The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | Com | 002824100 | 2,706 | 29,599 | SH | SOLE | 0 | 29,599 | 0 | 0 | |
Abbott Laboratories | Com | 002824100 | 5 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
Adobe Inc | Com | 00724F101 | 303 | 696 | SH | SOLE | 0 | 696 | 0 | 0 | |
Alphabet Inc Class C | Com | 02079K107 | 1,255 | 888 | SH | SOLE | 0 | 888 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 3,612 | 2,547 | SH | SOLE | 0 | 2,547 | 0 | 0 | |
Alphabet Inc Class A | Com | 02079K305 | 11 | 8 | SH | DFND | 0 | 8 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 8,514 | 3,086 | SH | SOLE | 0 | 3,086 | 0 | 0 | |
Amazon Com Inc | Com | 023135106 | 36 | 13 | SH | DFND | 0 | 13 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 3,614 | 13,979 | SH | SOLE | 0 | 13,979 | 0 | 0 | |
American Tower Corp | Com | 03027X100 | 4 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Apple Inc | Com | 037833100 | 7,040 | 19,297 | SH | SOLE | 0 | 19,297 | 0 | 0 | |
Apple Inc | Com | 037833100 | 18 | 50 | SH | DFND | 0 | 50 | 0 | 0 | |
Bank Of America Corp | Com | 060505104 | 1,983 | 83,488 | SH | SOLE | 0 | 83,488 | 0 | 0 | |
Bank Of America Corp | Com | 060505104 | 7 | 290 | SH | DFND | 0 | 290 | 0 | 0 | |
Bar Harbor Bankshares | Com | 066849100 | 854 | 38,160 | SH | SOLE | 0 | 38,160 | 0 | 0 | |
Boeing Co | Com | 097023105 | 1,665 | 9,085 | SH | SOLE | 0 | 9,085 | 0 | 0 | |
Boeing Co | Com | 097023105 | 6 | 33 | SH | DFND | 0 | 33 | 0 | 0 | |
Bristol-Myers Squibb Co | Com | 110122108 | 338 | 5,751 | SH | SOLE | 0 | 5,751 | 0 | 0 | |
Callon Pete Co Del | Com | 13123X102 | 15 | 13,125 | SH | SOLE | 0 | 13,125 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 1,873 | 20,990 | SH | SOLE | 0 | 20,990 | 0 | 0 | |
Chevron Corporation | Com | 166764100 | 2 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Cisco Systems Inc | Com | 17275R102 | 1,263 | 27,081 | SH | SOLE | 0 | 27,081 | 0 | 0 | |
Constellation Brand Cl A | Com | 21036P108 | 1,845 | 10,544 | SH | SOLE | 0 | 10,544 | 0 | 0 | |
Costco Wholesale Corp | Com | 22160K105 | 3,277 | 10,807 | SH | SOLE | 0 | 10,807 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4,050 | 24,201 | SH | SOLE | 0 | 24,201 | 0 | 0 | |
Crown Castle Intl Corp New | Com | 22822V101 | 4 | 24 | SH | DFND | 0 | 24 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 2,942 | 16,640 | SH | SOLE | 0 | 16,640 | 0 | 0 | |
Danaher Corp | Com | 235851102 | 3 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 2,009 | 18,013 | SH | SOLE | 0 | 18,013 | 0 | 0 | |
Disney Walt Co | Com | 254687106 | 1 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Emerson Electric Co | Com | 291011104 | 207 | 3,342 | SH | SOLE | 0 | 3,342 | 0 | 0 | |
Extra Space Storage Inc Com | Com | 30225T102 | 1,273 | 13,785 | SH | SOLE | 0 | 13,785 | 0 | 0 | |
Exxon Mobil Corporation | Com | 30231G102 | 320 | 7,160 | SH | SOLE | 0 | 7,160 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 3,748 | 16,507 | SH | SOLE | 0 | 16,507 | 0 | 0 | |
Facebook Inc Class A | Com | 30303M102 | 6 | 25 | SH | DFND | 0 | 25 | 0 | 0 | |
Fidus Invt Corp | Com | 316500107 | 1,799 | 198,343 | SH | SOLE | 0 | 198,343 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 1,890 | 17,833 | SH | SOLE | 0 | 17,833 | 0 | 0 | |
First Rep Bk San Francisco Cal Com | Com | 33616C100 | 3 | 28 | SH | DFND | 0 | 28 | 0 | 0 | |
Ford Motor Company | Com | 345370860 | 245 | 40,230 | SH | SOLE | 0 | 40,230 | 0 | 0 | |
Gulfport Energy Corp | Com | 402635304 | 16 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 2,241 | 8,944 | SH | SOLE | 0 | 8,944 | 0 | 0 | |
