UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
HARBORONE NORTHEAST BANCORP, INC.
(Exact name of registrant as specified in charter)
Massachusetts |
| 81-1607465 |
(State of other jurisdiction of incorporation |
| (I.R.S. Employer |
or organization) |
| Identification No.) |
770 Oak Street, |
|
|
Brockton, Massachusetts |
| 02301 |
(Address of principal executive offices) |
| (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
|
| Name of each exchange |
Title of each class |
| on which each |
to be so registered |
| class is to be registered |
Common Stock, par value $0.01 |
| The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-230183
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. Description of Registrant’s Securities to be Registered
The description of the Common Stock and the rights of the shareholders of the registrant set forth under the captions “Description of Capital Stock of New HarborOne Following the Conversion” and “Dividend Policy” and “Market for the Common Stock” in the registrant’s prospectus dated June 21, 2019, which relates to the registrant’s registration statement on Form S-1 (No. 333-230183) (the “Registration Statement”), and is hereby incorporated by reference into this response.
Item 2. Exhibits
Exhibit Number |
| Description |
|
|
|
2.1 |
| Plan of Conversion (1) |
|
|
|
2.2 |
| Agreement and Plan of Merger (1) |
|
|
|
3.1 |
| Articles of Organization of HarborOne NorthEast Bancorp, Inc. (1) |
|
|
|
3.2 |
| By-Laws of HarborOne NorthEast Bancorp, Inc. (1) |
|
|
|
4.1 |
| Form of Common Stock Certificate of HarborOne NorthEast Bancorp, Inc. (1) |
(1) Incorporated by reference to the identically numbered exhibit to the Registration Statement.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| HARBORONE NORTHEAST BANCORP, INC. | ||
|
| ||
|
| ||
Date: June 24, 2019 | By: | /s/ Linda H. Simmons | |
| Name: | Linda H. Simmons | |
| Title: | Senior Vice President and Chief Financial Officer | |
