UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): April 28, 2021
HarborOne Bancorp, Inc.
(Exact Name of Registrant as Specified in its Charter)
| | |
Massachusetts | 001-38955 | 81-1607465 |
(State or other jurisdiction | (Commission | (IRS Employer |
of incorporation) | File Number) | Identification Number |
770 Oak Street, Brockton, Massachusetts 02301
(Address of principal executive offices)
(508) 895-1000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Title of each Class | Trading Symbol | Name of each exchange on which registered |
Common Stock, $0.01 par value | HONE | The NASDAQ Stock Market, LLC |
Item 7.01 | Regulation FD Disclosure |
On April 28, 2021, HarborOne Bancorp, Inc. (the “Company”) mailed a letter to its fifty largest unaffiliated shareholders about the Company’s operations, corporate social responsibility activities, and commitment to diversity, equity and inclusion. The shareholder letter is attached as Exhibit 99.1 hereto.
The shareholder letter is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99.1 shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.
The shareholder letter furnished herewith contains certain statements that may constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and are intended to be covered by the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. The Company wishes to caution readers not to place undue reliance on any forward-looking statements. Actual results may differ materially from those projected or suggested in the forward-looking statements due to certain risks and uncertainties, which are included in more detail in the Annual Report on Form 10-K, as updated by Quarterly Reports on Form 10-Q and other filings submitted to the SEC. The Company disclaims any intent or obligation to update publicly any such forward-looking statements, whether in response to new information, future events or otherwise.
Item 9.01Financial Statements and Exhibits
(d)Exhibits
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Number | | Description |
| | |
99.1 | | |
104 | | Cover Page Interactive Data File (formatted as inline XBRL) |
EXHIBIT INDEX
| | |
Number | | Description |
| | |
99.1 | | |
104 | | Cover Page Interactive Data File (formatted as inline XBRL) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.
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| HARBORONE BANCORP, INC. | ||
| | ||
By: | /s/ Linda H. Simmons | | |
| Name: | Linda H. Simmons | |
| Title: | Executive Vice President and | |
| | Chief Financial Officer | |
| | | |
Date: April 29, 2021 | | |