Home Depot Inc | Com | 437076102 | 41 | 162 | SH | DFND | 0 | 162 | 0 | 0 | |
Intercontinental Exchange | Com | 45866F104 | 1,500 | 16,373 | SH | SOLE | 0 | 16,373 | 0 | 0 | |
Intuitive Surgical Inc New | Com | 46120E602 | 1,023 | 1,796 | SH | SOLE | 0 | 1,796 | 0 | 0 | |
Ishares Tr Barclays Fund | Com | 464287226 | 29,350 | 248,284 | SH | SOLE | 0 | 248,284 | 0 | 0 | |
Ishares Tr Barclays Fund | Com | 464287226 | 265 | 2,244 | SH | DFND | 0 | 2,244 | 0 | 0 | |
Ishares Tr Barclays 1-3 Year Treas Bond | Com | 464287457 | 608 | 7,025 | SH | SOLE | 0 | 7,025 | 0 | 0 | |
iShares Tr MSCI EAFE ETF | Com | 464287465 | 1,055 | 17,334 | SH | SOLE | 0 | 17,334 | 0 | 0 | |
Ishares Russell Midcap Index Fund | Com | 464287499 | 257 | 4,796 | SH | SOLE | 0 | 4,796 | 0 | 0 | |
Ishares Tr S&P Midcap | Com | 464287507 | 501 | 2,816 | SH | SOLE | 0 | 2,816 | 0 | 0 | |
Ishares Tr Russell 1000 Growth Fund | Com | 464287614 | 909 | 4,736 | SH | SOLE | 0 | 4,736 | 0 | 0 | |
Ishares Tr Dow Jones Re | Com | 464287739 | 278 | 3,525 | SH | SOLE | 0 | 3,525 | 0 | 0 | |
Ishares U.S. Healthcare ETF | Com | 464287762 | 242 | 1,120 | SH | SOLE | 0 | 1,120 | 0 | 0 | |
Ishares Tr S&P Muni Fund | Com | 464288158 | 365 | 3,385 | SH | SOLE | 0 | 3,385 | 0 | 0 | |
Ishares Trust S&P Natl Amt Free Muni | Com | 464288414 | 4,968 | 43,047 | SH | SOLE | 0 | 43,047 | 0 | 0 | |
Ishares Trust Iboxx $ High Yield Corp | Com | 464288513 | 2,414 | 29,581 | SH | SOLE | 0 | 29,581 | 0 | 0 | |
Ishares Trust Barclays | Com | 464288588 | 262 | 2,370 | SH | SOLE | 0 | 2,370 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 3,097 | 32,931 | SH | SOLE | 0 | 32,931 | 0 | 0 | |
JPMorgan Chase & Co | Com | 46625H100 | 8 | 90 | SH | DFND | 0 | 90 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 1,708 | 12,147 | SH | SOLE | 0 | 12,147 | 0 | 0 | |
Johnson & Johnson | Com | 478160104 | 6 | 40 | SH | DFND | 0 | 40 | 0 | 0 | |
Lilly Eli & Company | Com | 532457108 | 2,003 | 12,202 | SH | SOLE | 0 | 12,202 | 0 | 0 | |
Lockheed Martin Corp | Com | 539830109 | 2,819 | 7,724 | SH | SOLE | 0 | 7,724 | 0 | 0 | |
Lockheed Martin Corp | Com | 539830109 | 4 | 10 | SH | DFND | 0 | 10 | 0 | 0 | |
Markel Corp Com | Com | 570535104 | 908 | 984 | SH | SOLE | 0 | 984 | 0 | 0 | |
Markel Corp Com | Com | 570535104 | 2 | 2 | SH | DFND | 0 | 2 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 2,614 | 8,840 | SH | SOLE | 0 | 8,840 | 0 | 0 | |
Mastercard Inc - A | Com | 57636Q104 | 6 | 20 | SH | DFND | 0 | 20 | 0 | 0 | |
Mc Donalds Corp | Com | 580135101 | 453 | 2,458 | SH | SOLE | 0 | 2,458 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 107 | 1,382 | SH | SOLE | 0 | 1,382 | 0 | 0 | |
Merck & Co Inc New | Com | 58933Y105 | 104 | 1,350 | SH | DFND | 0 | 1,350 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 7,943 | 39,031 | SH | SOLE | 0 | 39,031 | 0 | 0 | |
Microsoft Corp | Com | 594918104 | 24 | 120 | SH | DFND | 0 | 120 | 0 | 0 | |
Microchip Technology Inc | Com | 595017104 | 767 | 7,287 | SH | SOLE | 0 | 7,287 | 0 | 0 | |
Nextera Energy Partners LP Com Unit Part In | Com | 65341B106 | 2,148 | 41,896 | SH | SOLE | 0 | 41,896 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 3,187 | 32,503 | SH | SOLE | 0 | 32,503 | 0 | 0 | |
Nike Inc Class B | Com | 654106103 | 6 | 65 | SH | DFND | 0 | 65 | 0 | 0 | |
Nvidia Corp | Com | 67066G104 | 2,003 | 5,272 | SH | SOLE | 0 | 5,272 | 0 | 0 | |
Oasis Petroleum Inc | Com | 674215108 | 8 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Paypal Holdings Inco | Com | 70450Y103 | 3,522 | 20,216 | SH | SOLE | 0 | 20,216 | 0 | 0 | |
Pepsico Incorporated | Com | 713448108 | 2,704 | 20,442 | SH | SOLE | 0 | 20,442 | 0 | 0 | |
