0 | 0 | 17,274 | ||
ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 | 1,101 | 41,910 | SH | SOLE | 0 | 0 | 41,910 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,134 | 9,783 | SH | SOLE | 0 | 0 | 9,783 | ||
ISHARES TR | MSCI USA VALUE | 46432F388 | 1,150 | 13,239 | SH | SOLE | 0 | 0 | 13,239 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,159 | 7,351 | SH | SOLE | 0 | 0 | 7,351 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 1,195 | 47,976 | SH | SOLE | 0 | 0 | 47,976 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 1,199 | 46,879 | SH | SOLE | 0 | 0 | 46,879 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 1,448 | 13,102 | SH | SOLE | 0 | 0 | 13,102 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 1,785 | 65,427 | SH | SOLE | 0 | 0 | 65,427 | ||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 2,517 | 29,271 | SH | SOLE | 0 | 0 | 29,271 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,625 | 28,589 | SH | SOLE | 0 | 0 | 28,589 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,194 | 23,128 | SH | SOLE | 0 | 0 | 23,128 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 3,804 | 56,064 | SH | SOLE | 0 | 0 | 56,064 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 4,666 | 54,011 | SH | SOLE | 0 | 0 | 54,011 | ||
JOHNSON & JOHNSON | COM | 478160104 | 401 | 2,545 | SH | SOLE | 0 | 0 | 2,545 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 524 | 1,467 | SH | SOLE | 0 | 0 | 1,467 | ||
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 238 | 6,175 | SH | SOLE | 0 | 0 | 6,175 | ||
MEDALLIA INC | COM | 584021109 | 831 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
MICROSOFT CORP | COM | 594918104 | 494 | 2,223 | SH | SOLE | 0 | 0 | 2,223 | ||
NVIDIA CORPORATION | COM | 67066G104 | 332 | 635 | SH | SOLE | 0 | 0 | 635 | ||
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 149 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 270 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
PROSPECT CAP CORP | COM | 74348T102 | 173 | 31,891 | SH | SOLE | 0 | 0 | 31,891 | ||
QUALCOMM INC | COM | 747525103 | 273 | 1,795 | SH | SOLE | 0 | 0 | 1,795 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 260 | 3,630 | SH | SOLE | 0 | 0 | 3,630 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 2,487 | 74,008 | SH | SOLE | 0 | 0 | 74,008 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 223 | 5,885 | SH | SOLE | 0 | 0 | 5,885 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 539 | 18,281 | SH | SOLE | 0 | 0 | 18,281 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,597 | 27,662 | SH | SOLE | 0 | 0 | 27,662 | ||
SHOPIFY INC | CL A | 82509L107 | 363 | 321 | SH | SOLE | 0 | 0 | 321 | ||
SLM CORP | COM | 78442P106 | 186 | 15,007 | SH | SOLE | 0 | 0 | 15,007 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 30 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 313 | 1,025 | SH | SOLE | 0 | 0 | 1,025 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 813 | 4,557 | SH | SOLE | 0 | 0 | 4,557 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,111 | 5,656 | SH | SOLE | 0 | 0 | 5,656 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 2,558 | 23,481 | SH | SOLE | 0 | 0 | 23,481 | ||
SYNAPTICS INC | COM | 87157D109 | 209 | 2,165 | SH | SOLE | 0 | 0 | 2,165 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 272 | 340 | SH | SOLE | 0 | 0 | 340 | ||
TONIX PHARMACEUTICALS HLDG C | COM | 890260706 | 7 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 2,158 | 36,859 | SH | SOLE | 0 | 0 | 36,859 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 439 | 3,128 | SH | SOLE | 0 | 0 | 3,128 | ||
VISA INC | COM CL A | 92826C839 | 766 | 3,502 | SH | SOLE | 0 | 0 | 3,502 |