Pfizer Incorporated | Com | 717081103 | 427 | 13,044 | SH | SOLE | 0 | 13,044 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 292 | 1,373 | SH | SOLE | 0 | 1,373 | 0 | 0 | |
Rockwell Automation Inc | Com | 773903109 | 85 | 400 | SH | DFND | 0 | 400 | 0 | 0 | |
S&P Global Inc | Com | 78409V104 | 1,880 | 5,706 | SH | SOLE | 0 | 5,706 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 4,530 | 14,690 | SH | SOLE | 0 | 14,690 | 0 | 0 | |
SPDR Trust Unit Sr 1 | Com | 78462F103 | 22 | 72 | SH | DFND | 0 | 72 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 2,524 | 22,545 | SH | SOLE | 0 | 22,545 | 0 | 0 | |
Spdr Series Trust S&P Biotech ETF | Com | 78464A870 | 34 | 300 | SH | DFND | 0 | 300 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 2,787 | 14,880 | SH | SOLE | 0 | 14,880 | 0 | 0 | |
Salesforce Com | Com | 79466L302 | 3 | 15 | SH | DFND | 0 | 15 | 0 | 0 | |
Sector Spdr Tech Select | Com | 81369Y803 | 269 | 2,572 | SH | SOLE | 0 | 2,572 | 0 | 0 | |
Select Sector Spdr Communication Services ETF | Com | 81369Y852 | 222 | 4,105 | SH | SOLE | 0 | 4,105 | 0 | 0 | |
Starbucks Corp | Com | 855244109 | 201 | 2,735 | SH | SOLE | 0 | 2,735 | 0 | 0 | |
Stryker Corp | Com | 863667101 | 1,687 | 9,362 | SH | SOLE | 0 | 9,362 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 5,923 | 117,152 | SH | SOLE | 0 | 117,152 | 0 | 0 | |
TJX Cos Inc | Com | 872540109 | 10 | 200 | SH | DFND | 0 | 200 | 0 | 0 | |
Texas Instruments Inc | Com | 882508104 | 1,350 | 10,630 | SH | SOLE | 0 | 10,630 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 2,617 | 7,222 | SH | SOLE | 0 | 7,222 | 0 | 0 | |
Thermo Fisher Scientific | Com | 883556102 | 3 | 9 | SH | DFND | 0 | 9 | 0 | 0 | |
Union Pacific Corp | Com | 907818108 | 1,920 | 11,354 | SH | SOLE | 0 | 11,354 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 3,577 | 12,126 | SH | SOLE | 0 | 12,126 | 0 | 0 | |
UnitedHealth Group Inc | Com | 91324P102 | 12 | 39 | SH | DFND | 0 | 39 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 12,737 | 136,674 | SH | SOLE | 0 | 136,674 | 0 | 0 | |
Vanguard Index Fd Inc Intermediate Term | Com | 921937819 | 77 | 824 | SH | DFND | 0 | 824 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | Com | 921943858 | 954 | 24,592 | SH | SOLE | 0 | 24,592 | 0 | 0 | |
Vanguard Emrg Mkt ETF | Com | 922042858 | 269 | 6,792 | SH | SOLE | 0 | 6,792 | 0 | 0 | |
Vanguard S&P 500 ETF | Com | 922908363 | 883 | 3,116 | SH | SOLE | 0 | 3,116 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 5,103 | 64,977 | SH | SOLE | 0 | 64,977 | 0 | 0 | |
Vanguard Real Estate ETF | Com | 922908553 | 28 | 361 | SH | DFND | 0 | 361 | 0 | 0 | |
Vanguard Index Fds Growth ETF | Com | 922908736 | 258 | 1,277 | SH | SOLE | 0 | 1,277 | 0 | 0 | |
Vanguard Index Fds Growth ETF | Com | 922908736 | 4 | 22 | SH | DFND | 0 | 22 | 0 | 0 | |
Vanguard Index Fds Value ETF | Com | 922908744 | 297 | 2,986 | SH | SOLE | 0 | 2,986 | 0 | 0 | |
Verizon Communications | Com | 92343V104 | 2,218 | 40,224 | SH | SOLE | 0 | 40,224 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 2,357 | 12,204 | SH | SOLE | 0 | 12,204 | 0 | 0 | |
Visa Inc Cl A | Com | 92826C839 | 6 | 30 | SH | DFND | 0 | 30 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 2,324 | 10,823 | SH | SOLE | 0 | 10,823 | 0 | 0 | |
Accenture PLC-CL A | Com | G1151C101 | 3 | 14 | SH | DFND | 0 | 14 | 0 | 0 | |
Eaton Corp Plc | Com | G29183103 | 350 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 208 | 980 | SH | SOLE | 0 | 980 | 0 | 0 | |
Linde PLC Com | Com | G5494J103 | 344 | 1,622 | SH | DFND | 0 | 1,622 | 0 | 0 |